person · Reporting owner
Sauter Dennis Charles Jr
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | See Remarks | June 10, 2026 | June 13, 2026 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | General Counsel and Secretary | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | See Remarks | May 22, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,536 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 6,036 · Balance 18,536 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: 2. Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Common StockSEC Table I · non-derivative | Direct | 15,522 |
Reported balance
After 2026-06-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-10 · Tax withholding · Disposed 3,014 · Balance 15,522 |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 18,114 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 6,036 · Balance 18,114 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F3: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: 2. Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,017 |
Ending reported balance
After 2026-04-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 4,311 · Balance 32,478 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2026-04-03 · Tax withholding · Disposed 1,470 · Balance 31,008 Row 3 · 2026-04-04 · Exercise / conversion · Acquired 3,238 · Balance 34,246 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 4 · 2026-04-04 · Tax withholding · Disposed 1,229 · Balance 33,017 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,308 |
Reported balance
After 2026-04-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-02 · Grant · Acquired 32,308 · Balance 32,308 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,931 |
Reported balance
After 2026-04-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-04-03 · Exercise / conversion · Disposed 4,311 · Balance 12,931 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,239 |
Reported balance
After 2026-04-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-04 · Exercise / conversion · Disposed 3,238 · Balance 3,239 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F3: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,404 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 2,143 · Balance 23,962 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2026-05-22 · Tax withholding · Disposed 558 · Balance 23,404 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,572 |
Reported balance
After 2026-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-22 · Exercise / conversion · Disposed 2,143 · Balance 8,572 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2025 Filed Apr 21, 2025 22:40 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherCommon Stock | 6,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-012575 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,367 F1 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among NexPoint Diversified Real Estate Trust (the "Issuer"), the Issuer's operating partnership (the "OP"), and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among NexPoint Diversified Real Estate Trust (the "Issuer"), the Issuer's operating partnership (the "OP"), and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F2 · ownership.nature: The reporting person holds these shares indirectly through a limited partnership the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 17, 2025 Filed Sep 16, 2025 21:02 UTC Amendment | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 6,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-029185 · rdgdoc.xml · derivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,252.5 Underlying: Common Shares · 6,345 shares Expires not disclosed F2 · security: Represents LTIP Units in the OP. Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F2 · derivative.exercise_price: Represents LTIP Units in the OP. Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, the OP, and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, the OP, and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F3 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 6,345 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 6,345 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 17, 2025 Filed Sep 16, 2025 21:02 UTC Amendment | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherProfits LTIP Units · Derivative | 907.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-029185 · rdgdoc.xml · derivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 907.5 Underlying: Common Shares · 907.5 shares Expires not disclosed F2 · security: Represents LTIP Units in the OP. Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F2 · derivative.exercise_price: Represents LTIP Units in the OP. Each LTIP Units can ultimately be redeemed by the reporting person for cash or common shares of the Issuer at the option of the Issuer. F1 · kind: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, the OP, and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of November 22, 2024, by and among the Issuer, the OP, and those certain other parties thereto, with the exchange rate being equal to the quotient of $0.36 divided by the volume weighted average price of the shares of Common Stock quoted on the New York Stock Exchange for the ten (10) trading days prior to the closing of the merger of NHT Hospitality, Inc. with and into one of the Issuer's wholly owned subsidiaries which equaled $3.7228. F3 · derivative.exercise_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 6,345 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 17, 2025, the reporting person was granted 7,252.5 LTIP Units of which 6,345 were vested immediately as of the grant date. The remaining LTIP Units will vest on December 13, 2025 and are not subject to expiration. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.underlying_shares: Subject to adjustment for certain events including stock splits, reverse stock splits, stock dividends and recapitalizations of Issuer. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 23:04 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Shares Units · Derivative | 2,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011244 · rdgdoc.xml · derivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,976 Underlying: Common Shares · 2,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F4 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 9,950 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 9,950 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 23:04 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 993 | $3.45 | $3,425.85 |
DisclosureSEC source: 0001437749-25-011244 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 23:04 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 2,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011244 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:36 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 3,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · derivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,477 Underlying: Common Stock · 3,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:36 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,184 | $14.21 | $16,824.64 |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,276 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:36 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 3,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 23:04 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Shares Units · Derivative | 39,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011244 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,069 Underlying: Common Shares · 39,069 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F3 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 39,069 restricted shares units. The restricted shares units will vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 39,069 restricted shares units. The restricted shares units will vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:36 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 17,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,242 Underlying: Common Stock · 17,242 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 20:18 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010466 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,217 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 10,363 restricted stock units, which vested one-fifth on March 28, 2024 and one-fifth on March 28, 2025, and which will vest one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 10,363 restricted stock units, which vested one-fifth on March 28, 2024 and one-fifth on March 28, 2025, and which will vest one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 20:18 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 553 | $39.08 | $21,611.24 |
DisclosureSEC source: 0001437749-25-010466 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,023 Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 20:18 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-010466 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 18, 2025 Filed Mar 21, 2025 01:08 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Shares Units · Derivative | 2,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008636 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,037 Underlying: Common Shares · 2,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F3 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 10,714 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025, and will vest one-fourth on March 18, 2026, one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 10,714 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025, and will vest one-fourth on March 18, 2026, one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 18, 2025 Filed Mar 21, 2025 01:08 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 916 | $3.90 | $3,572.40 |
DisclosureSEC source: 0001437749-25-008636 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,532 Read SEC document |
| March 18, 2025 Filed Mar 21, 2025 01:08 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 2,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008636 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 22:38 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008082 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,911 Underlying: Common Stock · 2,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 12,389 restricted stock units, which vested one-fifth on March 13, 2025, and which will vest one-fifth on March 13, 2026, one-fifth on March 13, 2027, one-fifth on March 13, 2028 and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 12,389 restricted stock units, which vested one-fifth on March 13, 2025, and which will vest one-fifth on March 13, 2026, one-fifth on March 13, 2027, one-fifth on March 13, 2028 and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 22:38 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 691 | $38.69 | $26,734.79 |
DisclosureSEC source: 0001437749-25-008082 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,503 Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 22:38 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008082 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008110 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 999 | $16.13 | $16,113.87 |
DisclosureSEC source: 0001437749-25-008110 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,222 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 2,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008110 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · derivative · entry 6 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 5,337 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 5,337 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 618 | $15.55 | $9,609.90 |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · nonDerivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,304 Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 1,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · nonDerivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:19 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 2,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · derivative · entry 5 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,146 Underlying: Common Stock · 2,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024 and one-fourth on February 21, 2025 and will vest one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024 and one-fourth on February 21, 2025 and will vest one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:19 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 915 | $15.55 | $14,228.25 |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,587 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:19 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-004884 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 2,522 restricted stock units, which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 2,522 restricted stock units, which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 179 | $39.10 | $6,998.90 |
DisclosureSEC source: 0001437749-25-004884 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,716 Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-004884 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-004627 · rdgdoc.xml · derivative · entry 6 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,436 Underlying: Common Stock · 1,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, and one-fifth on February 18, 2025, and which will vest one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, and one-fifth on February 18, 2025, and which will vest one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 496 | $39.71 | $19,696.16 |
DisclosureSEC source: 0001437749-25-004627 · rdgdoc.xml · nonDerivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,391 Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-004627 · rdgdoc.xml · nonDerivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2025 Filed Feb 20, 2025 22:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-004627 · rdgdoc.xml · derivative · entry 5 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,989 Underlying: Common Stock · 995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, and which will vest one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, and which will vest one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2025 Filed Feb 20, 2025 22:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 333 | $40.16 | $13,373.28 |
DisclosureSEC source: 0001437749-25-004627 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,451 Read SEC document |
| February 17, 2025 Filed Feb 20, 2025 22:49 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-004627 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 11, 2024 Filed May 14, 2024 21:40 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Unit · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-016723 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023 and one-fifth on May 11, 2024 and will vest one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 1,752 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023 and one-fifth on May 11, 2024 and will vest one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2024 Filed May 14, 2024 21:40 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 96 | $35.88 | $3,444.48 |
DisclosureSEC source: 0001437749-24-016723 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,789 Read SEC document |
| May 11, 2024 Filed May 14, 2024 21:40 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-016723 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 08, 2024 Filed May 9, 2024 20:32 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 1,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-015702 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 5,780 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023, and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 5,780 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023, and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2024 Filed May 9, 2024 20:32 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 689 | $13.69 | $9,432.41 |
DisclosureSEC source: 0001437749-24-015702 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,356 Read SEC document |
| May 08, 2024 Filed May 9, 2024 20:32 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 1,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-015702 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2024 Filed Apr 9, 2024 00:32 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionRestricted Shares Units · Derivative | 2,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-011453 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,462 Underlying: Common Shares · 2,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 9,950 restricted shares units which vested one-fourth on April 4, 2024, and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 9,950 restricted shares units which vested one-fourth on April 4, 2024, and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2024 Filed Apr 9, 2024 00:32 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Tax withholdingCommon Stock | 811 | $6.05 | $4,906.55 |
DisclosureSEC source: 0001437749-24-011453 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,677 Read SEC document |
| April 04, 2024 Filed Apr 9, 2024 00:32 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | Exercise / conversionCommon Stock | 2,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-011453 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:17 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 3,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-011392 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 3,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:17 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,148 | $13.04 | $14,969.92 |
DisclosureSEC source: 0001437749-24-011392 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,600 Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:17 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 3,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-011392 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.