Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,345 | $95.01 | $127,788.45 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 625 | $101.65 | $63,531.25 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,345 | $101.65 | $136,719.25 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-150487 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 625 | $99.73 | $62,331.25 |
DisclosureSEC source: 0001209191-16-150487 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-150487 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 625 | $101.35 | $63,343.75 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,345 | $101.35 | $136,315.75 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · derivative · entry 9 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 942 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · derivative · entry 8 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 942 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 403 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 403 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 625 | $108.37 | $67,731.25 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 942 | $108.37 | $102,084.54 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 942 | $38.07 | $35,861.94 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 403 | $108.37 | $43,673.11 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 403 | $30.01 | $12,094.03 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.