Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 23:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 3,071 | $46.43 | $142,586.53 |
DisclosureSEC source: 0001209191-20-008978 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 650 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-19-056129 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,071 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-19-056129 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,071 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 650 | $216.26 | $140,569.00 |
DisclosureSEC source: 0001209191-19-056129 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 650 | $79.55 | $51,707.50 |
DisclosureSEC source: 0001209191-19-056129 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,071 | $216.26 | $664,134.46 |
DisclosureSEC source: 0001209191-19-056129 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 3,071 | $46.43 | $142,586.53 |
DisclosureSEC source: 0001209191-19-056129 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 5,401 | $0.00 Strike: $215.07 | $0.00 |
DisclosureSEC source: 0001209191-19-055656 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,401 Underlying: Common Stock · 5,401 shares Expires 2029-11-05 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,209 | $215.07 | $260,019.63 |
DisclosureSEC source: 0001209191-19-055656 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 650 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-19-045735 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,071 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-19-045735 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,071 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 650 | $212.71 | $138,261.50 |
DisclosureSEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,311 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 650 | $79.55 | $51,707.50 |
DisclosureSEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,071 | $212.71 | $653,232.41 |
DisclosureSEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,311 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 3,071 | $46.43 | $142,586.53 |
DisclosureSEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030850 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,311 Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 460 | $186.52 | $85,799.20 |
DisclosureSEC source: 0001209191-19-030850 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,566 Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 460 | $187.25 | $86,135.00 |
DisclosureSEC source: 0001209191-19-030850 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,026 Read SEC document |
| May 15, 2019 Filed May 15, 2019 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 460 | $184.85 | $85,031.00 |
DisclosureSEC source: 0001209191-19-029976 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,486 Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 460 | $184.32 | $84,787.20 |
DisclosureSEC source: 0001209191-19-029976 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,946 Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 460 | $183.18 | $84,262.02 |
DisclosureSEC source: 0001209191-19-029976 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,406 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 7,539 | $175.32 | $1,321,737.48 |
DisclosureSEC source: 0001209191-19-016378 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,866 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 10,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016378 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,405 F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 7,889 | $0.00 Strike: $173.58 | $0.00 |
DisclosureSEC source: 0001209191-19-014194 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,889 Underlying: Common Stock · 7,889 shares Expires 2029-02-25 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,959 | $173.58 | $340,043.22 |
DisclosureSEC source: 0001209191-19-014194 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,080 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,500 | $168.00 | $588,000.00 |
DisclosureSEC source: 0001209191-18-017678 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,121 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 2,163 | $166.82 | $360,831.66 |
DisclosureSEC source: 0001209191-18-016371 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,621 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016371 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,784 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 6,322 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-011996 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,322 Underlying: Common Stock · 6,322 shares Expires 2028-02-16 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,731 | $167.50 | $289,942.50 |
DisclosureSEC source: 0001209191-18-011996 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,941 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-18-006466 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5 | $161.62 | $808.10 |
DisclosureSEC source: 0001209191-18-006466 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 5 | $38.07 | $190.35 |
DisclosureSEC source: 0001209191-18-006466 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,340 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-024118 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,340 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,340 | $111.16 | $148,954.40 |
DisclosureSEC source: 0001209191-17-024118 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 1,340 | $38.07 | $51,013.80 |
DisclosureSEC source: 0001209191-17-024118 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 3,292 | $112.91 | $371,699.72 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F3 · shares: Disposition of vested performance accelerated restricted stock and vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3,537 | $112.91 | $399,362.67 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,502 F2 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,345 | $111.91 | $150,518.95 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,965 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 8,701 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014746 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,701 Underlying: Common Stock · 8,701 shares Expires 2027-02-23 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2,294 | $113.34 | $260,001.96 |
DisclosureSEC source: 0001209191-17-014746 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,965 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-006644 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,345 | $103.51 | $139,220.95 |
DisclosureSEC source: 0001209191-17-006644 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-17-006644 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 625 | $95.01 | $59,381.25 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.