TapewireFind a company

person · Reporting owner

STEINBERG JOSEPH S

Disclosed activity across 9 companies

Tapewire entity
37450
SEC CIK
0000924255

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Crimson Wine Group, LtdCWGL · Entity 6868Director · 10% ownerMay 22, 2026May 26, 2026
Jefferies Financial Group Inc.JEF · Entity 3502Director · Chairman of the Board · 10% ownerNovember 14, 2024November 15, 2024
NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 765710% ownerJune 06, 2025June 11, 2025
NZCH CorpZPCM · Entity 170954Director · CEOApril 14, 2017April 14, 2017
Pershing Square Tontine Holdings, Ltd.PSTH · Entity 15779DirectorJuly 21, 2020July 23, 2020
Vitesse Energy, Inc.VTS · Entity 5178DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Crimson Wine Group, Ltd

Report date May 22, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,272,011 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Purchase · Acquired 7,474 · Balance 1,272,011

Common StockSEC Table I · non-derivativeIndirectBy Paul S. Steinberg 2004 Trust107,862 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 107,862

Common StockSEC Table I · non-derivativeIndirectBy Sarah A. Steinberg 2004 Trust107,860 Reported balance Holding disclosure · report date 2026-05-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 107,860

Common StockSEC Table I · non-derivativeIndirectBy Rachel C. Steinberg 2004 Trust107,860 Reported balance Holding disclosure · report date 2026-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 107,860

Common StockSEC Table I · non-derivativeIndirectBy JSS 2010 Family Trust57,403 Reported balance Holding disclosure · report date 2026-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 57,403

Common StockSEC Table I · non-derivativeIndirectBy Spouse13,200 Reported balance Holding disclosure · report date 2026-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 13,200

Common StockSEC Table I · non-derivativeIndirectBy Daughter720 Reported balance Holding disclosure · report date 2026-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 720

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 1200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 270,000 Reported balance Holding disclosure · report date 2026-05-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 70,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 3200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 4200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 5200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 6200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 7200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - D114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - E114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - F114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - G114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 114,806

Jefferies Financial Group Inc.

Report date November 14, 2024 · Filed November 15, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,339,079 Reported balance After 2024-11-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2024-11-14 · Purchase · Acquired 100 · Balance 2,339,079

Common StockSEC Table I · non-derivativeIndirectSee footnote15,744,184 Reported balance Holding disclosure · report date 2024-11-14 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 15,744,184

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote106,972 Reported balance Holding disclosure · report date 2024-11-14 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 106,972

F2: Shares held by the Reporting Person's spouse.

Common StockSEC Table I · non-derivativeIndirectSee footnote873,994 Reported balance Holding disclosure · report date 2024-11-14 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 873,994

F3: Consists of shares held in trust for the Reporting Person's children.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,577,889 Reported balance Holding disclosure · report date 2024-11-14 · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · Balance 1,577,889

F4: Consist of shares held in a family trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote55,064 Reported balance Holding disclosure · report date 2024-11-14 · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · Balance 55,064

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F2: Shares held by the Reporting Person's spouse.

F3: Consists of shares held in trust for the Reporting Person's children.

F4: Consist of shares held in a family trust.

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

NOCOPI TECHNOLOGIES INC/MD/

Report date June 06, 2025 · Filed June 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,445,851 Reported balance After 2025-06-06 transaction · row 1
1 source row

Row 1 · 2025-06-06 · Purchase · Acquired 195,851 · Balance 1,445,851

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

NZCH Corp

Report date April 14, 2017 · Filed April 14, 2017

This filing explicitly reported no securities owned.

Pershing Square Tontine Holdings, Ltd.

Report date July 21, 2020 · Filed July 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Joseph S. and Diane H. Steinberg Charitable Trust9,375 Reported balance Holding disclosure · report date 2020-07-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 9,375

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

Contingent Right to receive Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00DirectNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Vitesse Energy, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect108,500 Reported balance After 2026-06-15 transaction · row 1
1 source row

Row 1 · 2026-06-15 · Purchase · Acquired 40,882 · Balance 108,500

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,852,977 Reported balance Holding disclosure · report date 2026-06-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,852,977

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's Trust505,402 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 505,402

Common StockSEC Table I · non-derivativeIndirectBy Family Trust185,706 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 185,706

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Childrens' Trusts102,861 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 102,861

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's Spouse's Trust12,589 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 12,589

Common StockSEC Table I · non-derivativeIndirectBy Discretionary Trust6,480 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 6,480

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOMEFED CORP

Report date July 01, 2019 · Filed July 01, 2019

Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-01 transaction · row 1
1 source row

Row 1 · 2019-07-01 · Disposition to issuer · Disposed 681,551 · Balance 0

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

Common StockSEC Table I · non-derivativeIndirect(2)0 Reported balance After 2019-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-07-01 · Disposition to issuer · Disposed 92,811 · Balance 0

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08Direct0 Reported balance After 2019-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04Direct0 Reported balance After 2019-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14Direct0 Reported balance After 2019-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15Direct0 Reported balance After 2019-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Spectrum Brands Holdings, Inc.

Report date October 11, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect592,120 Reported balance After 2019-10-11 transaction · row 1
1 source row

Row 1 · 2019-10-11 · Other · Acquired 576,844 · Balance 592,120

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Spectrum Brands Legacy, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-13 transaction · row 1
1 source row

Row 1 · 2018-07-13 · Disposition to issuer · Disposed 7,834 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2018 Filed May 2, 2018 21:26 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,300 $9.20 $11,960.00
Disclosure

SEC source: 0001562151-18-000053 · wf-form4_152529633318115.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,146

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:29 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 900 $9.16 $8,244.00
Disclosure

SEC source: 0001562151-18-000049 · wf-form4_152486453882732.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,846

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.15 to $9.16, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 21:29 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,300 $9.10 $11,830.00
Disclosure

SEC source: 0001562151-18-000049 · wf-form4_152486453882732.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,946

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.09 to $9.16, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 22:07 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 350 $9.09 $3,181.50
Disclosure

SEC source: 0001562151-18-000045 · wf-form4_152469396001533.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,646

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 22:07 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,350 $9.19 $12,406.50
Disclosure

SEC source: 0001562151-18-000045 · wf-form4_152469396001533.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,296

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.18 to $9.20, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:45 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 800 $9.20 $7,360.00
Disclosure

SEC source: 0001562151-18-000043 · wf-form4_152426068055544.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,946

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 21:45 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 200 $9.22 $1,844.00
Disclosure

SEC source: 0001562151-18-000043 · wf-form4_152426068055544.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,146

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 21:45 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 800 $9.25 $7,400.00
Disclosure

SEC source: 0001562151-18-000043 · wf-form4_152426068055544.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,946

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 15:52 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 800 $9.36 $7,488.00
Disclosure

SEC source: 0001562151-18-000041 · wf-form4_152406673757838.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,146

Read SEC document
April 16, 2018 Filed Apr 18, 2018 15:52 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 800 $9.38 $7,504.00
Disclosure

SEC source: 0001562151-18-000041 · wf-form4_152406673757838.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,346

Read SEC document
April 12, 2018 Filed Apr 13, 2018 23:33 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 800 $9.50 $7,600.00
Disclosure

SEC source: 0001562151-18-000039 · wf-form4_152366242312507.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,546

Read SEC document
April 02, 2018 Filed Apr 4, 2018 00:24 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,000 $9.50 $9,500.00
Disclosure

SEC source: 0001562151-18-000032 · wf-form4_152280140488155.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,746

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:28 UTC Spectrum Brands Holdings, Inc. HRG · Entity 4515 GrantCommon Stock 4,747 $0.00 $0.00
Disclosure

SEC source: 0000950142-17-002104 · es1701177_4-steinberg.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,068

Read SEC document
October 11, 2017 Filed Oct 11, 2017 20:00 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000027 · wf-form4_150775204379586.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,746

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:17 UTC Spectrum Brands Legacy, Inc. SPB · Entity 164964 GrantCommon Stock 2,171 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000213 · edgar.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,834

F1 · shares: Reporting Person was awarded 2,171 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2018, if Reporting Person is a director of the Issuer on such date.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 57,403 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 7

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JSS 2010 Family Trust

Disclosed balance after: 57,403

F5 · kind: The transaction involved a gift of CWGL common stock by the JSS 2011 Family Trust U/T/A March 30 2011 Mark Hoenig Trustee to the JSS 2010 Family Trust, Joseph S. Steinberg, Diane H. Steinberg, Jeffrey C. Keil and Avraham Neikrug as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts. The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2011 Family Trust to indirect by JSS 2010 Family Trust and creation of pecuniary interests in JSS 2010 Family Trust, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 29,870 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 6

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sarah A. Steinberg 2004 Trust

Disclosed balance after: 107,860

F1 · kind: The transaction involved a gift by the JSS 2008 Family Trust U/T/A May 30 2008 Mark Hoenig Trustee of (i) 24,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 24,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 24,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F2 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2008 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

F3 · kind: The transaction involved a gift by the JSS 2009 Family Trust U/T/A Sept 17 2009 Mark Hoenig Trustee of (i) 4,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 4,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 4,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F4 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2009 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 29,870 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 5

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rachel C. Steinberg 2004 Trust

Disclosed balance after: 107,860

F1 · kind: The transaction involved a gift by the JSS 2008 Family Trust U/T/A May 30 2008 Mark Hoenig Trustee of (i) 24,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 24,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 24,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F2 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2008 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

F3 · kind: The transaction involved a gift by the JSS 2009 Family Trust U/T/A Sept 17 2009 Mark Hoenig Trustee of (i) 4,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 4,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 4,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F4 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2009 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 29,872 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul S. Steinberg 2004 Trust

Disclosed balance after: 107,862

F1 · kind: The transaction involved a gift by the JSS 2008 Family Trust U/T/A May 30 2008 Mark Hoenig Trustee of (i) 24,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 24,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 24,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F2 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2008 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

F3 · kind: The transaction involved a gift by the JSS 2009 Family Trust U/T/A Sept 17 2009 Mark Hoenig Trustee of (i) 4,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 4,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 4,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F4 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2009 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 57,403 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JSS 2011 Family Trust

Disclosed balance after: 0

F5 · kind: The transaction involved a gift of CWGL common stock by the JSS 2011 Family Trust U/T/A March 30 2011 Mark Hoenig Trustee to the JSS 2010 Family Trust, Joseph S. Steinberg, Diane H. Steinberg, Jeffrey C. Keil and Avraham Neikrug as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts. The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2011 Family Trust to indirect by JSS 2010 Family Trust and creation of pecuniary interests in JSS 2010 Family Trust, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 14,806 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JSS 2009 Family Trust

Disclosed balance after: 0

F3 · kind: The transaction involved a gift by the JSS 2009 Family Trust U/T/A Sept 17 2009 Mark Hoenig Trustee of (i) 4,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 4,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 4,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F4 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2009 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 GiftCommon Stock 74,806 $0.00 $0.00
Disclosure

SEC source: 0001562151-17-000025 · wf-form4_150421286004934.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JSS 2008 Family Trust

Disclosed balance after: 0

F1 · kind: The transaction involved a gift by the JSS 2008 Family Trust U/T/A May 30 2008 Mark Hoenig Trustee of (i) 24,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 24,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 24,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.

F2 · kind: The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2008 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 16:00 UTC HOMEFED CORP HOFD · Entity 156362 GrantStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001214659-17-004869 · marketforms-39397.xml · derivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 1,000 shares

Expires 2022-08-04

F1 · kind: Granted pursuant to HomeFed Corporation's 1999 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on August 4, 2018.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 14:11 UTC HOMEFED CORP HOFD · Entity 156362 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 Not disclosed Strike: $22.35 Not disclosed
Disclosure

SEC source: 0001214659-17-004386 · marketforms-39206.xml · derivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,000 shares

Expires 2017-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The stock options were granted on July 9, 2012. Pursuant to their terms, these options became exercisable at a rate of 25% per year commencing one year after the date of grant.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 14:11 UTC HOMEFED CORP HOFD · Entity 156362 Exercise / conversionCommon Shares 1,000 $22.35 $22,350.00
Disclosure

SEC source: 0001214659-17-004386 · marketforms-39206.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 00:06 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 18,837 $9.25 $174,242.25
Disclosure

SEC source: 0001562151-17-000009 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,796

Read SEC document
March 23, 2017 Filed Mar 24, 2017 17:07 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 47,418 $9.16 $434,348.88
Disclosure

SEC source: 0001562151-17-000007 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,959

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.10 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 22, 2017 Filed Mar 22, 2017 21:06 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 782 $9.21 $7,202.22
Disclosure

SEC source: 0001562151-17-000006 · primary_doc.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,541

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.19 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:06 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,800 $9.24 $16,632.00
Disclosure

SEC source: 0001562151-17-000006 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,759

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.10 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 08, 2017 Filed Feb 7, 2018 20:36 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,200 $9.05 $10,860.00
Disclosure

SEC source: 0001562151-18-000009 · wf-form5_151803577687430.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,400

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:30 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,200 $9.00 $10,800.00
Disclosure

SEC source: 0001562151-17-000001 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,959

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
March 03, 2017 Filed Feb 13, 2019 20:52 UTC Amendment Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,200 $9.00 $10,800.00
Disclosure

SEC source: 0001562151-19-000003 · wf-form4a_155009112751767.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,400

F1 · shares: Due to a clerical error, the Form 4 originally filed on March 7, 2017 inadvertently reported the direct purchase by the reporting person of 1,200 shares of common stock on March 3, 2017. The 1,200 shares were purchased by the reporting person's spouse, as reflected in this Form 4 amendment.

F1 · balance_after: Due to a clerical error, the Form 4 originally filed on March 7, 2017 inadvertently reported the direct purchase by the reporting person of 1,200 shares of common stock on March 3, 2017. The 1,200 shares were purchased by the reporting person's spouse, as reflected in this Form 4 amendment.

Read SEC document
March 03, 2017 Filed Mar 22, 2019 17:47 UTC Amendment Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,200 $9.00 $10,800.00
Disclosure

SEC source: 0001562151-19-000018 · wf-form4a_155327681760972.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,959

F1 · balance_after: On March 7, 2017, the reporting person filed a Form 4 (the "Original Filing") reporting the direct purchase by the reporting person of 1,200 shares of common stock (the "Shares") on March 3, 2017. On February 13, 2019, upon discovery that the purchase of the Shares was inadvertently entered into the reporting person's spouse's brokerage account by the executing broker, the reporting person filed an amendment to the Original Filing to report that the Shares were purchased by the reporting person's spouse. On March 15, 2019, the executing broker canceled and corrected the original trade such that the Shares now appear in the reporting person's brokerage account as of March 3, 2017 rather than the reporting person's spouse's account. Accordingly, this further amendment to the Original Filing reflects the Shares as being purchased and held directly by the reporting person as of March 3, 2017.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 20:00 UTC Jefferies Financial Group Inc. LUK · Entity 3502 SaleCommon Stock 200,000 $24.87 $4,974,000.00
Disclosure

SEC source: 0001214659-17-001230 · marketforms-37970.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792,687

F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who owned, controlled, and sold the shares.

F2 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:00 UTC Jefferies Financial Group Inc. LUK · Entity 3502 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015442 · marketforms-37402.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · see explanation

Disclosed balance after: 19,678,046

F1 · kind: Joseph Steinberg is donating 100,000 shares to the Joseph S. and Diane H. Steinberg Charitable Trust.

F2 · ownership.nature: Consists of shares held by corporations that are owned by the Reporting Person as to which the Reporting Person has sole voting and dispositive control and 2,339,712 common shares held in trust for the Reporting Person's children.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 22:35 UTC Spectrum Brands Holdings, Inc. HRG · Entity 4515 GrantCommon Stock 5,092 $0.00 $0.00
Disclosure

SEC source: 0000950142-16-004855 · es1601180_4-steinberg.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,321

Read SEC document
October 21, 2016 Filed Oct 22, 2016 00:50 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 500 $9.00 $4,500.00
Disclosure

SEC source: 0001562151-16-000201 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,759

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 20, 2016 Filed Oct 20, 2016 23:42 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,489 $8.90 $13,252.10
Disclosure

SEC source: 0001562151-16-000200 · primary_doc.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,259

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 19, 2016 Filed Oct 20, 2016 23:42 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,447 $8.95 $30,850.65
Disclosure

SEC source: 0001562151-16-000200 · primary_doc.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,770

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 18, 2016 Filed Oct 20, 2016 23:42 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,700 $8.90 $24,030.00
Disclosure

SEC source: 0001562151-16-000200 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,323

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.88 to $8.99, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 14, 2016 Filed Oct 14, 2016 22:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,779 $9.00 $25,011.00
Disclosure

SEC source: 0001562151-16-000199 · primary_doc.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,623

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:54 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 5 $8.95 $44.75
Disclosure

SEC source: 0001562151-16-000199 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,844

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 21:06 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,779 $9.00 $25,011.00
Disclosure

SEC source: 0001562151-16-000198 · primary_doc.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,839

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 11, 2016 Filed Oct 12, 2016 21:06 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,679 $8.90 $23,843.10
Disclosure

SEC source: 0001562151-16-000198 · primary_doc.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,060

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.90 to $8.91, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 10, 2016 Filed Oct 12, 2016 21:06 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,679 $8.86 $23,735.94
Disclosure

SEC source: 0001562151-16-000198 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,381

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.88, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 07, 2016 Filed Oct 7, 2016 21:59 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,877 $8.82 $16,555.14
Disclosure

SEC source: 0001562151-16-000197 · primary_doc.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,702

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.79 to $8.83, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2016 Filed Oct 7, 2016 21:59 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,077 $8.75 $18,173.75
Disclosure

SEC source: 0001562151-16-000197 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,825

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:24 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,077 $8.77 $18,215.29
Disclosure

SEC source: 0001562151-16-000196 · primary_doc.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,748

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.76 to $8.77, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:24 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,077 $8.88 $18,443.76
Disclosure

SEC source: 0001562151-16-000196 · primary_doc.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,671

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:24 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,077 $8.81 $18,298.37
Disclosure

SEC source: 0001562151-16-000196 · primary_doc.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,594

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.77 to $8.83, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.