Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 21:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8,031 | $380.58 | $3,056,437.98 |
DisclosureSEC source: 0001059556-24-000051 · wk-form4_1709673237.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,415 F1 · shares: Receipt of shares acquired upon settlement of 2021-2023 Performance Shares. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:45 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 21,239 | $0.00 Strike: $372.16 | $0.00 |
DisclosureSEC source: 0001059556-24-000027 · wk-form4_1708638327.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,239 Underlying: Common Stock · 21,239 shares Expires 2034-02-20 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:45 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6,285 | $372.16 | $2,339,025.60 |
DisclosureSEC source: 0001059556-24-000027 · wk-form4_1708638327.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,384 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 791 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 791 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 791 | $376.50 | $297,811.50 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 791 | $80.81 | $63,920.71 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $376.50 | $284,634.00 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $376.50 | $376,500.00 |
DisclosureSEC source: 0001059556-24-000006 · wk-form4_1705526761.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,099 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $390.63 | $308,597.70 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $390.63 | $295,316.28 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $390.63 | $390,630.00 |
DisclosureSEC source: 0001059556-24-000002 · wk-form4_1704230566.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,099 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $391.62 | $309,379.80 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $391.62 | $296,064.72 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $391.62 | $391,620.00 |
DisclosureSEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,099 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $360.43 | $284,739.70 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $360.43 | $272,485.08 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $360.43 | $360,430.00 |
DisclosureSEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,099 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $350.76 | $277,100.40 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $350.76 | $265,174.56 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,099 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $350.76 | $350,760.00 |
DisclosureSEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,099 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 21:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-23-000115 · wk-form4_1699911714.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,099 F1 · kind: Contribution to charitable entity. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 23:20 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 155 | $331.72 | $51,416.60 |
DisclosureSEC source: 0001059556-23-000106 · wk-form4_1699399239.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,683 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $306.21 | $241,905.90 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 790 | $80.81 | $63,839.90 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 756 | $306.21 | $231,494.76 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 756 | $98.01 | $74,095.56 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $306.21 | $306,210.00 |
DisclosureSEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,838 F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 790 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 756 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 790 | $320.28 | $253,021.20 |
DisclosureSEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,838 F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.