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person · Reporting owner

FRADIN ROGER

Disclosed activity across 11 companies

Tapewire entity
38256
SEC CIK
0001246989

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GPGI, Inc.CMPO · Entity 4098DirectorOctober 01, 2024October 04, 2024
Janus International Group, Inc.JBI · Entity 5293DirectorJune 09, 2026June 10, 2026
Juniper II Corp.JUN · Entity 133863Director · 10% ownerNovember 03, 2021November 03, 2021
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610DirectorMay 11, 2026May 12, 2026
PITNEY BOWES INC /DE/PBI · Entity 4392DirectorMay 03, 2019May 07, 2019
RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292DirectorJune 05, 2024June 06, 2024
Resolute Holdings Management, Inc.RHLD · Entity 4929DirectorJune 11, 2026June 15, 2026
Vertiv Holdings CoVRT · Entity 440DirectorMarch 06, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GPGI, Inc.

Report date October 01, 2024 · Filed October 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01Direct18,596 Reported balance After 2024-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 18,596 · Balance 18,596

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01Direct27,894 Reported balance After 2024-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-01 · Grant · Acquired 27,894 · Balance 27,894

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Janus International Group, Inc.

Report date June 09, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect873,640 Reported balance After 2026-06-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-09 · Grant · Acquired 38,973 · Balance 873,640

F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2: Includes 38,973 RSUs.

Common StockSEC Table I · non-derivativeIndirectBy R JBI GRAT 2024 III213,239 Reported balance Holding disclosure · report date 2026-06-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 213,239

F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy S JBI GRAT 2024 III213,239 Reported balance Holding disclosure · report date 2026-06-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 213,239

F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy The Susan Fradin Revocable Trust752,460 Reported balance Holding disclosure · report date 2026-06-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 752,460

F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy R JBI GRAT 2024 II345,752 Reported balance Holding disclosure · report date 2026-06-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 345,752

F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy S JBI GRAT 2024 II345,752 Reported balance Holding disclosure · report date 2026-06-09 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 345,752

F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2: Includes 38,973 RSUs.

F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Juniper II Corp.

Report date November 03, 2021 · Filed November 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityIndirectBy Juniper II Management, LLCNot disclosed Reported balance Holding disclosure · report date 2021-11-03 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect6,889.86 Reported balance After 2026-05-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 661 · Balance 6,889.86

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Common Stock, Par Value $1.00SEC Table I · non-derivativeIndirectFradin Community Trust185 Reported balance Holding disclosure · report date 2026-05-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 185

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

PITNEY BOWES INC /DE/

Report date May 03, 2019 · Filed May 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,297.527 Reported balance After 2019-05-03 transaction · row 1
1 source row

Row 1 · 2019-05-03 · Grant · Acquired 11,351 · Balance 44,297.527

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-03 · Exercise / conversion · Disposed 11,351 · Balance 0

F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,301 Reported balance After 2019-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-06 · Grant · Acquired 17,301 · Balance 17,301

F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

Filing footnotes · ownership attribution and instrument terms

F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

RESIDEO TECHNOLOGIES, INC.

Report date June 05, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect231,002 Reported balance After 2024-06-05 transaction · row 1
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 7,600 · Balance 231,002

Common StockSEC Table I · non-derivativeIndirectHeld by a limited liability company owned by Mr. Fradin8 Reported balance Holding disclosure · report date 2024-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8

Resolute Holdings Management, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11Direct1,452 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Vertiv Holdings Co

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $241.78 · Expires 2036-03-06Direct5,578 Reported balance After 2026-03-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-06 · Grant · Acquired 5,578 · Balance 5,578

F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HONEYWELL INTERNATIONAL INC

Report date February 15, 2017 · Filed February 16, 2017

Section 16 reporting ended · disclosed 2017-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect144,296 Ending reported balance After 2017-02-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-15 · Exercise / conversion · Acquired 27,561 · Balance 158,505

Row 2 · 2017-02-15 · Tax withholding · Disposed 14,209 · Balance 144,296

Restricted UnitsSEC Table II · derivative / convertible security · Expires 2017-02-15Direct0 Reported balance After 2017-02-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-15 · Exercise / conversion · Disposed 27,561 · Balance 0

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) plan3,973 Reported balance Holding disclosure · report date 2017-02-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,973

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.

Juniper Industrial Holdings, Inc.

Report date June 07, 2021 · Filed June 10, 2021

Section 16 reporting ended · disclosed 2021-06-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-07 · Conversion · Disposed 8,520,000 · Balance 0

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

WarrantSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-06-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-07 · Other · Disposed 10,150,000 · Balance 0

F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

MSC INDUSTRIAL DIRECT CO INC

Report date January 29, 2020 · Filed February 01, 2020

Section 16 reporting ended · disclosed 2020-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect38,303 Ending reported balance After 2020-01-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-01-29 · Exercise / conversion · Acquired 717 · Balance 38,283

F1: Each RSU represents a contingent right to receive one share of Common Stock.

Row 2 · 2020-01-29 · Exercise / conversion · Acquired 20 · Balance 38,303

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect718 Reported balance After 2020-01-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-29 · Exercise / conversion · Disposed 717 · Balance 718

F1: Each RSU represents a contingent right to receive one share of Common Stock.

F3: 717 of these RSUs vested on January 29, 2020.

Dividend Equivalent UnitSEC Table II · derivative / convertible securityDirect21 Reported balance After 2020-01-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-29 · Exercise / conversion · Disposed 20 · Balance 21

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Common Stock.

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3: 717 of these RSUs vested on January 29, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2024 Filed Dec 10, 2024 01:04 UTC Janus International Group, Inc. JBI · Entity 5293 OtherCommon Stock 325,415 $7.56 $2,460,137.40
Disclosure

SEC source: 0001104659-24-126891 · tm2430421-1_4seq1.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S JBI GRAT 2024

Disclosed balance after: 0

F1 · kind: On December 5, 2024, the R JBI GRAT 2024 and the S JBI GRAT 2024 each contributed 325,415 shares of JBI Common Stock to The Fradin Community Property Revocable Trust at a sales value of $7.56 per share of JBI Common Stock. For Section 16 purposes, there is no change in the number of shares beneficially owned by the reporting person as a result of these transfers.

F4 · ownership.nature: The S JBI GRAT 2024, of which the reporting person's spouse is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:04 UTC Janus International Group, Inc. JBI · Entity 5293 OtherCommon Stock 325,415 $7.56 $2,460,137.40
Disclosure

SEC source: 0001104659-24-126891 · tm2430421-1_4seq1.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R JBI GRAT 2024

Disclosed balance after: 0

F1 · kind: On December 5, 2024, the R JBI GRAT 2024 and the S JBI GRAT 2024 each contributed 325,415 shares of JBI Common Stock to The Fradin Community Property Revocable Trust at a sales value of $7.56 per share of JBI Common Stock. For Section 16 purposes, there is no change in the number of shares beneficially owned by the reporting person as a result of these transfers.

F3 · ownership.nature: The R JBI GRAT 2024, of which the reporting person is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:04 UTC Janus International Group, Inc. JBI · Entity 5293 OtherCommon Stock 650,830 $7.56 $4,920,274.80
Disclosure

SEC source: 0001104659-24-126891 · tm2430421-1_4seq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 972,072

F1 · kind: On December 5, 2024, the R JBI GRAT 2024 and the S JBI GRAT 2024 each contributed 325,415 shares of JBI Common Stock to The Fradin Community Property Revocable Trust at a sales value of $7.56 per share of JBI Common Stock. For Section 16 purposes, there is no change in the number of shares beneficially owned by the reporting person as a result of these transfers.

F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

Read SEC document
November 27, 2024 Filed Nov 28, 2024 00:59 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 825,415 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-123824 · tm2429776-1_4seq1.xml · nonDerivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S JBI GRAT 2024 II

Disclosed balance after: 825,415

F7 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On November 27, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 825,415 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person's spouse (the "Spouse GRAT Shares").

F8 · shares: Concurrently with the entry into the transmutation agreement discussed in note 7, the reporting person's spouse contributed the Spouse GRAT Shares to S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the trust.

F9 · ownership.nature: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

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November 27, 2024 Filed Nov 28, 2024 00:59 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 825,415 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-123824 · tm2429776-1_4seq1.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R JBI GRAT 2024 II

Disclosed balance after: 825,415

F4 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On November 27, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 825,415 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person (the "Reporting Person GRAT Shares").

F5 · shares: Concurrently with the entry into the transmutation agreement discussed in note 4, the reporting person contributed the Reporting Person GRAT Shares to R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the trust.

F6 · ownership.nature: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

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November 27, 2024 Filed Nov 28, 2024 00:59 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 1,650,830 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-123824 · tm2429776-1_4seq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 243,839

F2 · shares: The R JBI GRAT 2024, of which the reporting person is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities.

F3 · shares: The S JBI GRAT 2024, of which the reporting person's spouse is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities.

F1 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

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November 20, 2024 Filed Dec 3, 2024 21:11 UTC Vertiv Holdings Co VRT · Entity 440 OtherClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-049750 · wk-form4_1733260294.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fradin Community Property Trust

Disclosed balance after: 100,000

F1 · kind: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · kind: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F1 · price: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · price: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

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November 20, 2024 Filed Dec 3, 2024 21:11 UTC Vertiv Holdings Co VRT · Entity 440 OtherClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-049750 · wk-form4_1733260294.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2024

Disclosed balance after: 0

F2 · kind: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · price: Represents the voluntary withdrawal of shares of Common Stock from S VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

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November 20, 2024 Filed Dec 3, 2024 21:11 UTC Vertiv Holdings Co VRT · Entity 440 OtherClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-049750 · wk-form4_1733260294.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024

Disclosed balance after: 0

F1 · kind: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F1 · price: Represents the voluntary withdrawal shares of Vertiv Holdings Co common stock (the "Common Stock") from R VRT GRAT 2024, a grantor retained annuity trust, at a price per share calculated based on the average high and low trading prices of the Common Stock on the date of the transaction. The reporting person believes that the withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

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October 01, 2024 Filed Oct 4, 2024 01:31 UTC GPGI, Inc. CMPO · Entity 4098 GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001104659-24-106049 · tm2425514-4_4seq1.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Class A Common Stock · 27,894 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

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October 01, 2024 Filed Oct 4, 2024 01:31 UTC GPGI, Inc. CMPO · Entity 4098 GrantStock Option (Right to Buy) · Derivative 18,596 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001104659-24-106049 · tm2425514-4_4seq1.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,596

Underlying: Class A Common Stock · 18,596 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

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June 18, 2024 Filed Jun 20, 2024 20:01 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 22,966 $0.00 $0.00
Disclosure

SEC source: 0001839839-24-000160 · wk-form4_1718913704.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,000

F1 · shares: The Reporting Person received restricted stock units ("RSUs") on June 18, 2024 having a value equal to approximately $305,000.00 based on the closing price per share of the Issuer's common stock on June 18, 2024. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.

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June 05, 2024 Filed Jun 6, 2024 21:30 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 7,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015802 · form4-06062024_090618.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,002

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May 15, 2024 Filed May 17, 2024 21:03 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2024

Disclosed balance after: 50,000

F5 · shares: The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On May 15, 2024, the Reporting Person gifted the Class A Common Stock to the S VRT GRAT 2024, of which the Reporting Person's spouse is the trustee and beneficiary and the Reporting Person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2024.

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May 15, 2024 Filed May 17, 2024 21:03 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024

Disclosed balance after: 50,000

F4 · shares: The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On May 15, 2024, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2024, of which the Reporting Person is the trustee and beneficiary and maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2024.

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May 15, 2024 Filed May 17, 2024 21:03 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fradin Community Property Trust

Disclosed balance after: 0

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May 15, 2024 Filed May 17, 2024 21:03 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 16,667 $103.86 $1,731,109.62
Disclosure

SEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,333

F3 · price: The trade was executed in a series of transactions with a price range of $103.76 to $103.92 inclusive, with a weighted average price of $103.8645. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 15, 2024 Filed May 17, 2024 21:03 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 33,333 $103.91 $3,463,692.03
Disclosure

SEC source: 0001628280-24-024137 · wk-form4_1715979786.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fradin Community Property Trust

Disclosed balance after: 100,000

F1 · price: The trade was executed in a series of transactions with a price range of $103.76 to $104.06 inclusive, with a weighted average price of $103.9118. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These securities were previously reported as directly held by the reporting person.

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April 19, 2024 Filed Apr 23, 2024 21:24 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000081 · wk-form4_1713907450.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,307.32

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

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March 29, 2024 Filed Nov 5, 2024 21:10 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 325,415 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-114310 · tm2427581-1_4seq1.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S JBI GRAT 2024

Disclosed balance after: 325,415

F3 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On March 29, 2024, the reporting person gifted the JBI Common Stock to the S JBI GRAT 2024, of which the reporting person's spouse is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the S JBI GRAT 2024.

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March 29, 2024 Filed Nov 5, 2024 21:10 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 325,415 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-114310 · tm2427581-1_4seq1.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R JBI GRAT 2024

Disclosed balance after: 325,415

F2 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On March 29, 2024, the reporting person gifted the JBI Common Stock to the R JBI GRAT 2024, of which the reporting person is the trustee and annuitant, irrevocable trusts for the benefit of the reporting person's children are beneficiaries, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the R JBI GRAT 2024.

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March 29, 2024 Filed Nov 5, 2024 21:10 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 650,830 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-114310 · tm2427581-1_4seq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 1,894,669

F1 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

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March 07, 2024 Filed Mar 11, 2024 20:30 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 15,000 $0.00 Strike: $72.09 $0.00
Disclosure

SEC source: 0001628280-24-010244 · wk-form4_1710189033.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2034-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2024.

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February 01, 2024 Filed Feb 13, 2024 22:56 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 636,374 $0.00 $0.00
Disclosure

SEC source: 0001839839-24-000033 · wk-form4_1707864963.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Juniper GRAT Trust

Disclosed balance after: 0

F1 · ownership.nature: Upon the termination of the Juniper GRAT Trust, for which the reporting person served as trustee, on February 1, 2024, 636,374 shares of JBI Common Stock were transferred to two trusts where immediate family members are beneficiaries.

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January 24, 2024 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 565,688 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 7

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Juniper GRAT Trust

Disclosed balance after: 0

F6 · shares: Effective January 24, 2024, Juniper GRAT Trust transferred 565,688 shares of JBI Common Stock to two trusts where immediate family members are beneficiaries.

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December 07, 2023 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 70,171 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 321,242

F4 · shares: On December 7, 2023, Juniper GRAT Trust transferred 70,171 shares of JBI Common Stock to The Fradin Community Property Revocable Trust.

F5 · balance_after: This amount also reflects any subsequent transactions already reported on Form 4.

F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

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December 07, 2023 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 70,171 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Juniper GRAT Trust

Disclosed balance after: 565,688

F4 · shares: On December 7, 2023, Juniper GRAT Trust transferred 70,171 shares of JBI Common Stock to The Fradin Community Property Revocable Trust.

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July 05, 2023 Filed Jul 5, 2023 22:50 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 1,953 $0.00 $0.00
Disclosure

SEC source: 0001839839-23-000067 · wk-form4_1688597398.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,034

F1 · shares: The reporting person received restricted stock units ("RSUs") on July 5, 2023, having a value equal to approximately $20,000 based on the closing price per share of the Issuer's common stock on July 5, 2023. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service to the Board, and will be settled by delivery of shares of common stock.

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June 07, 2023 Filed Jun 9, 2023 00:55 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 14,285 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014990 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,081

F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2023, having a value equal to approximately $140,000 based on the closing price per share of the Issuer's common stock on June 7, 2023. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service to the Board, and will be settled by delivery of shares of common stock.

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June 07, 2023 Filed Jul 5, 2023 21:57 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 9,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041244 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,402

Read SEC document
April 22, 2023 Filed Apr 25, 2023 21:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2022 Director Share Units · Derivative 699.29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025584 · doc4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 699.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.exercise_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.expiration_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.underlying_shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

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April 22, 2023 Filed Apr 25, 2023 21:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 699.29 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025584 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,363.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

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April 21, 2023 Filed Apr 25, 2023 21:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025584 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,663.98

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2024, subject to continued service and the terms and conditions of the director share unit agreement.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:09 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007348 · wf-form4_167839978292419.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
December 08, 2022 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 2,552,731

F3 · shares: On December 8, 2022, Juniper GRAT Trust transferred 515 shares of JBI Common Stock to The Fradin Community Property Revocable Trust.

F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

Read SEC document
December 08, 2022 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Juniper GRAT Trust

Disclosed balance after: 635,859

F3 · shares: On December 8, 2022, Juniper GRAT Trust transferred 515 shares of JBI Common Stock to The Fradin Community Property Revocable Trust.

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July 12, 2022 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 6,717 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 2,552,216

F1 · shares: On July 12, 2022, the reporting person transferred 6,717 shares of JBI Common Stock that were directly held by him to The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

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July 12, 2022 Filed Dec 10, 2024 01:02 UTC Amendment Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 6,717 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-126890 · tm2430421-3_4aseq1.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

F1 · shares: On July 12, 2022, the reporting person transferred 6,717 shares of JBI Common Stock that were directly held by him to The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

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June 09, 2022 Filed Jun 11, 2022 01:00 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 Exercise / conversionRestricted Stock Unit · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036191 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,070 shares

Expires 2022-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

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June 09, 2022 Filed Jun 11, 2022 01:00 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 Exercise / conversionCommon Stock 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036191 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2022 Filed Jun 11, 2022 01:00 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 6,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036191 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,174

F1 · balance_after: Includes 5,579 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes.

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June 07, 2022 Filed Jun 8, 2022 18:08 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021453 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796

F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2022, having a value equal to approximately $80,000 based on the closing price per share of the Issuer's common stock on June 6, 2022. The RSUs will fully vest on June 7, 2023, the one-year anniversary of the vesting commencement date, upon which the RSUs will be settled by delivery of shares of common stock.

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April 23, 2022 Filed May 4, 2022 20:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2021 Director Share Units · Derivative 795.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027123 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 795.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

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April 23, 2022 Filed May 4, 2022 20:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 795.39 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027123 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · price: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

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April 22, 2022 Filed May 4, 2022 20:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Grant2022 Director Share Units · Derivative 685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027123 · doc4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock, Par Value $1.00 · 685 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

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March 03, 2022 Filed Mar 7, 2022 22:34 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 38,647 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000950142-22-000945 · es220232026_4-fradin.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

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December 22, 2021 Filed Jan 6, 2022 21:30 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 6,717 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001196 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,717

F1 · shares: The reporting person received restricted stock units ("RSUs") that will fully vest on June 8, 2022, the one year anniversary of the vesting commencement date. The vested RSUs will be settled by delivery of shares of Common Stock.

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November 16, 2021 Filed Nov 18, 2021 21:30 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065477 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

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November 16, 2021 Filed Nov 18, 2021 21:30 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065477 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2021 Filed Nov 16, 2021 21:58 UTC Janus International Group, Inc. JBI · Entity 5293 Exercise / conversionWarrants · Derivative 205,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000899243-21-044850 · doc4.xml · derivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Juniper GRAT Trust

Disclosed balance after: 0

Underlying: Common Stock · 205,000 shares

Expires 2026-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.