Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director · See Remarks · 10% owner | June 10, 2026 | June 12, 2026 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | See Remarks · 10% owner | August 24, 2018 | October 10, 2018 |
| NEXPOINT REAL ESTATE STRATEGIES FUNDNRSAX · Entity 9832 | See Remarks · 10% owner | August 15, 2023 | September 18, 2023 |
| NexPoint Capital, Inc.N/A · Entity 127710 | See Remarks · 10% owner | April 11, 2019 | May 02, 2019 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director · President · 10% owner | April 02, 2026 | April 06, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director · President · 10% owner | May 22, 2026 | May 27, 2026 |
| Paratek Pharmaceuticals, Inc.PRTK · Entity 109529 | 10% owner | March 17, 2023 | March 29, 2023 |
| Pendrell CorpPCO · Entity 169270 | 10% owner | October 12, 2017 | October 16, 2017 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 11, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,046,963.064 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 36,692 · Balance 6,046,963.064 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 110,076 |
Reported balance
After 2026-06-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-06-10 · Exercise / conversion · Disposed 36,692 · Balance 110,076 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 1 | 7,386.2797 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,386.2797 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 2 | 7,370.3694 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,370.3694 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 3 | 7,386.2907 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,386.2907 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 4 | 5,476.991 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,476.991 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 5 | 5,242.3344 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,242.3344 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 6 | 7,386.2907 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 7,386.2907 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,895,808.15 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,895,808.15 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 850,356 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 850,356 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,283,589 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,283,589 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 643,132 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 643,132 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy employee benefit plan | 90,471.1462 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 90,471.1462 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date August 24, 2018 · Filed October 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2018-08-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-24 · Sale · Disposed 50 · Balance 0 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 2,500 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class C Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 2,500 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,500 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
NEXPOINT REAL ESTATE STRATEGIES FUND
Report date August 15, 2023 · Filed September 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 12,938.532 |
Reported balance
After 2023-08-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-15 · Sale · Disposed 500,119.62 · Balance 12,938.532 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein. |
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 16,109.577 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,109.577 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 58,322.633 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 58,322.633 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the issuer's dividend reinvestment plan.
F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
NexPoint Capital, Inc.
Report date April 11, 2019 · Filed May 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 6,648 |
Reported balance
After 2019-04-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-11 · Grant · Disposed 6,648 · Balance 6,648 F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero. F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero.
F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 458,966 |
Reported balance
After 2026-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 36,830 · Balance 458,966 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F2: Includes shares acquired under the dividend reinvestment plan of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 492,250 |
Reported balance
After 2026-04-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-04 · Exercise / conversion · Acquired 33,284 · Balance 492,250 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 197,789 |
Reported balance
After 2026-04-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-02 · Grant · Acquired 197,789 · Balance 197,789 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 110,489 |
Reported balance
After 2026-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-03 · Exercise / conversion · Disposed 36,830 · Balance 110,489 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,283 |
Reported balance
After 2026-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-04-04 · Exercise / conversion · Disposed 33,284 · Balance 33,283 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,694,671 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,694,671 F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,649,759 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,649,759 F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 327,286 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 327,286 F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,800 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,800 F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 248,996 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 248,996 F2: Includes shares acquired under the dividend reinvestment plan of the Issuer. F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").
F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.
F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.
F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 732,285 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Exercise / conversion · Acquired 19,577 · Balance 732,285 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: Includes shares acquired under a dividend reinvestment plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 78,306 |
Reported balance
After 2026-05-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-22 · Exercise / conversion · Disposed 19,577 · Balance 78,306 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 1,335,251 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,335,251 F2: Includes shares acquired under a dividend reinvestment plan. F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 161,970 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 161,970 F2: Includes shares acquired under a dividend reinvestment plan. F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 409,063 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 409,063 F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 15,456 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,456 F2: Includes shares acquired under a dividend reinvestment plan. F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 856,929 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 856,929 F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 44,104.143 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 44,104.143 F2: Includes shares acquired under a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: Includes shares acquired under a dividend reinvestment plan.
F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.
F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Paratek Pharmaceuticals, Inc.
Report date March 17, 2023 · Filed March 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,134,663 |
Reported balance
After 2023-03-17 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-03-17 · Purchase · Acquired 234,863 · Balance 2,134,663 F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,239,770 |
Reported balance
After 2023-03-20 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-03-20 · Purchase · Acquired 105,137 · Balance 2,239,770 F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,307,617 |
Reported balance
After 2023-03-21 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-03-21 · Purchase · Acquired 242,500 · Balance 1,307,617 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,056,000 |
Reported balance
After 2023-03-22 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2023-03-22 · Purchase · Acquired 106,000 · Balance 2,056,000 F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,156,000 |
Reported balance
After 2023-03-23 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2023-03-23 · Purchase · Acquired 100,000 · Balance 2,156,000 F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 50,000 |
Reported balance
Holding disclosure · report date 2023-03-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50,000 F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,889,060 |
Reported balance
Holding disclosure · report date 2023-03-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,889,060 F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Pendrell Corp
Report date October 12, 2017 · Filed October 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,255,965 |
Last balance in matching sequence
After 2017-10-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-10-12 · Sale · Disposed 12,650 · Balance 1,261,234 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 2 · 2017-10-12 · Sale · Disposed 5,269 · Balance 1,255,965 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 704,267 |
Reported balance
Holding disclosure · report date 2017-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 704,267 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy affiliated funds | 261,859 |
Reported balance
Holding disclosure · report date 2017-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 261,859 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
VINEBROOK HOMES TRUST, INC.
Report date April 11, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 269,817.295 |
Reported balance
After 2026-04-11 transaction · row 1
1 source rowRow 1 · 2026-04-11 · Exercise / conversion · Acquired 7,328.625 · Balance 269,817.295 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,643.125 |
Reported balance
After 2026-04-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-11 · Exercise / conversion · Disposed 7,328.625 · Balance 36,643.125 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Jernigan Capital, Inc.
Report date November 06, 2020 · Filed November 09, 2020
Section 16 reporting ended · disclosed 2020-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-06 · Other · Disposed 439,264 · Balance 0 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Management Fund Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-11-06 · Other · Disposed 133,150 · Balance 0 F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
| Series A Preferred StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-11-06 · Other · Disposed 82,094 · Balance 0 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
| Series A Preferred StockSEC Table I · non-derivative | IndirectBy Highland Capital Management Fund Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-11-06 · Other · Disposed 18,025 · Balance 0 F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2023 Filed Mar 29, 2023 18:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 82,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-008450 · rdgdoc.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,530 Underlying: Common Stock · 82,530 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 29, 2023 16:31 UTC | Paratek Pharmaceuticals, Inc. PRTK · Entity 109529 | PurchaseCommon Stock | 100,000 | $1.73 | $173,000.00 |
DisclosureSEC source: 0001437749-23-008428 · rdgdoc.xml · nonDerivative · entry 5 DONDERO JAMES D · CIK 0001228922 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,156,000 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · ownership.nature: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2023 Filed Mar 29, 2023 16:31 UTC | Paratek Pharmaceuticals, Inc. PRTK · Entity 109529 | PurchaseCommon Stock | 106,000 | $1.77 | $187,620.00 |
DisclosureSEC source: 0001437749-23-008428 · rdgdoc.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,056,000 F5 · ownership.nature: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2023 Filed Mar 29, 2023 16:31 UTC | Paratek Pharmaceuticals, Inc. PRTK · Entity 109529 | PurchaseCommon Stock | 242,500 | $1.74 | $421,950.00 |
DisclosureSEC source: 0001437749-23-008428 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,307,617 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 16:31 UTC | Paratek Pharmaceuticals, Inc. PRTK · Entity 109529 | PurchaseCommon Stock | 105,137 | $1.40 | $147,191.80 |
DisclosureSEC source: 0001437749-23-008428 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,239,770 F2 · ownership.nature: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 17, 2023 Filed Mar 29, 2023 16:31 UTC | Paratek Pharmaceuticals, Inc. PRTK · Entity 109529 | PurchaseCommon Stock | 234,863 | $1.50 | $352,294.50 |
DisclosureSEC source: 0001437749-23-008428 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,134,663 F1 · ownership.nature: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 17:00 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 4,900 | $15.83 | $77,567.00 |
DisclosureSEC source: 0001437749-23-005996 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,831 F1 · ownership.nature: These shares are held by Highland Global Allocation Fund, which is managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management") (f/k/a Highland Capital Management Fund Advisers, L.P.). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 17:00 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 8,931 | $15.93 | $142,270.83 |
DisclosureSEC source: 0001437749-23-005996 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,931 F1 · ownership.nature: These shares are held by Highland Global Allocation Fund, which is managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management") (f/k/a Highland Capital Management Fund Advisers, L.P.). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 15,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004421 · rdgdoc.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,679 Underlying: Common Stock · 15,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F8 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023 and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023 and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 15,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004421 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 8,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · derivative · entry 14 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,904 Underlying: Common Stock · 8,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F11 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F11 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 44,520 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 8,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,675.778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 17,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004421 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,926 Underlying: Common Stock · 17,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F7 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 17:21 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 17,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004421 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 9,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · derivative · entry 13 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,513 Underlying: Common Stock · 9,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F10 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F10 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 48,782 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 9,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,649.346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 11,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · derivative · entry 12 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,821 Underlying: Common Stock · 11,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F9 · derivative.exercise_date: On February 18, 2021, the reporting person was awarded 59,703 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F9 · derivative.expiration_date: On February 18, 2021, the reporting person was awarded 59,703 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 11,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,893.346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 17:31 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 6,926.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004225 · rdgdoc.xml · derivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,485.5 Underlying: Common Stock · 6,926.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · derivative.exercise_date: On February 17, 2022 the reporting person was granted 55,412 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023 and will vest one-eighth on February 17, 2024, one-eighth on February 17, 2025 and one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022 the reporting person was granted 55,412 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023 and will vest one-eighth on February 17, 2024, one-eighth on February 17, 2025 and one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 17:31 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 6,926.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004225 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,379.588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 8,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · derivative · entry 11 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,240 Underlying: Common Stock · 8,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vested one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vested one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 16:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 8,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004173 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,952.346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 18:53 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 7,826.125 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-003847 · rdgdoc.xml · derivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,956.75 Underlying: Common Stock · 7,826.125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 62,609 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022 and one-eighth on February 15, 2023 and will vest one-eighth on February 15, 2024 and one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 62,609 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022 and one-eighth on February 15, 2023 and will vest one-eighth on February 15, 2024 and one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 18:53 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 7,826.125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-003847 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,453.088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 17:07 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 510 | $20.25 | $10,327.50 |
DisclosureSEC source: 0001437749-23-000887 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,810 F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares Read SEC document |
| December 23, 2022 Filed Dec 23, 2022 16:33 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionClass B OP Units · Derivative | 2,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-029720 · rdgdoc.xml · derivative · entry 6 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,869,081.43 Underlying: Common Stock · 2,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents OP Units in the OP, the operating partnership of the Issuer. F8 · derivative.exercise_price: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F1 · kind: 2,100,000 of the Class B common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP. F8 · kind: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F1 · price: 2,100,000 of the Class B common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP. F8 · price: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F8 · derivative.exercise_date: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F8 · derivative.expiration_date: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F2 · ownership.nature: 2,100,000 shares and 4,869,081.43 Class B OP Units are held by NexPoint Real Estate Opportunities, LLC, which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 481,668 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2022 Filed Dec 23, 2022 16:33 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 2,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-029720 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,863,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 2,100,000 of the Class B common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP. F2 · ownership.nature: 2,100,000 shares and 4,869,081.43 Class B OP Units are held by NexPoint Real Estate Opportunities, LLC, which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 481,668 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 19:00 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 5,665.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-029016 · rdgdoc.xml · derivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,665.75 Underlying: Common Stock · 5,665.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3 · derivative.exercise_date: On December 10, 2019, the reporting person was granted 22,663 restricted stock units. The restricted stock units vested one-fourth on December 10, 2020, one-fourth on December 10, 2021 and one-fourth on December 10, 2022, and will vest one-fourth on December 10, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On December 10, 2019, the reporting person was granted 22,663 restricted stock units. The restricted stock units vested one-fourth on December 10, 2020, one-fourth on December 10, 2021 and one-fourth on December 10, 2022, and will vest one-fourth on December 10, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 19:00 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 5,665.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-029016 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,385.499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 17:56 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 118,673 | $13.83 | $1,641,247.59 |
DisclosureSEC source: 0001437749-22-028219 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,825,479 F1 · ownership.nature: On November 28, 2022, NexPoint Climate Tech Fund (f/k/a/ Highland Small-Cap Equity Fund) sold 118,673 shares to Highland Income Fund (the "Trade"). Following the Trade, 0 shares are held by NexPoint Climate Tech Fund, 1,275,616 shares are held by Highland Income Fund and 549,863 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. (f/k/a Highland Capital Management Fund Advisers), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The Trade was matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person disgorged $2,743.03 to NexPoint Diversified Real Estate Trust, representing the full amount of his pecuniary interest in the deemed profit realized in connection with the short-swing transaction. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 17:56 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | SaleCommon Stock | 118,673 | $13.83 | $1,641,247.59 |
DisclosureSEC source: 0001437749-22-028219 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,706,806 F1 · ownership.nature: On November 28, 2022, NexPoint Climate Tech Fund (f/k/a/ Highland Small-Cap Equity Fund) sold 118,673 shares to Highland Income Fund (the "Trade"). Following the Trade, 0 shares are held by NexPoint Climate Tech Fund, 1,275,616 shares are held by Highland Income Fund and 549,863 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. (f/k/a Highland Capital Management Fund Advisers), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The Trade was matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person disgorged $2,743.03 to NexPoint Diversified Real Estate Trust, representing the full amount of his pecuniary interest in the deemed profit realized in connection with the short-swing transaction. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 16:19 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 28,488 | $44.78 | $1,275,692.64 |
DisclosureSEC source: 0001437749-22-026365 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 350,712 F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. F1 · ownership.nature: On November 4, 2022, NexPoint Climate Tech Fund (f/k/a/ Highland Small-Cap Equity Fund) sold 28,488 shares to Highland Income Fund (the "Trade"). Following the Trade, 0 shares are held by NexPoint Climate Tech Fund, 183,328 shares are held by Highland Income Fund and 167,348 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. (f/k/a Highland Capital Management Fund Advisers), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 16:19 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 28,488 | $44.78 | $1,275,692.64 |
DisclosureSEC source: 0001437749-22-026365 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 320,113 F1 · ownership.nature: On November 4, 2022, NexPoint Climate Tech Fund (f/k/a/ Highland Small-Cap Equity Fund) sold 28,488 shares to Highland Income Fund (the "Trade"). Following the Trade, 0 shares are held by NexPoint Climate Tech Fund, 183,328 shares are held by Highland Income Fund and 167,348 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. (f/k/a Highland Capital Management Fund Advisers), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2022 Filed Oct 5, 2022 16:15 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 27,781 | $13.24 | $367,820.44 |
DisclosureSEC source: 0001437749-22-023668 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,789,355 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:15 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 12,619 | $12.56 | $158,494.64 |
DisclosureSEC source: 0001437749-22-023668 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,761,574 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 18:09 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 10,000 | $12.60 | $126,000.00 |
DisclosureSEC source: 0001437749-22-023507 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,748,955 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 16:29 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 50,206 | $12.28 | $616,529.68 |
DisclosureSEC source: 0001437749-22-023311 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,738,955 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 16:55 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 49,422 | $12.82 | $633,590.04 |
DisclosureSEC source: 0001437749-22-023248 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,688,749 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 18:18 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 9,972 | $12.34 | $123,054.48 |
DisclosureSEC source: 0001437749-22-023197 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,639,327 F1 · balance_after: Includes shares acquired through the Issuer's Dividend Reinvestment Plan. F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 4,463 | $23.50 | $104,880.50 |
DisclosureSEC source: 0001437749-22-023182 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,300 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 537 | $23.50 | $12,619.50 |
DisclosureSEC source: 0001437749-22-023182 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,511 F1 · ownership.nature: These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 18:28 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 6,111 | $23.70 | $144,830.70 |
DisclosureSEC source: 0001437749-22-023076 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,837 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 18:28 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 734 | $23.70 | $17,395.80 |
DisclosureSEC source: 0001437749-22-023076 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,974 F1 · ownership.nature: These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2022 Filed Sep 23, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 1,280 | $23.77 | $30,425.60 |
DisclosureSEC source: 0001437749-22-022979 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,726 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 22, 2022 Filed Sep 23, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 154 | $23.77 | $3,660.58 |
DisclosureSEC source: 0001437749-22-022979 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,240 F1 · ownership.nature: These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 237 | $23.70 | $5,616.90 |
DisclosureSEC source: 0001437749-22-022918 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,446 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 29 | $23.70 | $687.30 |
DisclosureSEC source: 0001437749-22-022918 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,086 F1 · ownership.nature: These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 585 | $23.75 | $13,893.75 |
DisclosureSEC source: 0001437749-22-022854 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,209 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 16:15 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 70 | $23.75 | $1,662.50 |
DisclosureSEC source: 0001437749-22-022854 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,057 F1 · ownership.nature: These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 17:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 652 | $23.75 | $15,485.00 |
DisclosureSEC source: 0001437749-22-022800 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,624 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.