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Fauber Robert

Disclosed activity across 1 company

Tapewire entity
387
SEC CIK
0001481153

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOODYS CORP /DE/MCO · Entity 386Director · President and CEOOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOODYS CORP /DE/

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,363.918 Ending reported balance After 2026-10-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918

F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23Direct0 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3: One fourth of options vest each year beginning with the date indicated.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16Direct0 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3: One fourth of options vest each year beginning with the date indicated.

Common StockSEC Table I · non-derivativeIndirectTrust22,325 Reported balance Holding disclosure · report date 2026-10-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 22,325

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3: One fourth of options vest each year beginning with the date indicated.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2025 Filed Sep 3, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,807.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,881

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $521.45 $216,401.75
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,617.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,032.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,941.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 00:14 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,807.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 671

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $510.19 $211,728.85
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,751.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,166.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,075.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,941.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,063

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $503.40 $208,911.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,885.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,300.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,209.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,075.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,154

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 939

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $497.10 $206,296.50
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,019.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,434.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,343.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,209.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,245

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $476.67 $197,818.05
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,153.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,568.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,477.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,343.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,336

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 502

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $474.35 $196,855.25
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,287.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,702.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,611.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,477.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,427

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,341

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 415 $479.05 $198,805.75
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,421.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,836.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,745.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.