Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director · See Remarks · 10% owner | June 10, 2026 | June 12, 2026 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | See Remarks · 10% owner | August 24, 2018 | October 10, 2018 |
| NEXPOINT REAL ESTATE STRATEGIES FUNDNRSAX · Entity 9832 | See Remarks · 10% owner | August 15, 2023 | September 18, 2023 |
| NexPoint Capital, Inc.N/A · Entity 127710 | See Remarks · 10% owner | April 11, 2019 | May 02, 2019 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director · President · 10% owner | April 02, 2026 | April 06, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director · President · 10% owner | May 22, 2026 | May 27, 2026 |
| Paratek Pharmaceuticals, Inc.PRTK · Entity 109529 | 10% owner | March 17, 2023 | March 29, 2023 |
| Pendrell CorpPCO · Entity 169270 | 10% owner | October 12, 2017 | October 16, 2017 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 11, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,046,963.064 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 36,692 · Balance 6,046,963.064 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 110,076 |
Reported balance
After 2026-06-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-06-10 · Exercise / conversion · Disposed 36,692 · Balance 110,076 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 1 | 7,386.2797 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,386.2797 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 2 | 7,370.3694 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,370.3694 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 3 | 7,386.2907 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,386.2907 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 4 | 5,476.991 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,476.991 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 5 | 5,242.3344 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,242.3344 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of UTMA account for child 6 | 7,386.2907 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 7,386.2907 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,895,808.15 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,895,808.15 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 850,356 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 850,356 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,283,589 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,283,589 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 643,132 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 643,132 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy employee benefit plan | 90,471.1462 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 90,471.1462 F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date August 24, 2018 · Filed October 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2018-08-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-24 · Sale · Disposed 50 · Balance 0 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 2,500 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class C Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 2,500 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,500 F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
NEXPOINT REAL ESTATE STRATEGIES FUND
Report date August 15, 2023 · Filed September 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 12,938.532 |
Reported balance
After 2023-08-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-15 · Sale · Disposed 500,119.62 · Balance 12,938.532 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein. |
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 16,109.577 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,109.577 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class Z Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 58,322.633 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 58,322.633 F1: Includes shares acquired under the issuer's dividend reinvestment plan. F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the issuer's dividend reinvestment plan.
F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
NexPoint Capital, Inc.
Report date April 11, 2019 · Filed May 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 6,648 |
Reported balance
After 2019-04-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-11 · Grant · Disposed 6,648 · Balance 6,648 F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero. F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero.
F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 458,966 |
Reported balance
After 2026-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-03 · Exercise / conversion · Acquired 36,830 · Balance 458,966 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F2: Includes shares acquired under the dividend reinvestment plan of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 492,250 |
Reported balance
After 2026-04-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-04 · Exercise / conversion · Acquired 33,284 · Balance 492,250 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 197,789 |
Reported balance
After 2026-04-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-02 · Grant · Acquired 197,789 · Balance 197,789 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 110,489 |
Reported balance
After 2026-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-03 · Exercise / conversion · Disposed 36,830 · Balance 110,489 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,283 |
Reported balance
After 2026-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-04-04 · Exercise / conversion · Disposed 33,284 · Balance 33,283 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,694,671 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,694,671 F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,649,759 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,649,759 F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 327,286 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 327,286 F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,800 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,800 F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 248,996 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 248,996 F2: Includes shares acquired under the dividend reinvestment plan of the Issuer. F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").
F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.
F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.
F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 732,285 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Exercise / conversion · Acquired 19,577 · Balance 732,285 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: Includes shares acquired under a dividend reinvestment plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 78,306 |
Reported balance
After 2026-05-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-22 · Exercise / conversion · Disposed 19,577 · Balance 78,306 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 1,335,251 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,335,251 F2: Includes shares acquired under a dividend reinvestment plan. F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 161,970 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 161,970 F2: Includes shares acquired under a dividend reinvestment plan. F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 409,063 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 409,063 F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 15,456 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,456 F2: Includes shares acquired under a dividend reinvestment plan. F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 856,929 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 856,929 F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 44,104.143 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 44,104.143 F2: Includes shares acquired under a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: Includes shares acquired under a dividend reinvestment plan.
F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.
F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Paratek Pharmaceuticals, Inc.
Report date March 17, 2023 · Filed March 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,134,663 |
Reported balance
After 2023-03-17 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-03-17 · Purchase · Acquired 234,863 · Balance 2,134,663 F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,239,770 |
Reported balance
After 2023-03-20 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-03-20 · Purchase · Acquired 105,137 · Balance 2,239,770 F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,307,617 |
Reported balance
After 2023-03-21 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-03-21 · Purchase · Acquired 242,500 · Balance 1,307,617 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,056,000 |
Reported balance
After 2023-03-22 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2023-03-22 · Purchase · Acquired 106,000 · Balance 2,056,000 F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,156,000 |
Reported balance
After 2023-03-23 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2023-03-23 · Purchase · Acquired 100,000 · Balance 2,156,000 F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 50,000 |
Reported balance
Holding disclosure · report date 2023-03-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50,000 F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,889,060 |
Reported balance
Holding disclosure · report date 2023-03-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,889,060 F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Pendrell Corp
Report date October 12, 2017 · Filed October 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,255,965 |
Last balance in matching sequence
After 2017-10-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-10-12 · Sale · Disposed 12,650 · Balance 1,261,234 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 2 · 2017-10-12 · Sale · Disposed 5,269 · Balance 1,255,965 F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 704,267 |
Reported balance
Holding disclosure · report date 2017-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 704,267 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy affiliated funds | 261,859 |
Reported balance
Holding disclosure · report date 2017-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 261,859 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
VINEBROOK HOMES TRUST, INC.
Report date April 11, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 269,817.295 |
Reported balance
After 2026-04-11 transaction · row 1
1 source rowRow 1 · 2026-04-11 · Exercise / conversion · Acquired 7,328.625 · Balance 269,817.295 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,643.125 |
Reported balance
After 2026-04-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-11 · Exercise / conversion · Disposed 7,328.625 · Balance 36,643.125 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Jernigan Capital, Inc.
Report date November 06, 2020 · Filed November 09, 2020
Section 16 reporting ended · disclosed 2020-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-06 · Other · Disposed 439,264 · Balance 0 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Management Fund Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-11-06 · Other · Disposed 133,150 · Balance 0 F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
| Series A Preferred StockSEC Table I · non-derivative | IndirectBy NexPoint Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-11-06 · Other · Disposed 82,094 · Balance 0 F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
| Series A Preferred StockSEC Table I · non-derivative | IndirectBy Highland Capital Management Fund Advisors, L.P. | 0 |
Reported balance
After 2020-11-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-11-06 · Other · Disposed 18,025 · Balance 0 F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2025 Filed Feb 19, 2025 21:10 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 7,826.125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-004480 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,045.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 71,910.68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-002605 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,628,720.59 F4 · price: Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 71,910.68 common shares to the Adviser as payment of its fees for the month of December at a VWAP of $6.9627 per share. F5 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares on December 31, 2024. F2 · ownership.nature: 35,935 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 77,705.36 shares are held by PCMG Trading Partners XXIII, L.P., 193,808 shares are held by Governance Re Ltd. and 1,321,272.24 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 95,314.77 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-002605 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,556,809.91 F3 · price: Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 95,314.77 common shares to the Adviser as payment of its fees for the month of November at a VWAP of $5.3913 per share. F2 · ownership.nature: 35,935 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 77,705.36 shares are held by PCMG Trading Partners XXIII, L.P., 193,808 shares are held by Governance Re Ltd. and 1,321,272.24 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 90,327.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-002605 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,461,495.14 F1 · price: Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended by that First Amendment to Advisory Agreement dated October 25, 2022, as amended by that Second Amendment to Advisory Agreement, dated April 11, 2023 and as amended by that Third Amendment to Advisory Agreement dated July 22, 2024 (the "Advisory Agreement"), the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 90,327.16 common shares to the Adviser as payment of its fees for the month of October at a VWAP of $5.5431 per share. F2 · ownership.nature: 35,935 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 77,705.36 shares are held by PCMG Trading Partners XXIII, L.P., 193,808 shares are held by Governance Re Ltd. and 1,321,272.24 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 16:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 80,929.6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-030959 · rdgdoc.xml · nonDerivative · entry 9 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,348,950.62 F6 · price: Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 80,929.6 common shares to the Adviser as payment of its fees for the month of September at a VWAP of $6.2507 per share. F1 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares on September 30, 2024. F2 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 16:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 90,502.15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-030959 · rdgdoc.xml · nonDerivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,268,021.02 F5 · price: Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 90,502.15 common shares to the Adviser as payment of its fees for the month of August at a VWAP of $5.7060 per share. F2 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 16:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 78,922.05 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-030959 · rdgdoc.xml · nonDerivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,177,518.87 F3 · price: Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended by that First Amendment to Advisory Agreement dated October 25, 2022, as amended by that Second Amendment to Advisory Agreement, dated April 11, 2023 and as amended by that Third Amendment to Advisory Agreement dated July 22, 2024 (the "Advisory Agreement"), the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 78,922.05 common shares to the Adviser as payment of its fees for the month of July at a VWAP of $6.4097 per share. F4 · ownership.nature: 35,144 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 75,732 shares are held by PCMG Trading Partners XXIII, L.P., 190,810 shares are held by Governance Re Ltd. and 1,047,264.62 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 16:16 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 85,996.95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-027025 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,079,611.29 F4 · price: Under the terms of the Advisory Agreement, the Adviser may elect to receive payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 85,996.95 common shares to the Adviser as payment of its fees for the month of June at a VWAP of $5.1268 per share. F5 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares on June 28, 2024. F2 · ownership.nature: 34,320 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 73,956.48 shares are held by PCMG Trading Partners XXIII, L.P., 187,645 shares are held by Governance Re Ltd. and 783,689.81 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 16:16 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 82,576.52 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-027025 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 993,614.34 F3 · price: Under the terms of the Advisory Agreement, the Adviser may elect to receive payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 82,576.52 common shares to the Adviser as payment of its fees for the month of May at a VWAP of $5.4513 per share. F2 · ownership.nature: 34,320 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 73,956.48 shares are held by PCMG Trading Partners XXIII, L.P., 187,645 shares are held by Governance Re Ltd. and 783,689.81 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 16:16 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 70,660.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-027025 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 911,037.82 F1 · price: Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended by that First Amendment to Advisory Agreement dated October 25, 2022, and as amended by that Second Amendment to Advisory Agreement, dated April 11, 2023 (the "Advisory Agreement"), the Adviser may elect to receive payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 70,660.98 common shares to the Adviser as payment of its fees for the month of April at a VWAP of $6.2395 per share. F2 · ownership.nature: 34,320 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 73,956.48 shares are held by PCMG Trading Partners XXIII, L.P., 187,645 shares are held by Governance Re Ltd. and 783,689.81 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 16:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 9,832 | $5.44 | $53,486.08 |
DisclosureSEC source: 0001437749-24-021724 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 258,025 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 16:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 15,544 | $5.19 | $80,673.36 |
DisclosureSEC source: 0001437749-24-021724 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 248,193 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 26, 2024 Filed Jun 27, 2024 18:00 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 24,828 | $5.10 | $126,622.80 |
DisclosureSEC source: 0001437749-24-021449 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 232,649 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 16:39 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 45,552 | $5.09 | $231,859.68 |
DisclosureSEC source: 0001437749-24-021299 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 207,821 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 16:39 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 16,489 | $4.93 | $81,290.77 |
DisclosureSEC source: 0001437749-24-021299 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,269 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 06:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 40,471 | $4.89 | $197,903.19 |
DisclosureSEC source: 0001437749-24-021136 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 145,780 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 325 | $15.25 | $4,956.25 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 22 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 6 Disclosed balance after: 325 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 325 | $15.25 | $4,956.25 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 21 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 5 Disclosed balance after: 325 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 325 | $15.25 | $4,956.25 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 20 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 4 Disclosed balance after: 325 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 325 | $15.25 | $4,956.25 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 19 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 3 Disclosed balance after: 325 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 325 | $15.25 | $4,956.25 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 18 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 2 Disclosed balance after: 325 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Purchase5.50% Series A Cumulative Preferred Shares | 325 | $15.25 | $4,956.25 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 17 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 1 Disclosed balance after: 325 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 2,387 | $4.92 | $11,744.04 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 6 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 6 Disclosed balance after: 2,387 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 2,387 | $4.92 | $11,744.04 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 5 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 5 Disclosed balance after: 2,387 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 2,387 | $4.92 | $11,744.04 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 4 Disclosed balance after: 2,387 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 2,387 | $4.92 | $11,744.04 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 3 Disclosed balance after: 2,387 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 2,387 | $4.92 | $11,744.04 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 2 Disclosed balance after: 2,387 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 2,387 | $4.92 | $11,744.04 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 1 Disclosed balance after: 2,387 F1 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2024 Filed May 14, 2024 20:47 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 7,239.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-016753 · rdgdoc.xml · derivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,957 Underlying: Common Stock · 7,239.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 57,914 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eighth on May 11, 2022, one-eighth on May 11, 2023 and one-eighth on May 11, 2024; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 57,914 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eighth on May 11, 2022, one-eighth on May 11, 2023 and one-eighth on May 11, 2024; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2024 Filed May 14, 2024 20:47 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 7,239.25 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-016753 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,525.306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. Read SEC document |
| May 11, 2024 Filed May 14, 2024 17:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 6,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-016728 · rdgdoc.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,779 Underlying: Common Stock · 6,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023 and one-fifth on May 11, 2024 and will vest one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 33,895 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023 and one-fifth on May 11, 2024 and will vest one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2024 Filed May 14, 2024 17:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 6,779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-016728 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| May 08, 2024 Filed May 9, 2024 16:34 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 17,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-015709 · rdgdoc.xml · derivative · entry 6 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F6 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 70,231 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F6 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 70,231 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2024 Filed May 9, 2024 16:34 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 17,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-015709 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 17:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 71,409.78 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-014010 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 815,136.11 F4 · price: Under the terms of the Advisory Agreement, the Adviser may elect to receive payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 71,409.78 common shares to the Adviser as payment of its fees for the month of March at a VWAP of $6.3131 per share. F2 · ownership.nature: 32,082 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 71,171.75 shares are held by PCMG Trading Partners XXIII, L.P., 180,159 shares are held by Governance Re Ltd. and 523,786.35 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 17:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 71,309.6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-014010 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 743,726.33 F3 · price: Under the terms of the Advisory Agreement, the Adviser may elect to receive payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 71,309.60 common shares to the Adviser as payment of its fees for the month of February at a VWAP of $6.4507 per share. F2 · ownership.nature: 32,082 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 71,171.75 shares are held by PCMG Trading Partners XXIII, L.P., 180,159 shares are held by Governance Re Ltd. and 523,786.35 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 17:31 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantCommon Stock | 65,398.36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-014010 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 672,416.73 F1 · price: Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended by that First Amendment to Advisory Agreement dated October 25, 2022, and as amended by that Second Amendment to Advisory Agreement, dated April 11, 2023 (the "Advisory Agreement"), the Adviser may elect to receive payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 65,398.36 common shares to the Adviser as payment of its fees for the month of January at a VWAP of $6.8934 per share. F2 · ownership.nature: 32,082 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 71,171.75 shares are held by PCMG Trading Partners XXIII, L.P., 180,159 shares are held by Governance Re Ltd. and 523,786.35 shares (following the transactions described herein) are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 20:53 UTC | VINEBROOK HOMES TRUST, INC. N/A · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 7,328.625 | $0.00 | $0.00 |
DisclosureSEC source: 0001755755-24-000052 · wk-form4_1713228773.xml · derivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,300.375 Underlying: Common Stock · 7,328.625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024 and will vest one-eighth on April 11, 2025, one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024 and will vest one-eighth on April 11, 2025, one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 20:53 UTC | VINEBROOK HOMES TRUST, INC. N/A · Entity 52505 | Exercise / conversionCommon Stock | 7,328.625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001755755-24-000052 · wk-form4_1713228773.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,286.056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 19:07 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Shares Units · Derivative | 46,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-011447 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,756 Underlying: Common Shares · 46,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F7 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 187,662 restricted shares units which vested one-fourth on April 4, 2024, and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 187,662 restricted shares units which vested one-fourth on April 4, 2024, and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 19:07 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 46,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-011447 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,207,129.1875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 16:22 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 33,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-011399 · rdgdoc.xml · derivative · entry 6 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,851 Underlying: Common Stock · 33,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F6 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F6 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 16:22 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 33,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-011399 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 20:42 UTC | VINEBROOK HOMES TRUST, INC. N/A · Entity 52505 | GrantRestricted Stock Units · Derivative | 62,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001755755-24-000032 · wk-form4_1712277761.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,595 Underlying: Common Stock · 62,595 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. ("VineBrook"). F2 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 62,595 restricted stock units, which will vest one-eighth on April 3, 2025, one-eighth on April 3, 2026, one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the date of the closing of the initial public offering of VineBrook or the listing of VineBrook common stock on a national securities exchange. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 62,595 restricted stock units, which will vest one-eighth on April 3, 2025, one-eighth on April 3, 2026, one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the date of the closing of the initial public offering of VineBrook or the listing of VineBrook common stock on a national securities exchange. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 19:27 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 16,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010486 · rdgdoc.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,024 Underlying: Common Stock · 16,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F8 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units, which vested one-fifth on March 28, 2024, and will vest one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units, which vested one-fifth on March 28, 2024, and will vest one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 19:27 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 16,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-010486 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 16:22 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Shares Units · Derivative | 292,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-008533 · rdgdoc.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,500 Underlying: Common Shares · 292,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 292,500 restricted shares units. The restricted shares units will vest one-fourth on March 18, 2025, one-fourth on March 18, 2026, one-fourth on March 18, 2027, and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 292,500 restricted shares units. The restricted shares units will vest one-fourth on March 18, 2025, one-fourth on March 18, 2026, one-fourth on March 18, 2027, and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 16:27 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 153,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-008119 · rdgdoc.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,750 Underlying: Common Stock · 153,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vest one-fourth on March 13, 2025, one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vest one-fourth on March 13, 2025, one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 16:19 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 111,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-008110 · rdgdoc.xml · derivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,752 Underlying: Common Stock · 111,752 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 111,752 restricted stock units. The restricted stock units will vest one-fifth on March 13, 2025, one-fifth on March 13, 2026, one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 111,752 restricted stock units. The restricted stock units will vest one-fifth on March 13, 2025, one-fifth on March 13, 2026, one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:37 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 15,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-005399 · rdgdoc.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,840 Underlying: Common Stock · 15,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F8 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.