Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $320.28 | $242,131.68 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $320.28 | $320,280.00 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,838 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $320.93 | $253,534.70 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $320.93 | $242,623.08 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:41 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $320.93 | $320,930.00 |
DisclosureSEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,838 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $343.99 | $271,752.10 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $343.99 | $260,056.44 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $343.99 | $343,990.00 |
DisclosureSEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,838 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $338.82 | $267,667.80 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,838 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $338.82 | $256,147.92 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,835 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $338.82 | $338,820.00 |
DisclosureSEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,838 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 759 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 759 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $331.23 | $261,671.70 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,838 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 759 | $331.23 | $251,403.57 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,838 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 759 | $98.01 | $74,389.59 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $331.23 | $331,230.00 |
DisclosureSEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,838 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000040 · wk-form4_1689798479.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 18, 2022. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 592 | $354.25 | $209,716.00 |
DisclosureSEC source: 0001059556-23-000040 · wk-form4_1689798479.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 18, 2022. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $80.81 | $47,839.52 |
DisclosureSEC source: 0001059556-23-000040 · wk-form4_1689798479.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 18, 2022. Read SEC document |
| July 14, 2023 Filed Jul 17, 2023 21:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 282 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001059556-23-000038 · wk-form4_1689629418.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan adopted by Mr. Fauber on May 18, 2022. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| July 14, 2023 Filed Jul 17, 2023 21:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 282 | $351.24 | $99,049.68 |
DisclosureSEC source: 0001059556-23-000038 · wk-form4_1689629418.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan adopted by Mr. Fauber on May 18, 2022. Read SEC document |
| July 14, 2023 Filed Jul 17, 2023 21:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 282 | $79.55 | $22,433.10 |
DisclosureSEC source: 0001059556-23-000038 · wk-form4_1689629418.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan adopted by Mr. Fauber on May 18, 2022. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,540 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001209191-23-038743 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,540 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,618 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-23-038743 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,618 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,540 | $350.39 | $1,240,380.60 |
DisclosureSEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 3,540 | $80.81 | $286,067.40 |
DisclosureSEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,618 | $350.39 | $917,321.02 |
DisclosureSEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 2,618 | $79.55 | $208,261.90 |
DisclosureSEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 276 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · derivative · entry 9 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 276 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 47 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · derivative · entry 8 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 95 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 276 | $341.11 | $94,146.36 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 276 | $79.55 | $21,955.80 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 47 | $350.00 | $16,450.00 |
DisclosureSEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,838 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.