Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTELLIGENT PROTECTION MANAGEMENT CORP.IPM · Entity 7555 | Director | May 21, 2026 | May 22, 2026 |
| NewtekOne, Inc.NEWT · Entity 5823 | Director · President, Chairman & CEO | June 15, 2026 | June 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTELLIGENT PROTECTION MANAGEMENT CORP.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Purchase · Acquired 5,000 · Balance 5,000 |
NewtekOne, Inc.
Report date June 15, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,181,914 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Purchase · Acquired 5,000 · Balance 1,181,914 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2024 Filed Aug 14, 2024 16:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 649 | $12.15 | $7,885.35 |
DisclosureSEC source: 0001587987-24-000172 · wk-form4_1723654565.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,144,323 Read SEC document |
| August 14, 2024 Filed Aug 14, 2024 16:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 251 | $12.15 | $3,049.65 |
DisclosureSEC source: 0001587987-24-000172 · wk-form4_1723654565.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,143,674 Read SEC document |
| August 14, 2024 Filed Aug 14, 2024 16:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,749 | $12.08 | $21,127.92 |
DisclosureSEC source: 0001587987-24-000172 · wk-form4_1723654565.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,143,423 Read SEC document |
| August 14, 2024 Filed Aug 14, 2024 16:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $12.08 | $12,080.00 |
DisclosureSEC source: 0001587987-24-000172 · wk-form4_1723654565.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,141,674 Read SEC document |
| July 16, 2024 Filed Feb 10, 2025 19:58 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,594 | $14.38 | $22,921.72 |
DisclosureSEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168,337 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 17, 2024 Filed Jun 17, 2024 15:53 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 4,000 | $12.92 | $51,668.00 |
DisclosureSEC source: 0001587987-24-000122 · wk-form4_1718639579.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,140,674 Read SEC document |
| June 17, 2024 Filed Jun 17, 2024 15:53 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $12.92 | $12,922.00 |
DisclosureSEC source: 0001587987-24-000122 · wk-form4_1718639579.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,136,674 Read SEC document |
| June 17, 2024 Filed Jun 17, 2024 14:55 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 5,000 | $12.54 | $62,695.00 |
DisclosureSEC source: 0001587987-24-000120 · wk-form4_1718636144.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,135,674 Read SEC document |
| May 15, 2024 Filed May 15, 2024 14:03 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 9,572 | $14.18 | $135,721.39 |
DisclosureSEC source: 0001587987-24-000084 · wk-form4_1715781801.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130,674 Read SEC document |
| May 15, 2024 Filed May 15, 2024 14:03 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 428 | $14.01 | $5,995.00 |
DisclosureSEC source: 0001587987-24-000084 · wk-form4_1715781801.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130,674 Read SEC document |
| April 15, 2024 Filed Feb 10, 2025 19:58 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,009 | $11.22 | $22,540.98 |
DisclosureSEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168,337 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| February 15, 2024 Filed Feb 10, 2025 19:58 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon stock | 15,152 | $11.52 | $174,551.04 |
DisclosureSEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168,337 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| January 12, 2024 Filed Feb 10, 2025 19:58 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,646 | $12.79 | $21,052.34 |
DisclosureSEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168,337 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 14:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $13.45 | $40,335.00 |
DisclosureSEC source: 0001209191-23-058442 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,140,280 Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 14:57 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 4,253 | $13.00 | $55,289.00 |
DisclosureSEC source: 0001209191-23-056623 · doc4.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,137,280 Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 14:57 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 979 | $12.95 | $12,678.05 |
DisclosureSEC source: 0001209191-23-056623 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,137,280 Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 17:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,041 | $13.40 | $27,349.40 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,650 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 14:17 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $14.86 | $14,856.00 |
DisclosureSEC source: 0001209191-23-050348 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,132,048 Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 13:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 1,000 | $14.90 | $14,900.00 |
DisclosureSEC source: 0001209191-23-050344 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,048 Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 14:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $16.23 | $32,460.00 |
DisclosureSEC source: 0001209191-23-049195 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130,048 Read SEC document |
| September 07, 2023 Filed Sep 7, 2023 13:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $17.27 | $34,548.00 |
DisclosureSEC source: 0001209191-23-048561 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,048 Read SEC document |
| August 15, 2023 Filed Aug 15, 2023 17:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $17.57 | $35,138.00 |
DisclosureSEC source: 0001209191-23-045796 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126,048 Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 17:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,511 | $17.92 | $27,077.12 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,129,609 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 14:40 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $15.67 | $15,673.00 |
DisclosureSEC source: 0001209191-23-037685 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,124,048 Read SEC document |
| May 17, 2023 Filed May 17, 2023 14:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 5,000 | $11.28 | $56,400.00 |
DisclosureSEC source: 0001209191-23-030018 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,123,048 Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 17:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,047 | $13.05 | $26,713.35 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,098 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 20, 2023 Filed Mar 20, 2023 13:42 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 10,000 | $11.74 | $117,380.00 |
DisclosureSEC source: 0001209191-23-019993 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,118,048 Read SEC document |
| March 02, 2023 Filed Mar 2, 2023 14:52 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 10,000 | $15.32 | $153,200.00 |
DisclosureSEC source: 0001209191-23-014465 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,048 Read SEC document |
| February 15, 2023 Filed Jan 25, 2024 17:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon stock | 14,229 | $20.39 | $290,129.31 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126,051 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| December 30, 2022 Filed Jan 30, 2023 15:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 5,057 | $16.25 | $82,176.25 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 29, 2022 Filed Dec 29, 2022 17:08 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon Stock | 61,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062881 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,749 F1 · kind: On December 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 61,652 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 36 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| September 30, 2022 Filed Jan 30, 2023 15:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 4,496 | $16.32 | $73,374.72 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 14:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon Stock | 47,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044491 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,097 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 47,081 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 30, 2022 Filed Jan 30, 2023 15:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,508 | $18.93 | $47,476.44 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| May 18, 2022 Filed May 18, 2022 14:23 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 4,200 | $24.20 | $101,635.80 |
DisclosureSEC source: 0001209191-22-029917 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,016 Read SEC document |
| March 31, 2022 Filed Jan 30, 2023 15:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,504 | $26.70 | $40,156.80 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| February 15, 2022 Filed Jan 30, 2023 15:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon stock | 12,269 | $26.64 | $326,846.16 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares Read SEC document |
| December 30, 2021 Filed Jan 10, 2022 16:55 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,422 | $27.39 | $93,728.58 |
DisclosureSEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,816 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2021 Filed Jan 10, 2022 16:55 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,806 | $27.73 | $77,810.38 |
DisclosureSEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,816 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2021 Filed Jan 10, 2022 16:55 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,699 | $34.92 | $59,329.08 |
DisclosureSEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,816 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| April 23, 2021 Filed Apr 23, 2021 20:05 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028104 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,330 F1 · kind: Reporting person gifted shares to the Barry Sloane 2016 Irrevocable Trust. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| March 31, 2021 Filed Jan 10, 2022 16:55 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,558 | $26.70 | $41,598.60 |
DisclosureSEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,816 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 15, 2021 Filed Apr 23, 2021 20:05 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon Stock | 31,329 | $27.52 | $862,174.08 |
DisclosureSEC source: 0001209191-21-028104 · doc4.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,330 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:58 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 83,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008150 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,659 F1 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 83,209 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| December 30, 2020 Filed Jan 25, 2021 15:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 1,957 | $18.65 | $36,498.05 |
DisclosureSEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 8 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,450 F4 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| November 18, 2020 Filed Nov 18, 2020 16:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $17.95 | $17,950.00 |
DisclosureSEC source: 0001209191-20-058979 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,094 Read SEC document |
| September 30, 2020 Filed Jan 25, 2021 15:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 2,353 | $18.57 | $43,695.21 |
DisclosureSEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 7 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,450 F4 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 09, 2020 Filed Sep 9, 2020 16:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $19.23 | $19,234.00 |
DisclosureSEC source: 0001209191-20-049818 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,094 Read SEC document |
| July 31, 2020 Filed Jan 25, 2021 15:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 2,187 | $18.73 | $40,962.51 |
DisclosureSEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,450 F4 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| May 18, 2020 Filed May 18, 2020 14:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 500 | $15.31 | $7,655.00 |
DisclosureSEC source: 0001209191-20-029960 · doc4.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,094 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.