person · Reporting owner

DONDERO JAMES D

Disclosed activity across 10 companies

Tapewire entity: 38648
SEC CIK: 0001228922

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001	Director · See Remarks · 10% owner	June 10, 2026	June 12, 2026
NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069	See Remarks · 10% owner	August 24, 2018	October 10, 2018
NEXPOINT REAL ESTATE STRATEGIES FUNDNRSAX · Entity 9832	See Remarks · 10% owner	August 15, 2023	September 18, 2023
NexPoint Capital, Inc.N/A · Entity 127710	See Remarks · 10% owner	April 11, 2019	May 02, 2019
NexPoint Real Estate Finance, Inc.NREF · Entity 5647	Director · President · 10% owner	April 02, 2026	April 06, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824	Director · President · 10% owner	May 22, 2026	May 27, 2026
Paratek Pharmaceuticals, Inc.PRTK · Entity 109529	10% owner	March 17, 2023	March 29, 2023
Pendrell CorpPCO · Entity 169270	10% owner	October 12, 2017	October 16, 2017
VINEBROOK HOMES TRUST, INC.NA · Entity 52505	Director	April 11, 2026	April 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,046,963.064	Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-06-10 · Exercise / conversion · Acquired 36,692 · Balance 6,046,963.064 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.
Restricted Share UnitsSEC Table II · derivative / convertible security	Direct	110,076	Reported balance After 2026-06-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2026-06-10 · Exercise / conversion · Disposed 36,692 · Balance 110,076 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Common StockSEC Table I · non-derivative	IndirectAs custodian of UTMA account for child 1	7,386.2797	Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 7,386.2797 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectAs custodian of UTMA account for child 2	7,370.3694	Reported balance Holding disclosure · report date 2026-06-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,370.3694 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectAs custodian of UTMA account for child 3	7,386.2907	Reported balance Holding disclosure · report date 2026-06-10 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 7,386.2907 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectAs custodian of UTMA account for child 4	5,476.991	Reported balance Holding disclosure · report date 2026-06-10 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 5,476.991 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectAs custodian of UTMA account for child 5	5,242.3344	Reported balance Holding disclosure · report date 2026-06-10 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 5,242.3344 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectAs custodian of UTMA account for child 6	7,386.2907	Reported balance Holding disclosure · report date 2026-06-10 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 7,386.2907 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,895,808.15	Reported balance Holding disclosure · report date 2026-06-10 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 2,895,808.15 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	850,356	Reported balance Holding disclosure · report date 2026-06-10 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 850,356 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,283,589	Reported balance Holding disclosure · report date 2026-06-10 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 2,283,589 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	643,132	Reported balance Holding disclosure · report date 2026-06-10 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 643,132 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy employee benefit plan	90,471.1462	Reported balance Holding disclosure · report date 2026-06-10 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 90,471.1462 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NEXPOINT HEALTHCARE OPPORTUNITIES FUND

Report date August 24, 2018 · Filed October 10, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class Z Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2018-08-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-08-24 · Sale · Disposed 50 · Balance 0 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Class A Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	2,500	Reported balance Holding disclosure · report date 2018-08-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,500 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Class C Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	2,500	Reported balance Holding disclosure · report date 2018-08-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 2,500 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

NEXPOINT REAL ESTATE STRATEGIES FUND

Report date August 15, 2023 · Filed September 18, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class Z Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	12,938.532	Reported balance After 2023-08-15 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2023-08-15 · Sale · Disposed 500,119.62 · Balance 12,938.532 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
Class Z Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	16,109.577	Reported balance Holding disclosure · report date 2023-08-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 16,109.577 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Class Z Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	58,322.633	Reported balance Holding disclosure · report date 2023-08-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 58,322.633 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired under the issuer's dividend reinvestment plan.

F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

NexPoint Capital, Inc.

Report date April 11, 2019 · Filed May 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	IndirectSee Footnote	6,648	Reported balance After 2019-04-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-04-11 · Grant · Disposed 6,648 · Balance 6,648 F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero. F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero.

F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 06, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	458,966	Reported balance After 2026-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-04-03 · Exercise / conversion · Acquired 36,830 · Balance 458,966 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.
Common StockSEC Table I · non-derivative	Direct	492,250	Reported balance After 2026-04-04 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2026-04-04 · Exercise / conversion · Acquired 33,284 · Balance 492,250 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	197,789	Reported balance After 2026-04-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-04-02 · Grant · Acquired 197,789 · Balance 197,789 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	110,489	Reported balance After 2026-04-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2026-04-03 · Exercise / conversion · Disposed 36,830 · Balance 110,489 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	33,283	Reported balance After 2026-04-04 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2026-04-04 · Exercise / conversion · Disposed 33,284 · Balance 33,283 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	5,694,671	Reported balance Holding disclosure · report date 2026-04-02 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 5,694,671 F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	3,649,759	Reported balance Holding disclosure · report date 2026-04-02 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 3,649,759 F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	327,286	Reported balance Holding disclosure · report date 2026-04-02 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 327,286 F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	1,800	Reported balance Holding disclosure · report date 2026-04-02 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,800 F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Trust	248,996	Reported balance Holding disclosure · report date 2026-04-02 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 248,996 F2: Includes shares acquired under the dividend reinvestment plan of the Issuer. F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.

F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.

F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 27, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	732,285	Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-05-22 · Exercise / conversion · Acquired 19,577 · Balance 732,285 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: Includes shares acquired under a dividend reinvestment plan.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	78,306	Reported balance After 2026-05-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-05-22 · Exercise / conversion · Disposed 19,577 · Balance 78,306 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Common StockSEC Table I · non-derivative	IndirectBy trust	1,335,251	Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,335,251 F2: Includes shares acquired under a dividend reinvestment plan. F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
Common StockSEC Table I · non-derivative	IndirectBy NexPoint Advisors, L.P.	161,970	Reported balance Holding disclosure · report date 2026-05-22 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 161,970 F2: Includes shares acquired under a dividend reinvestment plan. F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	409,063	Reported balance Holding disclosure · report date 2026-05-22 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 409,063 F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	15,456	Reported balance Holding disclosure · report date 2026-05-22 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 15,456 F2: Includes shares acquired under a dividend reinvestment plan. F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	856,929	Reported balance Holding disclosure · report date 2026-05-22 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 856,929 F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.
Common StockSEC Table I · non-derivative	IndirectBy 401(k)	44,104.143	Reported balance Holding disclosure · report date 2026-05-22 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 44,104.143 F2: Includes shares acquired under a dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: Includes shares acquired under a dividend reinvestment plan.

F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.

F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Paratek Pharmaceuticals, Inc.

Report date March 17, 2023 · Filed March 29, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,134,663	Reported balance After 2023-03-17 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2023-03-17 · Purchase · Acquired 234,863 · Balance 2,134,663 F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,239,770	Reported balance After 2023-03-20 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2023-03-20 · Purchase · Acquired 105,137 · Balance 2,239,770 F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	1,307,617	Reported balance After 2023-03-21 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2023-03-21 · Purchase · Acquired 242,500 · Balance 1,307,617 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,056,000	Reported balance After 2023-03-22 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2023-03-22 · Purchase · Acquired 106,000 · Balance 2,056,000 F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,156,000	Reported balance After 2023-03-23 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2023-03-23 · Purchase · Acquired 100,000 · Balance 2,156,000 F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	50,000	Reported balance Holding disclosure · report date 2023-03-17 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 50,000 F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,889,060	Reported balance Holding disclosure · report date 2023-03-17 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 2,889,060 F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.

Pendrell Corp

Report date October 12, 2017 · Filed October 16, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	1,255,965	Last balance in matching sequence After 2017-10-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2017-10-12 · Sale · Disposed 12,650 · Balance 1,261,234 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 2 · 2017-10-12 · Sale · Disposed 5,269 · Balance 1,255,965 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy trust	704,267	Reported balance Holding disclosure · report date 2017-10-12 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 704,267
Class A Common StockSEC Table I · non-derivative	IndirectBy affiliated funds	261,859	Reported balance Holding disclosure · report date 2017-10-12 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 261,859

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

VINEBROOK HOMES TRUST, INC.

Report date April 11, 2026 · Filed April 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	269,817.295	Reported balance After 2026-04-11 transaction · row 1 1 source row Row 1 · 2026-04-11 · Exercise / conversion · Acquired 7,328.625 · Balance 269,817.295 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	36,643.125	Reported balance After 2026-04-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-04-11 · Exercise / conversion · Disposed 7,328.625 · Balance 36,643.125 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Jernigan Capital, Inc.

Report date November 06, 2020 · Filed November 09, 2020

Section 16 reporting ended · disclosed 2020-11-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy NexPoint Advisors, L.P.	Reported balance After 2020-11-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-11-06 · Other · Disposed 439,264 · Balance 0 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.
Common StockSEC Table I · non-derivative	IndirectBy Highland Capital Management Fund Advisors, L.P.	Reported balance After 2020-11-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-11-06 · Other · Disposed 133,150 · Balance 0 F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.
Series A Preferred StockSEC Table I · non-derivative	IndirectBy NexPoint Advisors, L.P.	Reported balance After 2020-11-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-11-06 · Other · Disposed 82,094 · Balance 0 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.
Series A Preferred StockSEC Table I · non-derivative	IndirectBy Highland Capital Management Fund Advisors, L.P.	Reported balance After 2020-11-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2020-11-06 · Other · Disposed 18,025 · Balance 0 F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 07, 2021 Filed Jun 9, 2021 20:32 UTC	NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001	PurchaseCommon Stock	5,952	$13.68	$81,423.36	Disclosure SEC source: 0000899243-21-022900 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,194,985.85 F1 · balance_after: Includes shares acquired through the issuer's dividend reinvestment plan. F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
May 11, 2021 Filed May 13, 2021 19:25 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionRestricted Stock Units · Derivative	6,779	$0.00	$0.00	Disclosure SEC source: 0001437749-21-012149 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,116 Underlying: Common Stock · 6,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F7 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
May 11, 2021 Filed May 13, 2021 19:25 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionCommon Stock	6,779	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-21-012149 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,334.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document
February 22, 2021 Filed Feb 26, 2021 20:43 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	GrantRestricted Stock Units · Derivative	63,357	$0.00	$0.00	Disclosure SEC source: 0001437749-21-004321 · rdgdoc.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,357 Underlying: Common Stock · 63,357 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
February 21, 2021 Filed Feb 23, 2021 17:56 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionRestricted Stock Units · Derivative	8,904	$0.00	$0.00	Disclosure SEC source: 0001437749-21-003834 · rdgdoc.xml · derivative · entry 9 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,712 Underlying: Common Stock · 8,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F7 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
February 21, 2021 Filed Feb 23, 2021 17:56 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionCommon Stock	8,904	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-21-003834 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,555.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document
February 20, 2021 Filed Feb 23, 2021 17:56 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionRestricted Stock Units · Derivative	9,756	$0.00	$0.00	Disclosure SEC source: 0001437749-21-003834 · rdgdoc.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,026 Underlying: Common Stock · 9,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F6 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, and will vest one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F6 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, and will vest one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
February 20, 2021 Filed Feb 23, 2021 17:56 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionCommon Stock	9,756	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-21-003834 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,651.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:33 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	GrantRestricted Stock Units · Derivative	59,703	$0.00	$0.00	Disclosure SEC source: 0001437749-21-003687 · rdgdoc.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,703 Underlying: Common Stock · 59,703 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:53 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionRestricted Stock Units · Derivative	16,443	$0.00	$0.00	Disclosure SEC source: 0001437749-21-003168 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,443 Underlying: Common Stock · 16,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F7 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and will vest 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and will vest 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:53 UTC	NexPoint Residential Trust, Inc. NXRT · Entity 4824	Exercise / conversionCommon Stock	16,443	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-21-003168 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,895.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document
November 06, 2020 Filed Nov 9, 2020 17:06 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	OtherSeries A Preferred Stock	18,025	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-20-025049 · form4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management Fund Advisors, L.P. Disclosed balance after: 0 F1 · kind: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F1 · shares: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F1 · price: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · price: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. Read SEC document
November 06, 2020 Filed Nov 9, 2020 17:06 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	OtherSeries A Preferred Stock	82,094	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-20-025049 · form4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 0 F2 · kind: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · shares: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · price: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · price: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. Read SEC document
November 06, 2020 Filed Nov 9, 2020 17:06 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	OtherCommon Stock	133,150	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-20-025049 · form4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management Fund Advisors, L.P. Disclosed balance after: 0 F1 · kind: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F1 · shares: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F1 · price: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · price: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. Read SEC document
November 06, 2020 Filed Nov 9, 2020 17:06 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	OtherCommon Stock	439,264	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-20-025049 · form4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 0 F2 · kind: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · shares: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · price: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · price: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. Read SEC document
October 15, 2020 Filed Oct 16, 2020 18:12 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	GrantSeries A Preferred Stock	270	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-028526 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management Fund Advisors, L.P. Disclosed balance after: 18,025 F1 · kind: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F1 · price: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F3 · balance_after: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 15, 2020 Filed Oct 16, 2020 18:12 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	GrantSeries A Preferred Stock	1,228	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-028526 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 82,094 F1 · kind: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F1 · price: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F2 · balance_after: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:39 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	OtherOP Units · Derivative	1,058,292.9	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026950 · doc4.xml · derivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,058,292.9 Underlying: Common Stock · 1,058,292.9 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest (the "OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). F2 · derivative.exercise_price: The OP Units are redeemable, beginning on September 30, 2021, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F3 · kind: The reporting person redeemed their common units of NREF OP IV, L.P. ("OP IV"), a subsidiary of the OP, on a one-for-one basis for OP Units after receiving the approval of the General Partner of OP IV and the Issuer's Board of Directors. F3 · price: The reporting person redeemed their common units of NREF OP IV, L.P. ("OP IV"), a subsidiary of the OP, on a one-for-one basis for OP Units after receiving the approval of the General Partner of OP IV and the Issuer's Board of Directors. F2 · derivative.exercise_date: The OP Units are redeemable, beginning on September 30, 2021, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F2 · derivative.expiration_date: The OP Units are redeemable, beginning on September 30, 2021, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F5 · ownership.nature: These OP Units are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of securities held by HCMFA. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:39 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	OtherOP Units · Derivative	3,668,351.46	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026950 · doc4.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,668,351.46 Underlying: Common Stock · 3,668,351.46 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest (the "OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). F2 · derivative.exercise_price: The OP Units are redeemable, beginning on September 30, 2021, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F3 · kind: The reporting person redeemed their common units of NREF OP IV, L.P. ("OP IV"), a subsidiary of the OP, on a one-for-one basis for OP Units after receiving the approval of the General Partner of OP IV and the Issuer's Board of Directors. F3 · price: The reporting person redeemed their common units of NREF OP IV, L.P. ("OP IV"), a subsidiary of the OP, on a one-for-one basis for OP Units after receiving the approval of the General Partner of OP IV and the Issuer's Board of Directors. F2 · derivative.exercise_date: The OP Units are redeemable, beginning on September 30, 2021, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F2 · derivative.expiration_date: The OP Units are redeemable, beginning on September 30, 2021, for cash equal to the then-current market value of one share of the Issuer's common stock or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F4 · ownership.nature: These OP Units are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document
September 10, 2020 Filed Sep 11, 2020 16:19 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	354	$15.35	$5,433.90	Disclosure SEC source: 0000899243-20-024907 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 148,972 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 09, 2020 Filed Sep 11, 2020 16:19 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	1,097	$15.33	$16,817.01	Disclosure SEC source: 0000899243-20-024907 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 148,618 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 09, 2020 Filed Sep 11, 2020 16:19 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	300	$24.16	$7,248.00	Disclosure SEC source: 0000899243-20-024907 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,500 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 08, 2020 Filed Sep 8, 2020 19:13 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	2,098	$15.17	$31,826.66	Disclosure SEC source: 0000899243-20-024594 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 147,521 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 04, 2020 Filed Sep 8, 2020 19:13 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	400	$23.98	$9,592.00	Disclosure SEC source: 0000899243-20-024594 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,200 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 03, 2020 Filed Sep 4, 2020 16:16 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	400	$24.10	$9,640.00	Disclosure SEC source: 0000899243-20-024284 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,800 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:16 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	400	$24.05	$9,620.00	Disclosure SEC source: 0000899243-20-024284 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,400 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
September 01, 2020 Filed Sep 1, 2020 18:05 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	513	$15.35	$7,874.55	Disclosure SEC source: 0000899243-20-023784 · doc4.xml · nonDerivative · entry 5 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 145,423 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 31, 2020 Filed Sep 1, 2020 18:05 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	103	$15.19	$1,564.57	Disclosure SEC source: 0000899243-20-023784 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 144,910 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 31, 2020 Filed Sep 1, 2020 18:05 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	1,133	$24.10	$27,305.30	Disclosure SEC source: 0000899243-20-023784 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,000 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 28, 2020 Filed Sep 1, 2020 18:05 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	8,630	$15.17	$130,917.10	Disclosure SEC source: 0000899243-20-023784 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 144,807 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 28, 2020 Filed Sep 1, 2020 18:05 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	367	$23.90	$8,771.30	Disclosure SEC source: 0000899243-20-023784 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,867 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 27, 2020 Filed Aug 28, 2020 16:33 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	1,250	$24.08	$30,100.00	Disclosure SEC source: 0000899243-20-023630 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,500 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:33 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	700	$24.15	$16,905.00	Disclosure SEC source: 0000899243-20-023630 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,250 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 25, 2020 Filed Aug 28, 2020 16:33 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	1,300	$24.18	$31,434.00	Disclosure SEC source: 0000899243-20-023630 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,550 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.10 to $24.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 12, 2020 Filed Aug 12, 2020 17:40 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	611	$15.24	$9,311.64	Disclosure SEC source: 0000899243-20-022157 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 136,177 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 11, 2020 Filed Aug 12, 2020 17:41 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	Purchase8.50% Series A Cumulative Redeemable Preferred Stock	2,250	$24.20	$54,450.00	Disclosure SEC source: 0000899243-20-022160 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,250 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 11, 2020 Filed Aug 12, 2020 17:40 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	2,594	$15.50	$40,207.00	Disclosure SEC source: 0000899243-20-022157 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 135,566 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
August 10, 2020 Filed Aug 12, 2020 17:40 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	4,000	$15.17	$60,680.00	Disclosure SEC source: 0000899243-20-022157 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 132,972 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
July 15, 2020 Filed Jul 17, 2020 16:15 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	GrantSeries A Preferred Stock	270	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-019521 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Management Fund Advisors, L.P. Disclosed balance after: 17,755 F1 · kind: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F1 · price: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F3 · balance_after: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
July 15, 2020 Filed Jul 17, 2020 16:15 UTC	Jernigan Capital, Inc. JCAP · Entity 145460	GrantSeries A Preferred Stock	1,228	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-019521 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By NexPoint Advisors, L.P. Disclosed balance after: 80,866 F1 · kind: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F1 · price: The increase in the number of shares held is the result of a stock dividend applying equally to all shares of Series A Preferred Stock of the Issuer owned on the dividend record date. F2 · balance_after: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
June 24, 2020 Filed Jun 24, 2020 18:48 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	GrantRestricted Stock Units · Derivative	70,231	$0.00	$0.00	Disclosure SEC source: 0000899243-20-017579 · doc4.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,231 Underlying: Common Stock · 70,231 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document
May 29, 2020 Filed May 29, 2020 16:59 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	OtherOP Units · Derivative	395,034	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-014572 · doc4.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 395,034 Underlying: Common Stock · 395,034 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest (the "OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the Issuer's operating partnership (the "OP"). F2 · derivative.exercise_price: The OP Units are redeemable, beginning on May 29, 2021, for cash equal to the then current-market value of one share of the Issuer's common stock or, at the election of the Issuer and only after receiving the approval of the Issuer's stockholders, for shares of the Issuer's common stock on a one-for-one basis. F3 · kind: The OP Units were issued in connection with a contribution agreement, pursuant to which the reporting person contributed his interest in an entity to the OP. F3 · price: The OP Units were issued in connection with a contribution agreement, pursuant to which the reporting person contributed his interest in an entity to the OP. F4 · derivative.exercise_date: The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F4 · derivative.expiration_date: The OP Units are vested as of the date of issuance. The OP Units have no expiration date. F5 · ownership.nature: These OP Units are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such OP Units. Read SEC document
May 22, 2020 Filed May 26, 2020 16:42 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	836	$14.43	$12,063.48	Disclosure SEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 128,972 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
May 22, 2020 Filed May 26, 2020 16:42 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	5,564	$14.43	$80,288.52	Disclosure SEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 138,753 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
May 21, 2020 Filed May 26, 2020 16:42 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	848	$13.89	$11,778.72	Disclosure SEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 128,136 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
May 21, 2020 Filed May 26, 2020 16:42 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	5,652	$13.89	$78,506.28	Disclosure SEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 133,189 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
May 20, 2020 Filed May 21, 2020 16:45 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	848	$12.04	$10,209.92	Disclosure SEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 127,288 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
May 20, 2020 Filed May 21, 2020 16:45 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	5,652	$12.04	$68,050.08	Disclosure SEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 127,537 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
May 19, 2020 Filed May 21, 2020 16:45 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	759	$11.06	$8,394.54	Disclosure SEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 126,440 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document
May 19, 2020 Filed May 21, 2020 16:45 UTC	NexPoint Real Estate Finance, Inc. NREF · Entity 5647	PurchaseCommon Stock	5,055	$11.06	$55,908.30	Disclosure SEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,885 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.