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person · Reporting owner

FRADIN ROGER

Disclosed activity across 11 companies

Tapewire entity
38256
SEC CIK
0001246989

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GPGI, Inc.CMPO · Entity 4098DirectorOctober 01, 2024October 04, 2024
Janus International Group, Inc.JBI · Entity 5293DirectorJune 09, 2026June 10, 2026
Juniper II Corp.JUN · Entity 133863Director · 10% ownerNovember 03, 2021November 03, 2021
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610DirectorMay 11, 2026May 12, 2026
PITNEY BOWES INC /DE/PBI · Entity 4392DirectorMay 03, 2019May 07, 2019
RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292DirectorJune 05, 2024June 06, 2024
Resolute Holdings Management, Inc.RHLD · Entity 4929DirectorJune 11, 2026June 15, 2026
Vertiv Holdings CoVRT · Entity 440DirectorMarch 06, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GPGI, Inc.

Report date October 01, 2024 · Filed October 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01Direct18,596 Reported balance After 2024-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 18,596 · Balance 18,596

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01Direct27,894 Reported balance After 2024-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-01 · Grant · Acquired 27,894 · Balance 27,894

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Janus International Group, Inc.

Report date June 09, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect873,640 Reported balance After 2026-06-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-09 · Grant · Acquired 38,973 · Balance 873,640

F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2: Includes 38,973 RSUs.

Common StockSEC Table I · non-derivativeIndirectBy R JBI GRAT 2024 III213,239 Reported balance Holding disclosure · report date 2026-06-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 213,239

F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy S JBI GRAT 2024 III213,239 Reported balance Holding disclosure · report date 2026-06-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 213,239

F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy The Susan Fradin Revocable Trust752,460 Reported balance Holding disclosure · report date 2026-06-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 752,460

F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy R JBI GRAT 2024 II345,752 Reported balance Holding disclosure · report date 2026-06-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 345,752

F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy S JBI GRAT 2024 II345,752 Reported balance Holding disclosure · report date 2026-06-09 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 345,752

F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2: Includes 38,973 RSUs.

F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Juniper II Corp.

Report date November 03, 2021 · Filed November 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityIndirectBy Juniper II Management, LLCNot disclosed Reported balance Holding disclosure · report date 2021-11-03 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect6,889.86 Reported balance After 2026-05-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 661 · Balance 6,889.86

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Common Stock, Par Value $1.00SEC Table I · non-derivativeIndirectFradin Community Trust185 Reported balance Holding disclosure · report date 2026-05-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 185

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

PITNEY BOWES INC /DE/

Report date May 03, 2019 · Filed May 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,297.527 Reported balance After 2019-05-03 transaction · row 1
1 source row

Row 1 · 2019-05-03 · Grant · Acquired 11,351 · Balance 44,297.527

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-03 · Exercise / conversion · Disposed 11,351 · Balance 0

F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,301 Reported balance After 2019-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-06 · Grant · Acquired 17,301 · Balance 17,301

F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

Filing footnotes · ownership attribution and instrument terms

F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

RESIDEO TECHNOLOGIES, INC.

Report date June 05, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect231,002 Reported balance After 2024-06-05 transaction · row 1
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 7,600 · Balance 231,002

Common StockSEC Table I · non-derivativeIndirectHeld by a limited liability company owned by Mr. Fradin8 Reported balance Holding disclosure · report date 2024-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8

Resolute Holdings Management, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11Direct1,452 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Vertiv Holdings Co

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $241.78 · Expires 2036-03-06Direct5,578 Reported balance After 2026-03-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-06 · Grant · Acquired 5,578 · Balance 5,578

F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HONEYWELL INTERNATIONAL INC

Report date February 15, 2017 · Filed February 16, 2017

Section 16 reporting ended · disclosed 2017-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect144,296 Ending reported balance After 2017-02-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-15 · Exercise / conversion · Acquired 27,561 · Balance 158,505

Row 2 · 2017-02-15 · Tax withholding · Disposed 14,209 · Balance 144,296

Restricted UnitsSEC Table II · derivative / convertible security · Expires 2017-02-15Direct0 Reported balance After 2017-02-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-15 · Exercise / conversion · Disposed 27,561 · Balance 0

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) plan3,973 Reported balance Holding disclosure · report date 2017-02-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,973

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.

Juniper Industrial Holdings, Inc.

Report date June 07, 2021 · Filed June 10, 2021

Section 16 reporting ended · disclosed 2021-06-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-07 · Conversion · Disposed 8,520,000 · Balance 0

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

WarrantSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-06-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-07 · Other · Disposed 10,150,000 · Balance 0

F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

MSC INDUSTRIAL DIRECT CO INC

Report date January 29, 2020 · Filed February 01, 2020

Section 16 reporting ended · disclosed 2020-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect38,303 Ending reported balance After 2020-01-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-01-29 · Exercise / conversion · Acquired 717 · Balance 38,283

F1: Each RSU represents a contingent right to receive one share of Common Stock.

Row 2 · 2020-01-29 · Exercise / conversion · Acquired 20 · Balance 38,303

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect718 Reported balance After 2020-01-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-29 · Exercise / conversion · Disposed 717 · Balance 718

F1: Each RSU represents a contingent right to receive one share of Common Stock.

F3: 717 of these RSUs vested on January 29, 2020.

Dividend Equivalent UnitSEC Table II · derivative / convertible securityDirect21 Reported balance After 2020-01-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-29 · Exercise / conversion · Disposed 20 · Balance 21

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Common Stock.

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3: 717 of these RSUs vested on January 29, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 11 $197.30 $2,170.30
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 7

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 255

Read SEC document
November 26, 2019 Filed Jan 6, 2020 20:52 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 20.888 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000026 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76

Underlying: Class A Common Stock, $0.001 par value · 20.888 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:55 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057290 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:55 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057290 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 22:10 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 PurchaseCommon Stock 25,000 $9.44 $236,000.00
Disclosure

SEC source: 0001209191-19-056976 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,662

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.41 to $9.47, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 21 $192.93 $4,051.53
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 266

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:42 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantDirector Share Units · Derivative 410 $200.96 Strike: $0.00 $82,393.60
Disclosure

SEC source: 0001209191-19-054428 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
October 08, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 9 $208.80 $1,879.20
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 245

Read SEC document
September 26, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 11 $213.23 $2,345.53
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 236

Read SEC document
August 06, 2019 Filed Aug 20, 2019 14:22 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 22.675 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000171 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Underlying: Class A Common Stock, $0.001 par value · 22.675 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
July 29, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 53 $201.17 $10,662.01
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 225

Read SEC document
July 15, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 58 $193.74 $11,236.92
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 172

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Disposition to issuerPhantom Stock Units · Derivative 2,757.14 $189.13 $521,457.89
Disclosure

SEC source: 0001209191-19-041819 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,757.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

Read SEC document
July 02, 2019 Filed Jun 13, 2020 00:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 114 $185.01 $21,091.14
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 114

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039644 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757.14

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 2,757.14 phantom stock units includes 9.51 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:10 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036600 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
May 06, 2019 Filed May 7, 2019 16:50 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 17,301 $5.78 $99,999.78
Disclosure

SEC source: 0001562180-19-002667 · primarydocument.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301

Underlying: Common Stock · 17,301 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:50 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 11,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002667 · primarydocument.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

F1 · derivative.expiration_date: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:50 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantCommon Stock 11,351 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002667 · primarydocument.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,297.527

Read SEC document
April 23, 2019 Filed May 21, 2019 21:17 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 15.441 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000120 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Class A Common Stock, $0.001 par value · 15.441 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 221.98 $163.30 $36,249.33
Disclosure

SEC source: 0001209191-19-022519 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560.18

Underlying: Common Stock, Par Value $1.00 · 221.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 2,560.18 phantom stock units includes 9.89 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/19.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:20 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 PurchaseCommon Stock 25,000 $20.41 $510,162.50
Disclosure

SEC source: 0001209191-19-019433 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,662

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.25 to $20.69, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 29, 2019 Filed Jan 30, 2019 20:41 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantRestricted Stock Units (RSU) · Derivative 1,435 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000064 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Class A Common Stock, $0.001 par value · 1,435 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: 717 of these RSUs vest on January 29, 2020 and 718 of these RSUs vest on January 29, 2021, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 717 of these RSUs vest on January 29, 2020 and 718 of these RSUs vest on January 29, 2021, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionDividend Equivalent Units (DEU) · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 9

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Class A Common Stock, $0.001 par value · 29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionRestricted Stock Units (RSU) · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 8

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 555 of 1,110 RSUs granted on January 26, 2017 vested on each of January 26, 2018 and January 26, 2019.

F4 · derivative.expiration_date: 555 of 1,110 RSUs granted on January 26, 2017 vested on each of January 26, 2018 and January 26, 2019.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionClass A Common Stock, $0.001 par value 29 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionClass A Common Stock, $0.001 par value 555 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionDividend Equivalent Units (DEU) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 7

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46

Underlying: Class A Common Stock, $0.001 par value · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionRestricted Stock Units (RSU) · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581

Underlying: Class A Common Stock, $0.001 par value · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 580 of 1,161 RSUs granted on January 25, 2018 vested on January 25, 2019, and 581 shares vest on January 25, 2020, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 580 of 1,161 RSUs granted on January 25, 2018 vested on January 25, 2019, and 581 shares vest on January 25, 2020, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionClass A Common Stock, $0.001 par value 16 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionClass A Common Stock, $0.001 par value 580 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
January 22, 2019 Filed Jan 29, 2019 19:47 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 13.3793 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000052 · certent-form4.xml · derivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

Underlying: Class A Common Stock, $0.001 par value · 13.7393 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:38 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 269.22 $134.65 $36,250.47
Disclosure

SEC source: 0001209191-19-000787 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328.31

Underlying: Common Stock, Par Value $1.00 · 269.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 2,328.31 phantom stock units includes 9.70 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 11/21/18.

Read SEC document
November 27, 2018 Filed Jan 4, 2019 14:16 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 12.785 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000014 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Class A Common Stock, $0.001 par value · 12.785 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 00:06 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantRestricted Stock Units · Derivative 11,157 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029358 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

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November 16, 2018 Filed Nov 20, 2018 00:06 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029358 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

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October 01, 2018 Filed Oct 3, 2018 19:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 215.04 $168.57 $36,249.29
Disclosure

SEC source: 0001209191-18-053704 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049.39

Underlying: Common Stock, Par Value $1.00 · 215.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 2,049.39 phantom stock units includes 7.75 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18.

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July 24, 2018 Filed Aug 21, 2018 18:53 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 12.314 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000190 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Underlying: Class A Common Stock, $0.001 par value · 12.314 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:50 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 268.09 $144.54 $38,749.73
Disclosure

SEC source: 0001209191-18-040810 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826.6

Underlying: Common Stock, Par Value $1.00 · 268.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 1,826.60 phantom stock units includes (a) 5.88 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/31/18 and (b) a reduction of a .14 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper.

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June 08, 2018 Filed Jun 12, 2018 22:00 UTC Vertiv Holdings Co GSAH · Entity 440 PurchaseClass A common stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-016239 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The reported shares are included within 100,000 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Class A common stock GS Acquisition Holdings Corp (the "Company") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering.

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May 08, 2018 Filed May 8, 2018 20:16 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantCommon Stock 6,309 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002355 · primarydocument.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,389.1672

Read SEC document
May 07, 2018 Filed May 8, 2018 20:16 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 11,351 $8.81 $100,002.31
Disclosure

SEC source: 0001562180-18-002355 · primarydocument.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,351

Underlying: Common Stock · 11,351 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · deemedExecutionDate: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

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May 04, 2018 Filed May 8, 2018 20:16 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 6,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002355 · primarydocument.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSUs were granted on May 8, 2017 and have a one year cliff vesting.

F1 · derivative.expiration_date: The RSUs were granted on May 8, 2017 and have a one year cliff vesting.

Read SEC document
May 01, 2018 Filed May 21, 2018 15:30 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 11.569 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000122 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Class A Common Stock, $0.001 par value · 11.569 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 15:17 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 209.26 $161.28 $33,749.45
Disclosure

SEC source: 0001209191-18-022672 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552.77

Underlying: Common Stock, Par Value $1.00 · 209.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 1,552.77 phantom stock units includes 4.90 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/18.

Read SEC document
January 30, 2018 Filed Feb 15, 2018 21:39 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 GrantDividend Equivalent Unit · Derivative 3.442 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000085 · certent-form4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13

Underlying: Class A Common Stock, $0.001 par value · 3.442 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:55 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionDividend Equivalent Units (DEU) · Derivative 9.5436 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000060 · certent-form4.xml · derivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock, $0.001 par value · 9.5436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:55 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionRestricted Stock Units (RSU) · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000060 · certent-form4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Underlying: Class A Common Stock, $0.001 par value · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 555 of 1,110 RSUs granted on January 26, 2017 have vested on January 26, 2018, and will vest January 26, 2019, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 555 of 1,110 RSUs granted on January 26, 2017 have vested on January 26, 2018, and will vest January 26, 2019, provided that the Reporting Person continues to serve as Outside Director through the applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:55 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionClass A Common Stock, $0.001 par value 9 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000060 · certent-form4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:55 UTC MSC INDUSTRIAL DIRECT CO INC MSM · Entity 8855 Exercise / conversionClass A Common Stock, $0.001 par value 555 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000060 · certent-form4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.