Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,279 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 950 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $494.42 | $138,932.02 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,894.4 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,175.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,084.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,950.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,155 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,413 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,006 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $473.62 | $133,087.22 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,894.4 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,175.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,084.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,950.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,246 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,547 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,062 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $474.86 | $133,435.66 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,894.4 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,175.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,084.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,950.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,337 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,681 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,118 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $490.24 | $137,757.44 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,354.364 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,635.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,544.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,410.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,428 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,815 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,174 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $499.51 | $140,362.31 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,354.364 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,635.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,544.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-24-000194 · wk-form4_1733263706.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,410.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,519 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,949 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,230 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $478.99 | $134,596.19 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,354.364 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,635.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,544.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-24-000192 · wk-form4_1731967664.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,410.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,610 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,083 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,286 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $455.98 | $128,130.38 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,354.364 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,635.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,544.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-24-000188 · wk-form4_1730842710.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,410.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 20:49 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000143 · wk-form4_1723236583.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,354.364 F1 · kind: Contribution to charitable entity. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 6,618.636 | $380.58 | $2,518,920.49 |
DisclosureSEC source: 0001059556-24-000051 · wk-form4_1709673237.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,796.364 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.