Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2025 Filed May 15, 2025 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,611.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,518 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,475 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 614 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 415 | $450.71 | $187,044.65 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,555.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,970.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,879.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,745.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,609 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,609 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 670 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 415 | $437.80 | $181,687.00 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,689.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,104.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,013.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:33 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,879.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,743 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 726 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 415 | $463.08 | $192,178.20 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,823.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,238.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,147.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,013.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · derivative · entry 8 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,791 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,877 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 782 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 134 | $444.43 | $59,553.62 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,957.984 F2 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $444.43 | $124,884.83 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,091.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,372.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,281.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,147.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 21:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,987.906 | $493.75 | $1,475,278.59 |
DisclosureSEC source: 0001059556-25-000078 · wk-form4_1741296488.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,091.984 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $493.754 - $494.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · derivative · entry 9 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,882 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · derivative · entry 8 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,011 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 838 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 4,959.51 | $502.86 | $2,493,939.20 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · nonDerivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,079.89 F3 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3,611 | $502.86 | $1,815,827.46 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,039.4 F2 · shares: Receipt of shares acquired upon vesting of 2022-2024 Performance Shares. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $505.00 | $141,905.00 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,428.4 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,709.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,618.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000071 · wk-form4_1741124166.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,484.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 17,344 | $0.00 Strike: $513.21 | $0.00 |
DisclosureSEC source: 0001059556-25-000039 · wk-form4_1740174143.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,344 Underlying: Common Stock · 17,344 shares Expires 2035-02-20 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5,534 | $513.21 | $2,840,104.14 |
DisclosureSEC source: 0001059556-25-000039 · wk-form4_1740174143.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,428.4 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,973 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,145 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 894 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 281 | $522.20 | $146,738.20 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,894.4 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,175.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,084.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:59 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,950.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,064 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.