FRADIN ROGER

SEC source: 0000899243-21-044850 · doc4.xml · derivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Fradin Community Property Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 820,000 shares

Expires 2026-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-044850 · doc4.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Juniper GRAT Trust

Disclosed balance after: 636,374

F1 · kind: On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis.

SEC source: 0000899243-21-044850 · doc4.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Juniper GRAT Trust

Disclosed balance after: 779,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis.

F3 · ownership.nature: The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by The Juniper GRAT Trust.

SEC source: 0000899243-21-044850 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Fradin Community Property Revocable Trust

Disclosed balance after: 2,545,499

F1 · kind: On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis.

SEC source: 0000899243-21-044850 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Fradin Community Property Revocable Trust

Disclosed balance after: 3,119,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis.

F2 · ownership.nature: The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by the Fradin Community Property Revocable Trust. Prior to giving effect to the transaction, the Reporting Person transferred all shares of Common Stock and Warrants previously reported as held directly to The Fradin Community Property Revocable Trust, of which the Reporting Person is a trustee and beneficiary.

SEC source: 0000899243-21-034791 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,499

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $14.80 to $15.11, inclusive.

SEC source: 0000899243-21-034791 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382,283

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $14.80 to $15.19, inclusive. The Reporting Person undertakes to provide to Janus International Group, Inc. ("Janus"), any security holder of Janus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0000899243-21-034065 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799,499

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $14.57 to $15.00, inclusive. The Reporting Person undertakes to provide to Janus International Group, Inc. ("Janus"), any security holder of Janus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0000899243-21-033864 · doc4.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,932,699

F4 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $14.39 to $15.03, inclusive.

SEC source: 0000899243-21-033864 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,172,699

F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $13.90 to $14.51, inclusive.

SEC source: 0000899243-21-033864 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252,699

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $13.59 to $14.05, inclusive. The Reporting Person undertakes to provide to Janus International Group, Inc. ("Janus"), any security holder of Janus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · balance_after: Prior to giving effect to the transaction, the reported securities included 1,000,000 shares of Common Stock previously reported as held directly and 2,299,499 shares of Common Stock previously reported as held indirectly through Juniper Industrial Sponsor, LLC (the "Sponsor"). Such securities were received through Sponsor's pro rata distribution of all of its holdings to its members, including the Reporting Person, for no consideration (the "Distribution").

SEC source: 0001209191-21-039456 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

SEC source: 0001209191-21-039456 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,172 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-21-039456 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-022893 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,150,000 shares

Expires not disclosed

F5 · derivative.exercise_price: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F5 · price: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6 · derivative.exercise_date: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

F6 · derivative.expiration_date: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

F3 · ownership.direct: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

SEC source: 0000899243-21-022893 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,520,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_price: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · price: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3 · ownership.direct: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

SEC source: 0001209191-21-028678 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 885.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

SEC source: 0001209191-21-028678 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

SEC source: 0001209191-21-028678 · doc4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781

Underlying: Common Stock, Par Value $1.00 · 781 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

SEC source: 0000950142-21-000441 · es210130280_4-fradin.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

SEC source: 0000950142-21-000999 · es210138587_4-fradin.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · derivative.exercise_date: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · derivative.expiration_date: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

SEC source: 0000950142-21-000999 · es210138587_4-fradin.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

SEC source: 0001209191-20-059467 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,565

F1 · shares: Represents a purchase from the underwriter in registered public equity offering that closed on November 18, 2020.

SEC source: 0001209191-20-055964 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 417.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-055964 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-036831 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-20-036831 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-035280 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

SEC source: 0001209191-20-035084 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,100

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00 to $9.72, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-035084 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,374

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.67, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-025941 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869

Underlying: Common Stock, Par Value $1.00 · 869 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 12

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 185

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 11

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 199

SEC source: 0000899243-20-009356 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Juniper Industrial Sponsor, LLC

Disclosed balance after: 8,520,000

Underlying: Class A common stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · kind: This Form 4 reflects the transfer of 35,000 shares of Class B common stock to a newly appointed director of the issuer.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 10

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 38

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 9

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 281

SEC source: 0000899243-20-004157 · doc4.xml · derivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A common stock · 38,647 shares

Expires 2030-02-07

F3 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

SEC source: 0000899243-20-004157 · doc4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class A common stock · 33,333 shares

Expires not disclosed

F2 · derivative.exercise_price: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F2 · price: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F2 · derivative.exercise_date: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F2 · derivative.expiration_date: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

SEC source: 0000899243-20-004157 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

SEC source: 0000899243-20-004157 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

SEC source: 0000899243-20-004157 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

SEC source: 0001003078-20-000076 · certent-form4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

Underlying: Class A Common Stock, $0.001 par value · 20 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

SEC source: 0001003078-20-000076 · certent-form4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

Underlying: Class A Common Stock, $0.001 par value · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 717 of these RSUs vested on January 29, 2020.

F3 · derivative.expiration_date: 717 of these RSUs vested on January 29, 2020.

SEC source: 0001003078-20-000076 · certent-form4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

SEC source: 0001003078-20-000076 · certent-form4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001003078-20-000053 · certent-form4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Class A Common Stock, $0.001 par value · 34 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

SEC source: 0001003078-20-000053 · certent-form4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 580 of 1,161 RSUs granted on January 25, 2018 vested on January 25, 2019, and 581 RSUs vested on January 25, 2020.

F3 · derivative.expiration_date: 580 of 1,161 RSUs granted on January 25, 2018 vested on January 25, 2019, and 581 RSUs vested on January 25, 2020.

SEC source: 0001003078-20-000053 · certent-form4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

SEC source: 0001003078-20-000053 · certent-form4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 8

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 265