Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2026 Filed Feb 4, 2026 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,656.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,603 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 592 | $516.15 | $305,560.80 |
DisclosureSEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,673.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,597 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 575 | $502.52 | $288,949.00 |
DisclosureSEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,656.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,195 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 592 | $508.94 | $301,292.48 |
DisclosureSEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001628280-26-000889 · wk-form4_1767733946.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,673.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001628280-25-055574 · wk-form4_1764968486.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,172 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 575 | $487.87 | $280,525.25 |
DisclosureSEC source: 0001628280-25-055574 · wk-form4_1764968486.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001628280-25-055574 · wk-form4_1764968486.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,656.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001628280-25-054761 · wk-form4_1764710150.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,787 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 592 | $486.09 | $287,765.28 |
DisclosureSEC source: 0001628280-25-054761 · wk-form4_1764710150.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001628280-25-054761 · wk-form4_1764710150.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,673.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,747 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · derivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,379 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,167 | $478.95 | $558,934.65 |
DisclosureSEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,248.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,673.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 546 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001628280-25-047119 · wk-form4_1761768816.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,971 Underlying: Common Stock · 546 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 546 | $493.90 | $269,669.40 |
DisclosureSEC source: 0001628280-25-047119 · wk-form4_1761768816.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 546 | $113.34 | $61,883.64 |
DisclosureSEC source: 0001628280-25-047119 · wk-form4_1761768816.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,627.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,517 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 135 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 55 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 415 | $481.09 | $199,652.35 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,496.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 135 | $94.18 | $12,714.30 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,405.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 55 | $80.81 | $4,444.55 |
DisclosureSEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,270.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,608 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 55 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55 Underlying: Common Stock · 55 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 414 | $477.97 | $197,879.58 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,215.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,629.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,538.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 55 | $80.81 | $4,444.55 |
DisclosureSEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,404.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,699 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 269 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 415 | $512.65 | $212,749.75 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,349.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,764.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 134 | $94.18 | $12,620.12 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,673.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:43 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 56 | $80.81 | $4,525.36 |
DisclosureSEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,539.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,790 Underlying: Common Stock · 91 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 134 | $0.00 Strike: $94.18 | $0.00 |
DisclosureSEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 403 Underlying: Common Stock · 134 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 166 Underlying: Common Stock · 56 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 415 | $503.32 | $208,877.80 |
DisclosureSEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,483.984 F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 91 | $113.34 | $10,313.94 |
DisclosureSEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,898.984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.