Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GPGI, Inc.CMPO · Entity 4098 | Director | October 01, 2024 | October 04, 2024 |
| Janus International Group, Inc.JBI · Entity 5293 | Director | June 09, 2026 | June 10, 2026 |
| Juniper II Corp.JUN · Entity 133863 | Director · 10% owner | November 03, 2021 | November 03, 2021 |
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Director | May 11, 2026 | May 12, 2026 |
| PITNEY BOWES INC /DE/PBI · Entity 4392 | Director | May 03, 2019 | May 07, 2019 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | Director | June 05, 2024 | June 06, 2024 |
| Resolute Holdings Management, Inc.RHLD · Entity 4929 | Director | June 11, 2026 | June 15, 2026 |
| Vertiv Holdings CoVRT · Entity 440 | Director | March 06, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GPGI, Inc.
Report date October 01, 2024 · Filed October 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01 | Direct | 18,596 |
Reported balance
After 2024-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-10-01 · Grant · Acquired 18,596 · Balance 18,596 F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01 | Direct | 27,894 |
Reported balance
After 2024-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-01 · Grant · Acquired 27,894 · Balance 27,894 F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.
Janus International Group, Inc.
Report date June 09, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 873,640 |
Reported balance
After 2026-06-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 38,973 · Balance 873,640 F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock. F2: Includes 38,973 RSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy R JBI GRAT 2024 III | 213,239 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 213,239 F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy S JBI GRAT 2024 III | 213,239 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 213,239 F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy The Susan Fradin Revocable Trust | 752,460 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 752,460 F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy R JBI GRAT 2024 II | 345,752 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 345,752 F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy S JBI GRAT 2024 II | 345,752 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 345,752 F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.
F2: Includes 38,973 RSUs.
F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.
F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.
F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.
F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.
F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.
Juniper II Corp.
Report date November 03, 2021 · Filed November 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Juniper II Management, LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights). F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).
F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 6,889.86 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 661 · Balance 6,889.86 F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | IndirectFradin Community Trust | 185 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 185 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.
F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.
PITNEY BOWES INC /DE/
Report date May 03, 2019 · Filed May 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,297.527 |
Reported balance
After 2019-05-03 transaction · row 1
1 source rowRow 1 · 2019-05-03 · Grant · Acquired 11,351 · Balance 44,297.527 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-03 · Exercise / conversion · Disposed 11,351 · Balance 0 F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,301 |
Reported balance
After 2019-05-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-06 · Grant · Acquired 17,301 · Balance 17,301 F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.
F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.
RESIDEO TECHNOLOGIES, INC.
Report date June 05, 2024 · Filed June 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 231,002 |
Reported balance
After 2024-06-05 transaction · row 1
1 source rowRow 1 · 2024-06-05 · Grant · Acquired 7,600 · Balance 231,002 |
| Common StockSEC Table I · non-derivative | IndirectHeld by a limited liability company owned by Mr. Fradin | 8 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8 |
Resolute Holdings Management, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11 | Direct | 1,452 |
Reported balance
After 2026-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452 F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
Vertiv Holdings Co
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $241.78 · Expires 2036-03-06 | Direct | 5,578 |
Reported balance
After 2026-03-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-06 · Grant · Acquired 5,578 · Balance 5,578 F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HONEYWELL INTERNATIONAL INC
Report date February 15, 2017 · Filed February 16, 2017
Section 16 reporting ended · disclosed 2017-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 144,296 |
Ending reported balance
After 2017-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-15 · Exercise / conversion · Acquired 27,561 · Balance 158,505 Row 2 · 2017-02-15 · Tax withholding · Disposed 14,209 · Balance 144,296 |
| Restricted UnitsSEC Table II · derivative / convertible security · Expires 2017-02-15 | Direct | 0 |
Reported balance
After 2017-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-15 · Exercise / conversion · Disposed 27,561 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401(k) plan | 3,973 |
Reported balance
Holding disclosure · report date 2017-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,973 |
Filing footnotes · ownership attribution and instrument terms
F1: Instrument converts to common stock on a one-for-one basis.
F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.
Juniper Industrial Holdings, Inc.
Report date June 07, 2021 · Filed June 10, 2021
Section 16 reporting ended · disclosed 2021-06-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-07 · Conversion · Disposed 8,520,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below). F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock"). |
| WarrantSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-07 · Other · Disposed 10,150,000 · Balance 0 F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share. F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).
F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").
F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.
F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
MSC INDUSTRIAL DIRECT CO INC
Report date January 29, 2020 · Filed February 01, 2020
Section 16 reporting ended · disclosed 2020-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 38,303 |
Ending reported balance
After 2020-01-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-29 · Exercise / conversion · Acquired 717 · Balance 38,283 F1: Each RSU represents a contingent right to receive one share of Common Stock. Row 2 · 2020-01-29 · Exercise / conversion · Acquired 20 · Balance 38,303 F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 718 |
Reported balance
After 2020-01-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-29 · Exercise / conversion · Disposed 717 · Balance 718 F1: Each RSU represents a contingent right to receive one share of Common Stock. F3: 717 of these RSUs vested on January 29, 2020. |
| Dividend Equivalent UnitSEC Table II · derivative / convertible security | Direct | 21 |
Reported balance
After 2020-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-29 · Exercise / conversion · Disposed 20 · Balance 21 F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Common Stock.
F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.
F3: 717 of these RSUs vested on January 29, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2024 Filed Dec 10, 2024 01:04 UTC | Janus International Group, Inc. JBI · Entity 5293 | OtherCommon Stock | 325,415 | $7.56 | $2,460,137.40 |
DisclosureSEC source: 0001104659-24-126891 · tm2430421-1_4seq1.xml · nonDerivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By S JBI GRAT 2024 Disclosed balance after: 0 F1 · kind: On December 5, 2024, the R JBI GRAT 2024 and the S JBI GRAT 2024 each contributed 325,415 shares of JBI Common Stock to The Fradin Community Property Revocable Trust at a sales value of $7.56 per share of JBI Common Stock. For Section 16 purposes, there is no change in the number of shares beneficially owned by the reporting person as a result of these transfers. F4 · ownership.nature: The S JBI GRAT 2024, of which the reporting person's spouse is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 01:04 UTC | Janus International Group, Inc. JBI · Entity 5293 | OtherCommon Stock | 325,415 | $7.56 | $2,460,137.40 |
DisclosureSEC source: 0001104659-24-126891 · tm2430421-1_4seq1.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By R JBI GRAT 2024 Disclosed balance after: 0 F1 · kind: On December 5, 2024, the R JBI GRAT 2024 and the S JBI GRAT 2024 each contributed 325,415 shares of JBI Common Stock to The Fradin Community Property Revocable Trust at a sales value of $7.56 per share of JBI Common Stock. For Section 16 purposes, there is no change in the number of shares beneficially owned by the reporting person as a result of these transfers. F3 · ownership.nature: The R JBI GRAT 2024, of which the reporting person is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 01:04 UTC | Janus International Group, Inc. JBI · Entity 5293 | OtherCommon Stock | 650,830 | $7.56 | $4,920,274.80 |
DisclosureSEC source: 0001104659-24-126891 · tm2430421-1_4seq1.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Fradin Community Property Revocable Trust Disclosed balance after: 972,072 F1 · kind: On December 5, 2024, the R JBI GRAT 2024 and the S JBI GRAT 2024 each contributed 325,415 shares of JBI Common Stock to The Fradin Community Property Revocable Trust at a sales value of $7.56 per share of JBI Common Stock. For Section 16 purposes, there is no change in the number of shares beneficially owned by the reporting person as a result of these transfers. F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| November 27, 2024 Filed Nov 28, 2024 00:59 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 825,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123824 · tm2429776-1_4seq1.xml · nonDerivative · entry 6 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By S JBI GRAT 2024 II Disclosed balance after: 825,415 F7 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On November 27, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 825,415 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person's spouse (the "Spouse GRAT Shares"). F8 · shares: Concurrently with the entry into the transmutation agreement discussed in note 7, the reporting person's spouse contributed the Spouse GRAT Shares to S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the trust. F9 · ownership.nature: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities. Read SEC document |
| November 27, 2024 Filed Nov 28, 2024 00:59 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 825,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123824 · tm2429776-1_4seq1.xml · nonDerivative · entry 5 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By R JBI GRAT 2024 II Disclosed balance after: 825,415 F4 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On November 27, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 825,415 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person (the "Reporting Person GRAT Shares"). F5 · shares: Concurrently with the entry into the transmutation agreement discussed in note 4, the reporting person contributed the Reporting Person GRAT Shares to R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the trust. F6 · ownership.nature: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. Read SEC document |
| November 27, 2024 Filed Nov 28, 2024 00:59 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 1,650,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123824 · tm2429776-1_4seq1.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Fradin Community Property Revocable Trust Disclosed balance after: 243,839 F2 · shares: The R JBI GRAT 2024, of which the reporting person is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. F3 · shares: The S JBI GRAT 2024, of which the reporting person's spouse is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. F1 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| November 20, 2024 Filed Dec 3, 2024 21:11 UTC | Vertiv Holdings Co VRT · Entity 440 | OtherClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-049750 · wk-form4_1733260294.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Fradin Community Property Trust Disclosed balance after: 100,000 F1 · kind: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F2 · kind: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F1 · price: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F2 · price: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| November 20, 2024 Filed Dec 3, 2024 21:11 UTC | Vertiv Holdings Co VRT · Entity 440 | OtherClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-049750 · wk-form4_1733260294.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By S VRT GRAT 2024 Disclosed balance after: 0 F2 · kind: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F2 · price: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| November 20, 2024 Filed Dec 3, 2024 21:11 UTC | Vertiv Holdings Co VRT · Entity 440 | OtherClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-049750 · wk-form4_1733260294.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By R VRT GRAT 2024 Disclosed balance after: 0 F1 · kind: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F1 · price: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| October 01, 2024 Filed Oct 4, 2024 01:31 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantStock Option (Right to Buy) · Derivative | 27,894 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001104659-24-106049 · tm2425514-4_4seq1.xml · derivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,894 Underlying: Class A Common Stock · 27,894 shares Expires 2034-10-01 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. Read SEC document |
| October 01, 2024 Filed Oct 4, 2024 01:31 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantStock Option (Right to Buy) · Derivative | 18,596 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001104659-24-106049 · tm2425514-4_4seq1.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,596 Underlying: Class A Common Stock · 18,596 shares Expires 2034-10-01 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. Read SEC document |
| June 18, 2024 Filed Jun 20, 2024 20:01 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 22,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001839839-24-000160 · wk-form4_1718913704.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,000 F1 · shares: The Reporting Person received restricted stock units ("RSUs") on June 18, 2024 having a value equal to approximately $305,000.00 based on the closing price per share of the Issuer's common stock on June 18, 2024. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock. Read SEC document |
| June 05, 2024 Filed Jun 6, 2024 21:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015802 · form4-06062024_090618.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,002 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:03 UTC | Vertiv Holdings Co VRT · Entity 440 | GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 5 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By S VRT GRAT 2024 Disclosed balance after: 50,000 F5 · shares: The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On May 15, 2024, the Reporting Person gifted the Class A Common Stock to the S VRT GRAT 2024, of which the Reporting Person's spouse is the trustee and beneficiary and the Reporting Person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2024. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:03 UTC | Vertiv Holdings Co VRT · Entity 440 | GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By R VRT GRAT 2024 Disclosed balance after: 50,000 F4 · shares: The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On May 15, 2024, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2024, of which the Reporting Person is the trustee and beneficiary and maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2024. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:03 UTC | Vertiv Holdings Co VRT · Entity 440 | GiftClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Fradin Community Property Trust Disclosed balance after: 0 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:03 UTC | Vertiv Holdings Co VRT · Entity 440 | SaleClass A Common Stock | 16,667 | $103.86 | $1,731,109.62 |
DisclosureSEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,333 F3 · price: The trade was executed in a series of transactions with a price range of $103.76 to $103.92 inclusive, with a weighted average price of $103.8645. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:03 UTC | Vertiv Holdings Co VRT · Entity 440 | SaleClass A Common Stock | 33,333 | $103.91 | $3,463,692.03 |
DisclosureSEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Fradin Community Property Trust Disclosed balance after: 100,000 F1 · price: The trade was executed in a series of transactions with a price range of $103.76 to $104.06 inclusive, with a weighted average price of $103.9118. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: These securities were previously reported as directly held by the reporting person. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:24 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0000202058-24-000081 · wk-form4_1713907450.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,307.32 F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Read SEC document |
| March 29, 2024 Filed Nov 5, 2024 21:10 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 325,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-114310 · tm2427581-1_4seq1.xml · nonDerivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By S JBI GRAT 2024 Disclosed balance after: 325,415 F3 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On March 29, 2024, the reporting person gifted the JBI Common Stock to the S JBI GRAT 2024, of which the reporting person's spouse is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the S JBI GRAT 2024. Read SEC document |
| March 29, 2024 Filed Nov 5, 2024 21:10 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 325,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-114310 · tm2427581-1_4seq1.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By R JBI GRAT 2024 Disclosed balance after: 325,415 F2 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On March 29, 2024, the reporting person gifted the JBI Common Stock to the R JBI GRAT 2024, of which the reporting person is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the R JBI GRAT 2024. Read SEC document |
| March 29, 2024 Filed Nov 5, 2024 21:10 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 650,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-114310 · tm2427581-1_4seq1.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Fradin Community Property Revocable Trust Disclosed balance after: 1,894,669 F1 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 20:30 UTC | Vertiv Holdings Co VRT · Entity 440 | GrantStock Options · Derivative | 15,000 | $0.00 Strike: $72.09 | $0.00 |
DisclosureSEC source: 0001628280-24-010244 · wk-form4_1710189033.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 15,000 shares Expires 2034-03-07 F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2024. Read SEC document |
| February 01, 2024 Filed Feb 13, 2024 22:56 UTC | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 636,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001839839-24-000033 · wk-form4_1707864963.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Juniper GRAT Trust Disclosed balance after: 0 F1 · ownership.nature: Upon the termination of the Juniper GRAT Trust, for which the reporting person served as trustee, on February 1, 2024, 636,374 shares of JBI Common Stock were transferred to two trusts where immediate family members are beneficiaries. Read SEC document |
| January 24, 2024 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 565,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 7 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Juniper GRAT Trust Disclosed balance after: 0 F6 · shares: Effective January 24, 2024, Juniper GRAT Trust transferred 565,688 shares of JBI Common Stock to two trusts where immediate family members are beneficiaries. Read SEC document |
| December 07, 2023 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 70,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 6 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Fradin Community Property Revocable Trust Disclosed balance after: 321,242 F4 · shares: On December 7, 2023, Juniper GRAT Trust transferred 70,171 shares of JBI Common Stock to The Fradin Community Property Revocable Trust. F5 · balance_after: This amount also reflects any subsequent transactions already reported on Form 4. F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| December 07, 2023 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 70,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 5 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Juniper GRAT Trust Disclosed balance after: 565,688 F4 · shares: On December 7, 2023, Juniper GRAT Trust transferred 70,171 shares of JBI Common Stock to The Fradin Community Property Revocable Trust. Read SEC document |
| July 05, 2023 Filed Jul 5, 2023 22:50 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 1,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001839839-23-000067 · wk-form4_1688597398.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,034 F1 · shares: The reporting person received restricted stock units ("RSUs") on July 5, 2023, having a value equal to approximately $20,000 based on the closing price per share of the Issuer's common stock on July 5, 2023. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service to the Board, and will be settled by delivery of shares of common stock. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 00:55 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 14,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014990 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,081 F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2023, having a value equal to approximately $140,000 based on the closing price per share of the Issuer's common stock on June 7, 2023. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service to the Board, and will be settled by delivery of shares of common stock. Read SEC document |
| June 07, 2023 Filed Jul 5, 2023 21:57 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 9,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041244 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,402 Read SEC document |
| April 22, 2023 Filed Apr 25, 2023 21:35 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversion2022 Director Share Units · Derivative | 699.29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025584 · doc4.xml · derivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 699.29 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. F2 · derivative.exercise_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. F2 · derivative.expiration_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. F2 · derivative.underlying_shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Read SEC document |
| April 22, 2023 Filed Apr 25, 2023 21:35 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 699.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025584 · doc4.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,363.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 21:35 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025584 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,663.98 F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2024, subject to continued service and the terms and conditions of the director share unit agreement. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 22:09 UTC | Vertiv Holdings Co VRT · Entity 440 | GrantStock Options · Derivative | 30,000 | $0.00 Strike: $15.84 | $0.00 |
DisclosureSEC source: 0001628280-23-007348 · wf-form4_167839978292419.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires 2033-03-07 F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023. Read SEC document |
| December 08, 2022 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Fradin Community Property Revocable Trust Disclosed balance after: 2,552,731 F3 · shares: On December 8, 2022, Juniper GRAT Trust transferred 515 shares of JBI Common Stock to The Fradin Community Property Revocable Trust. F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| December 08, 2022 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Juniper GRAT Trust Disclosed balance after: 635,859 F3 · shares: On December 8, 2022, Juniper GRAT Trust transferred 515 shares of JBI Common Stock to The Fradin Community Property Revocable Trust. Read SEC document |
| July 12, 2022 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 6,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Fradin Community Property Revocable Trust Disclosed balance after: 2,552,216 F1 · shares: On July 12, 2022, the reporting person transferred 6,717 shares of JBI Common Stock that were directly held by him to The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| July 12, 2022 Filed Dec 10, 2024 01:02 UTC Amendment | Janus International Group, Inc. JBI · Entity 5293 | GiftCommon Stock | 6,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,079 F1 · shares: On July 12, 2022, the reporting person transferred 6,717 shares of JBI Common Stock that were directly held by him to The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. Read SEC document |
| June 09, 2022 Filed Jun 11, 2022 01:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Unit · Derivative | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036191 · doc4.xml · derivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,070 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| June 09, 2022 Filed Jun 11, 2022 01:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036191 · doc4.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 11, 2022 01:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 6,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036191 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,174 F1 · balance_after: Includes 5,579 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 18:08 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 7,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-021453 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,796 F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2022, having a value equal to approximately $80,000 based on the closing price per share of the Issuer's common stock on June 6, 2022. The RSUs will fully vest on June 7, 2023, the one-year anniversary of the vesting commencement date, upon which the RSUs will be settled by delivery of shares of common stock. Read SEC document |
| April 23, 2022 Filed May 4, 2022 20:44 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversion2021 Director Share Units · Derivative | 795.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027123 · doc4.xml · derivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 795.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) F1 · shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Read SEC document |
| April 23, 2022 Filed May 4, 2022 20:44 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 795.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027123 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,822.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) F1 · price: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Read SEC document |
| April 22, 2022 Filed May 4, 2022 20:44 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Grant2022 Director Share Units · Derivative | 685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027123 · doc4.xml · derivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685 Underlying: Common Stock, Par Value $1.00 · 685 shares Expires not disclosed F2 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election. F2 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election. F2 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:34 UTC | Vertiv Holdings Co VRT · Entity 440 | GrantStock Options · Derivative | 38,647 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000950142-22-000945 · es220232026_4-fradin.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,647 Underlying: Class A Common Stock · 38,647 shares Expires 2032-03-03 F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date. Read SEC document |
| December 22, 2021 Filed Jan 6, 2022 21:30 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 6,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001196 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717 F1 · shares: The reporting person received restricted stock units ("RSUs") that will fully vest on June 8, 2022, the one year anniversary of the vesting commencement date. The vested RSUs will be settled by delivery of shares of Common Stock. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065477 · doc4.xml · derivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 Underlying: Common Stock · 5,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control. F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065477 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:58 UTC | Janus International Group, Inc. JBI · Entity 5293 | Exercise / conversionWarrants · Derivative | 205,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-044850 · doc4.xml · derivative · entry 6 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Juniper GRAT Trust Disclosed balance after: 0 Underlying: Common Stock · 205,000 shares Expires 2026-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.