Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 47 | $79.55 | $3,738.85 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 95 | $350.00 | $33,250.00 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 95 | $79.55 | $7,557.25 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,000 | $316.55 | $633,100.00 |
DisclosureSEC source: 0001209191-23-033635 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,000 | $285.15 | $570,300.00 |
DisclosureSEC source: 0001209191-23-015393 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,838 F3 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 5,075 | $290.63 | $1,474,947.25 |
DisclosureSEC source: 0001209191-23-015393 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,838 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015393 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,913 F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 23,239 | $0.00 Strike: $295.33 | $0.00 |
DisclosureSEC source: 0001209191-23-012253 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,239 Underlying: Common Stock · 23,239 shares Expires 2033-02-21 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7,449 | $295.33 | $2,199,913.17 |
DisclosureSEC source: 0001209191-23-012253 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,539 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 155 | $262.41 | $40,673.55 |
DisclosureSEC source: 0001209191-22-056077 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,090 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $321.29 | $143,616.63 |
DisclosureSEC source: 0001209191-22-014657 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,245 F3 · shares: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 8,153 | $323.88 | $2,640,593.64 |
DisclosureSEC source: 0001209191-22-014657 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,692 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 13,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014657 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,845 F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 21,390 | $0.00 Strike: $325.99 | $0.00 |
DisclosureSEC source: 0001209191-22-011604 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,390 Underlying: Common Stock · 21,390 shares Expires 2032-02-17 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5,522 | $325.99 | $1,800,116.78 |
DisclosureSEC source: 0001209191-22-011604 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,497 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $343.98 | $153,759.06 |
DisclosureSEC source: 0001209191-22-006328 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,520 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $391.74 | $175,107.78 |
DisclosureSEC source: 0001209191-22-000636 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,967 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $394.62 | $176,395.14 |
DisclosureSEC source: 0001209191-21-067544 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,414 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 161 | $390.00 | $62,790.00 |
DisclosureSEC source: 0001209191-21-063358 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,861 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $406.82 | $181,848.54 |
DisclosureSEC source: 0001209191-21-062366 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,022 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $357.50 | $159,802.50 |
DisclosureSEC source: 0001209191-21-058905 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,469 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $380.31 | $169,998.57 |
DisclosureSEC source: 0001209191-21-054412 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,916 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $378.57 | $169,220.79 |
DisclosureSEC source: 0001209191-21-049594 · doc4a.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,363 F1 · date: The Form 4 filed on August 3, 2021 inadvertently reported the transaction date as July 1, 2021. The correct transaction date is August 2, 2021. F2 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $362.50 | $162,037.50 |
DisclosureSEC source: 0001209191-21-044852 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,810 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| July 01, 2021 Filed Aug 3, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $378.57 | $169,220.79 |
DisclosureSEC source: 0001209191-21-049263 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,363 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $338.06 | $151,112.82 |
DisclosureSEC source: 0001209191-21-037112 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,257 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $327.53 | $146,405.91 |
DisclosureSEC source: 0001209191-21-029824 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,704 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 447 | $303.90 | $135,843.30 |
DisclosureSEC source: 0001209191-21-024519 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,151 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 3,215 | $280.63 | $902,225.45 |
DisclosureSEC source: 0001209191-21-016774 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,598 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016774 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,813 F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 18,991 | $0.00 Strike: $276.84 | $0.00 |
DisclosureSEC source: 0001209191-21-013744 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,991 Underlying: Common Stock · 18,991 shares Expires 2031-02-22 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4,624 | $276.84 | $1,280,108.16 |
DisclosureSEC source: 0001209191-21-013744 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,284 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 148 | $290.60 | $43,008.80 |
DisclosureSEC source: 0001209191-20-057269 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,660 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 550 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 550 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 571 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 571 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 550 | $248.95 | $136,922.50 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,808 F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 550 | $79.55 | $43,752.50 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 571 | $248.95 | $142,150.45 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,808 F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 571 | $46.43 | $26,511.53 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,500 | $248.95 | $373,425.00 |
DisclosureSEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,808 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,500 | $245.91 | $368,865.00 |
DisclosureSEC source: 0001209191-20-015061 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,308 F3 · shares: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 6,379 | $251.20 | $1,602,404.80 |
DisclosureSEC source: 0001209191-20-015061 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,808 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 11,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015061 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,187 F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 9,912 | $0.00 Strike: $280.42 | $0.00 |
DisclosureSEC source: 0001209191-20-011929 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,912 Underlying: Common Stock · 9,912 shares Expires 2030-02-20 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2,140 | $280.42 | $600,098.80 |
DisclosureSEC source: 0001209191-20-011929 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,660 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 650 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-20-008978 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,071 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-20-008978 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,071 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 650 | $266.95 | $173,517.50 |
DisclosureSEC source: 0001209191-20-008978 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 650 | $79.55 | $51,707.50 |
DisclosureSEC source: 0001209191-20-008978 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,071 | $266.95 | $819,803.45 |
DisclosureSEC source: 0001209191-20-008978 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.