Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GPGI, Inc.CMPO · Entity 4098 | Director | October 01, 2024 | October 04, 2024 |
| Janus International Group, Inc.JBI · Entity 5293 | Director | June 09, 2026 | June 10, 2026 |
| Juniper II Corp.JUN · Entity 133863 | Director · 10% owner | November 03, 2021 | November 03, 2021 |
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Director | May 11, 2026 | May 12, 2026 |
| PITNEY BOWES INC /DE/PBI · Entity 4392 | Director | May 03, 2019 | May 07, 2019 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | Director | June 05, 2024 | June 06, 2024 |
| Resolute Holdings Management, Inc.RHLD · Entity 4929 | Director | June 11, 2026 | June 15, 2026 |
| Vertiv Holdings CoVRT · Entity 440 | Director | March 06, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GPGI, Inc.
Report date October 01, 2024 · Filed October 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01 | Direct | 18,596 |
Reported balance
After 2024-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-10-01 · Grant · Acquired 18,596 · Balance 18,596 F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01 | Direct | 27,894 |
Reported balance
After 2024-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-01 · Grant · Acquired 27,894 · Balance 27,894 F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.
Janus International Group, Inc.
Report date June 09, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 873,640 |
Reported balance
After 2026-06-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 38,973 · Balance 873,640 F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock. F2: Includes 38,973 RSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy R JBI GRAT 2024 III | 213,239 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 213,239 F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy S JBI GRAT 2024 III | 213,239 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 213,239 F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy The Susan Fradin Revocable Trust | 752,460 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 752,460 F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy R JBI GRAT 2024 II | 345,752 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 345,752 F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy S JBI GRAT 2024 II | 345,752 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 345,752 F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.
F2: Includes 38,973 RSUs.
F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.
F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.
F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.
F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.
F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.
Juniper II Corp.
Report date November 03, 2021 · Filed November 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Juniper II Management, LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights). F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).
F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 6,889.86 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 661 · Balance 6,889.86 F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | IndirectFradin Community Trust | 185 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 185 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.
F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.
PITNEY BOWES INC /DE/
Report date May 03, 2019 · Filed May 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,297.527 |
Reported balance
After 2019-05-03 transaction · row 1
1 source rowRow 1 · 2019-05-03 · Grant · Acquired 11,351 · Balance 44,297.527 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-03 · Exercise / conversion · Disposed 11,351 · Balance 0 F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,301 |
Reported balance
After 2019-05-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-06 · Grant · Acquired 17,301 · Balance 17,301 F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.
F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.
RESIDEO TECHNOLOGIES, INC.
Report date June 05, 2024 · Filed June 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 231,002 |
Reported balance
After 2024-06-05 transaction · row 1
1 source rowRow 1 · 2024-06-05 · Grant · Acquired 7,600 · Balance 231,002 |
| Common StockSEC Table I · non-derivative | IndirectHeld by a limited liability company owned by Mr. Fradin | 8 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8 |
Resolute Holdings Management, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11 | Direct | 1,452 |
Reported balance
After 2026-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452 F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
Vertiv Holdings Co
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $241.78 · Expires 2036-03-06 | Direct | 5,578 |
Reported balance
After 2026-03-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-06 · Grant · Acquired 5,578 · Balance 5,578 F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HONEYWELL INTERNATIONAL INC
Report date February 15, 2017 · Filed February 16, 2017
Section 16 reporting ended · disclosed 2017-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 144,296 |
Ending reported balance
After 2017-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-15 · Exercise / conversion · Acquired 27,561 · Balance 158,505 Row 2 · 2017-02-15 · Tax withholding · Disposed 14,209 · Balance 144,296 |
| Restricted UnitsSEC Table II · derivative / convertible security · Expires 2017-02-15 | Direct | 0 |
Reported balance
After 2017-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-15 · Exercise / conversion · Disposed 27,561 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401(k) plan | 3,973 |
Reported balance
Holding disclosure · report date 2017-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,973 |
Filing footnotes · ownership attribution and instrument terms
F1: Instrument converts to common stock on a one-for-one basis.
F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.
Juniper Industrial Holdings, Inc.
Report date June 07, 2021 · Filed June 10, 2021
Section 16 reporting ended · disclosed 2021-06-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-07 · Conversion · Disposed 8,520,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below). F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock"). |
| WarrantSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-07 · Other · Disposed 10,150,000 · Balance 0 F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share. F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).
F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").
F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.
F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
MSC INDUSTRIAL DIRECT CO INC
Report date January 29, 2020 · Filed February 01, 2020
Section 16 reporting ended · disclosed 2020-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 38,303 |
Ending reported balance
After 2020-01-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-29 · Exercise / conversion · Acquired 717 · Balance 38,283 F1: Each RSU represents a contingent right to receive one share of Common Stock. Row 2 · 2020-01-29 · Exercise / conversion · Acquired 20 · Balance 38,303 F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 718 |
Reported balance
After 2020-01-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-29 · Exercise / conversion · Disposed 717 · Balance 718 F1: Each RSU represents a contingent right to receive one share of Common Stock. F3: 717 of these RSUs vested on January 29, 2020. |
| Dividend Equivalent UnitSEC Table II · derivative / convertible security | Direct | 21 |
Reported balance
After 2020-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-29 · Exercise / conversion · Disposed 20 · Balance 21 F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Common Stock.
F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.
F3: 717 of these RSUs vested on January 29, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 11 | $197.30 | $2,170.30 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 7 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 255 Read SEC document |
| November 26, 2019 Filed Jan 6, 2020 20:52 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 20.888 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-20-000026 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76 Underlying: Class A Common Stock, $0.001 par value · 20.888 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:55 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057290 · doc4.xml · derivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,578 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:55 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057290 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 25,000 | $9.44 | $236,000.00 |
DisclosureSEC source: 0001209191-19-056976 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,662 F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.41 to $9.47, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 05, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | PurchaseCommon Stock, Par Value $1.00 | 21 | $192.93 | $4,051.53 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 6 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 266 Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 01:42 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantDirector Share Units · Derivative | 410 | $200.96 Strike: $0.00 | $82,393.60 |
DisclosureSEC source: 0001209191-19-054428 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410 Underlying: Common Stock, Par Value $1.00 · 410 shares Expires not disclosed F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| October 08, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | PurchaseCommon Stock, Par Value $1.00 | 9 | $208.80 | $1,879.20 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 5 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 245 Read SEC document |
| September 26, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | PurchaseCommon Stock, Par Value $1.00 | 11 | $213.23 | $2,345.53 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 236 Read SEC document |
| August 06, 2019 Filed Aug 20, 2019 14:22 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 22.675 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000171 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55 Underlying: Class A Common Stock, $0.001 par value · 22.675 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| July 29, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | PurchaseCommon Stock, Par Value $1.00 | 53 | $201.17 | $10,662.01 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 225 Read SEC document |
| July 15, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | PurchaseCommon Stock, Par Value $1.00 | 58 | $193.74 | $11,236.92 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 172 Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 19:31 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Disposition to issuerPhantom Stock Units · Derivative | 2,757.14 | $189.13 | $521,457.89 |
DisclosureSEC source: 0001209191-19-041819 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 2,757.14 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied. F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied. F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied. Read SEC document |
| July 02, 2019 Filed Jun 13, 2020 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | PurchaseCommon Stock, Par Value $1.00 | 114 | $185.01 | $21,091.14 |
DisclosureSEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fradin Community Property Trust Disclosed balance after: 114 Read SEC document |
| June 29, 2019 Filed Jul 1, 2019 19:31 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPhantom Stock Units · Derivative | 187.45 | $189.13 | $35,452.42 |
DisclosureSEC source: 0001209191-19-039644 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,757.14 Underlying: Common Stock, Par Value $1.00 · 187.45 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,757.14 phantom stock units includes 9.51 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 13:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 5,799 | $20.69 | $119,981.31 |
DisclosureSEC source: 0001209191-19-036600 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,799 Underlying: Common Stock · 5,799 shares Expires not disclosed F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020. F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020. F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020. Read SEC document |
| May 06, 2019 Filed May 7, 2019 16:50 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantRestricted Stock Units · Derivative | 17,301 | $5.78 | $99,999.78 |
DisclosureSEC source: 0001562180-19-002667 · primarydocument.xml · derivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,301 Underlying: Common Stock · 17,301 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:50 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionRestricted Stock Units · Derivative | 11,351 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002667 · primarydocument.xml · derivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The RSUs were granted on May 7, 2018 and have a one year cliff vesting. F1 · derivative.expiration_date: The RSUs were granted on May 7, 2018 and have a one year cliff vesting. Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:50 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantCommon Stock | 11,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002667 · primarydocument.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,297.527 Read SEC document |
| April 23, 2019 Filed May 21, 2019 21:17 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 15.441 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000120 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Class A Common Stock, $0.001 par value · 15.441 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:34 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 221.98 | $163.30 | $36,249.33 |
DisclosureSEC source: 0001209191-19-022519 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560.18 Underlying: Common Stock, Par Value $1.00 · 221.98 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,560.18 phantom stock units includes 9.89 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/19. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:20 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 25,000 | $20.41 | $510,162.50 |
DisclosureSEC source: 0001209191-19-019433 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,662 F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.25 to $20.69, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 20:41 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantRestricted Stock Units (RSU) · Derivative | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000064 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435 Underlying: Class A Common Stock, $0.001 par value · 1,435 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: 717 of these RSUs vest on January 29, 2020 and 718 of these RSUs vest on January 29, 2021, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 717 of these RSUs vest on January 29, 2020 and 718 of these RSUs vest on January 29, 2021, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionDividend Equivalent Units (DEU) · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 9 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17 Underlying: Class A Common Stock, $0.001 par value · 29 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 8 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, $0.001 par value · 555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 555 of 1,110 RSUs granted on January 26, 2017 vested on each of January 26, 2018 and January 26, 2019. F4 · derivative.expiration_date: 555 of 1,110 RSUs granted on January 26, 2017 vested on each of January 26, 2018 and January 26, 2019. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionClass A Common Stock, $0.001 par value | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionClass A Common Stock, $0.001 par value | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionDividend Equivalent Units (DEU) · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 7 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46 Underlying: Class A Common Stock, $0.001 par value · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 6 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581 Underlying: Class A Common Stock, $0.001 par value · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 580 of 1,161 RSUs granted on January 25, 2018 vested on January 25, 2019, and 581 shares vest on January 25, 2020, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 580 of 1,161 RSUs granted on January 25, 2018 vested on January 25, 2019, and 581 shares vest on January 25, 2020, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionClass A Common Stock, $0.001 par value | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionClass A Common Stock, $0.001 par value | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 22, 2019 Filed Jan 29, 2019 19:47 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 13.3793 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 5 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63 Underlying: Class A Common Stock, $0.001 par value · 13.7393 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 19:38 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 269.22 | $134.65 | $36,250.47 |
DisclosureSEC source: 0001209191-19-000787 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,328.31 Underlying: Common Stock, Par Value $1.00 · 269.22 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,328.31 phantom stock units includes 9.70 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 11/21/18. Read SEC document |
| November 27, 2018 Filed Jan 4, 2019 14:16 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 12.785 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-19-000014 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50 Underlying: Class A Common Stock, $0.001 par value · 12.785 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 00:06 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 11,157 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029358 · doc4.xml · derivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,157 Underlying: Common Stock · 11,157 shares Expires not disclosed F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 00:06 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029358 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,578 Underlying: Common Stock · 5,578 shares Expires not disclosed F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 19:44 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 215.04 | $168.57 | $36,249.29 |
DisclosureSEC source: 0001209191-18-053704 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049.39 Underlying: Common Stock, Par Value $1.00 · 215.04 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,049.39 phantom stock units includes 7.75 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18. Read SEC document |
| July 24, 2018 Filed Aug 21, 2018 18:53 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 12.314 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000190 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37 Underlying: Class A Common Stock, $0.001 par value · 12.314 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 18:50 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 268.09 | $144.54 | $38,749.73 |
DisclosureSEC source: 0001209191-18-040810 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826.6 Underlying: Common Stock, Par Value $1.00 · 268.09 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 1,826.60 phantom stock units includes (a) 5.88 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/31/18 and (b) a reduction of a .14 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 22:00 UTC | Vertiv Holdings Co GSAH · Entity 440 | PurchaseClass A common stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-016239 · doc4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · price: The reported shares are included within 100,000 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Class A common stock GS Acquisition Holdings Corp (the "Company") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering. Read SEC document |
| May 08, 2018 Filed May 8, 2018 20:16 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantCommon Stock | 6,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002355 · primarydocument.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,389.1672 Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:16 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantRestricted Stock Units · Derivative | 11,351 | $8.81 | $100,002.31 |
DisclosureSEC source: 0001562180-18-002355 · primarydocument.xml · derivative · entry 3 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,351 Underlying: Common Stock · 11,351 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. F3 · deemedExecutionDate: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:16 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionRestricted Stock Units · Derivative | 6,309 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002355 · primarydocument.xml · derivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The RSUs were granted on May 8, 2017 and have a one year cliff vesting. F1 · derivative.expiration_date: The RSUs were granted on May 8, 2017 and have a one year cliff vesting. Read SEC document |
| May 01, 2018 Filed May 21, 2018 15:30 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 11.569 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000122 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25 Underlying: Class A Common Stock, $0.001 par value · 11.569 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 15:17 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 209.26 | $161.28 | $33,749.45 |
DisclosureSEC source: 0001209191-18-022672 · doc4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552.77 Underlying: Common Stock, Par Value $1.00 · 209.26 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 1,552.77 phantom stock units includes 4.90 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/18. Read SEC document |
| January 30, 2018 Filed Feb 15, 2018 21:39 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | GrantDividend Equivalent Unit · Derivative | 3.442 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000085 · certent-form4.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13 Underlying: Class A Common Stock, $0.001 par value · 3.442 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:55 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionDividend Equivalent Units (DEU) · Derivative | 9.5436 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000060 · certent-form4.xml · derivative · entry 5 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock, $0.001 par value · 9.5436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:55 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000060 · certent-form4.xml · derivative · entry 4 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716 Underlying: Class A Common Stock, $0.001 par value · 555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: 555 of 1,110 RSUs granted on January 26, 2017 have vested on January 26, 2018, and will vest January 26, 2019, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 555 of 1,110 RSUs granted on January 26, 2017 have vested on January 26, 2018, and will vest January 26, 2019, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:55 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionClass A Common Stock, $0.001 par value | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000060 · certent-form4.xml · nonDerivative · entry 2 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:55 UTC | MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 | Exercise / conversionClass A Common Stock, $0.001 par value | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001003078-18-000060 · certent-form4.xml · nonDerivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.