Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Crimson Wine Group, LtdCWGL · Entity 6868 | Director · 10% owner | May 22, 2026 | May 26, 2026 |
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director · Chairman of the Board · 10% owner | November 14, 2024 | November 15, 2024 |
| NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 7657 | 10% owner | June 06, 2025 | June 11, 2025 |
| NZCH CorpZPCM · Entity 170954 | Director · CEO | April 14, 2017 | April 14, 2017 |
| Pershing Square Tontine Holdings, Ltd.PSTH · Entity 15779 | Director | July 21, 2020 | July 23, 2020 |
| Vitesse Energy, Inc.VTS · Entity 5178 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Crimson Wine Group, Ltd
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,272,011 |
Reported balance
After 2026-05-22 transaction · row 1
1 source rowRow 1 · 2026-05-22 · Purchase · Acquired 7,474 · Balance 1,272,011 |
| Common StockSEC Table I · non-derivative | IndirectBy Paul S. Steinberg 2004 Trust | 107,862 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 107,862 |
| Common StockSEC Table I · non-derivative | IndirectBy Sarah A. Steinberg 2004 Trust | 107,860 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 107,860 |
| Common StockSEC Table I · non-derivative | IndirectBy Rachel C. Steinberg 2004 Trust | 107,860 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 107,860 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS 2010 Family Trust | 57,403 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 57,403 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 13,200 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 13,200 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 720 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 720 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 1 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 2 | 70,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 70,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 3 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 4 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 5 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 6 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 7 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - D | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 114,806 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - E | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 114,806 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - F | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 114,806 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - G | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 114,806 |
Jefferies Financial Group Inc.
Report date November 14, 2024 · Filed November 15, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,339,079 |
Reported balance
After 2024-11-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-11-14 · Purchase · Acquired 100 · Balance 2,339,079 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,744,184 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 15,744,184 F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 106,972 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 106,972 F2: Shares held by the Reporting Person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 873,994 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 873,994 F3: Consists of shares held in trust for the Reporting Person's children. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,577,889 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 1,577,889 F4: Consist of shares held in a family trust. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 55,064 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 55,064 F5: Consists of shares held in a discretionary trust. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.
F2: Shares held by the Reporting Person's spouse.
F3: Consists of shares held in trust for the Reporting Person's children.
F4: Consist of shares held in a family trust.
F5: Consists of shares held in a discretionary trust.
F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
NOCOPI TECHNOLOGIES INC/MD/
Report date June 06, 2025 · Filed June 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,445,851 |
Reported balance
After 2025-06-06 transaction · row 1
1 source rowRow 1 · 2025-06-06 · Purchase · Acquired 195,851 · Balance 1,445,851 F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.
NZCH Corp
Report date April 14, 2017 · Filed April 14, 2017
This filing explicitly reported no securities owned.
Pershing Square Tontine Holdings, Ltd.
Report date July 21, 2020 · Filed July 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | 9,375 |
Reported balance
Holding disclosure · report date 2020-07-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,375 F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination. |
| Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00 | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer. F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination. |
| Contingent Right to receive Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00 | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer. F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units. |
| Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination. |
| Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00 | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination. F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.
F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.
F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.
F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.
F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.
Vitesse Energy, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,500 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Purchase · Acquired 40,882 · Balance 108,500 F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,852,977 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,852,977 F2: Shares held by corporations owned by the Reporting Person. F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust | 505,402 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 505,402 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 185,706 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 185,706 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Childrens' Trusts | 102,861 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 102,861 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Spouse's Trust | 12,589 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,589 |
| Common StockSEC Table I · non-derivative | IndirectBy Discretionary Trust | 6,480 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 6,480 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.
F2: Shares held by corporations owned by the Reporting Person.
F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HOMEFED CORP
Report date July 01, 2019 · Filed July 01, 2019
Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 1
1 source rowRow 1 · 2019-07-01 · Disposition to issuer · Disposed 681,551 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed. |
| Common StockSEC Table I · non-derivative | Indirect(2) | 0 |
Reported balance
After 2019-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-01 · Disposition to issuer · Disposed 92,811 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed. F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F4: The options vest at a rate of 25% per year, commencing on August 8, 2019. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F5: The options vest at a rate of 25% per year, commencing on August 4, 2018. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F6: The options vest at a rate of 25% per year, commencing on July 14, 2017. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F7: The options vest at a rate of 25% per year, commencing on July 15, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.
F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.
F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).
F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.
F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.
F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.
F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.
Spectrum Brands Holdings, Inc.
Report date October 11, 2019 · Filed October 16, 2019
Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,120 |
Reported balance
After 2019-10-11 transaction · row 1
1 source rowRow 1 · 2019-10-11 · Other · Acquired 576,844 · Balance 592,120 F1: Exempt acquisition pursuant to Rule 16a-9(a). F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt acquisition pursuant to Rule 16a-9(a).
F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.
Spectrum Brands Legacy, Inc.
Report date July 13, 2018 · Filed July 17, 2018
Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Disposition to issuer · Disposed 7,834 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2018 Filed Jul 16, 2018 21:21 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,000 | $9.27 | $18,540.00 |
DisclosureSEC source: 0001562151-18-000118 · wf-form4_153177607645297.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,266 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.29, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| July 11, 2018 Filed Jul 11, 2018 22:51 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,000 | $9.27 | $18,540.00 |
DisclosureSEC source: 0001562151-18-000116 · wf-form4_153134944494001.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,266 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.27, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 22:51 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,000 | $9.28 | $18,560.00 |
DisclosureSEC source: 0001562151-18-000116 · wf-form4_153134944494001.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,266 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.27 to $9.29, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 22:51 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,000 | $9.26 | $18,520.00 |
DisclosureSEC source: 0001562151-18-000116 · wf-form4_153134944494001.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,266 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.28, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| July 06, 2018 Filed Jul 6, 2018 22:19 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,400 | $9.25 | $12,950.00 |
DisclosureSEC source: 0001562151-18-000114 · wf-form4_153091552592164.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,266 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 22:19 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,400 | $9.25 | $12,950.00 |
DisclosureSEC source: 0001562151-18-000114 · wf-form4_153091552592164.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,866 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 22:19 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,400 | $9.25 | $12,950.00 |
DisclosureSEC source: 0001562151-18-000114 · wf-form4_153091552592164.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,466 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.27, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 21:25 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,100 | $9.25 | $10,175.00 |
DisclosureSEC source: 0001562151-18-000109 · wf-form4_153030753367685.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,066 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:25 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,108 | $9.25 | $10,249.00 |
DisclosureSEC source: 0001562151-18-000109 · wf-form4_153030753367685.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,966 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.24 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:25 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 728 | $9.32 | $6,784.96 |
DisclosureSEC source: 0001562151-18-000109 · wf-form4_153030753367685.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,858 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.33, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 26, 2018 Filed Jun 26, 2018 15:36 UTC | HOMEFED CORP HOFD · Entity 156362 | Exercise / conversionOption - Right to Buy · Derivative | 1,000 | $0.00 Strike: $32.30 | $0.00 |
DisclosureSEC source: 0001214659-18-004573 · marketforms-42348.xml · derivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2018-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted on July 11, 2013 and became exercisable at a rate of 25% per year commencing one year after the date of grant. Read SEC document |
| June 26, 2018 Filed Jun 26, 2018 15:36 UTC | HOMEFED CORP HOFD · Entity 156362 | Exercise / conversionCommon Stock | 1,000 | $32.30 | $32,300.00 |
DisclosureSEC source: 0001214659-18-004573 · marketforms-42348.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2018 Filed Jun 26, 2018 21:57 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 600 | $9.24 | $5,544.00 |
DisclosureSEC source: 0001562151-18-000107 · wf-form4_153005022650978.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,130 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.24 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 21:57 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 753 | $9.27 | $6,980.31 |
DisclosureSEC source: 0001562151-18-000107 · wf-form4_153005022650978.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,530 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 21:57 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,400 | $9.28 | $12,992.00 |
DisclosureSEC source: 0001562151-18-000107 · wf-form4_153005022650978.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,777 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 21:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,500 | $9.25 | $13,875.00 |
DisclosureSEC source: 0001562151-18-000102 · wf-form4_152952854705042.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,377 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 21:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 900 | $9.25 | $8,325.00 |
DisclosureSEC source: 0001562151-18-000102 · wf-form4_152952854705042.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,877 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 21:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,200 | $9.29 | $11,148.00 |
DisclosureSEC source: 0001562151-18-000102 · wf-form4_152952854705042.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,977 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.28 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 22:03 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,100 | $9.30 | $19,530.00 |
DisclosureSEC source: 0001562151-18-000100 · wf-form4_152910018825948.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,777 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 22:03 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,500 | $9.30 | $13,950.00 |
DisclosureSEC source: 0001562151-18-000100 · wf-form4_152910018825948.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,677 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.28 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 22:14 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,800 | $9.30 | $16,740.00 |
DisclosureSEC source: 0001562151-18-000098 · wf-form4_152892806320541.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,177 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.32, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 22:14 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,900 | $9.33 | $17,727.00 |
DisclosureSEC source: 0001562151-18-000098 · wf-form4_152892806320541.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,377 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.32 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 22:14 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,100 | $9.35 | $19,635.00 |
DisclosureSEC source: 0001562151-18-000098 · wf-form4_152892806320541.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,477 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.38, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 23:16 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,935 | $9.33 | $18,053.55 |
DisclosureSEC source: 0001562151-18-000096 · wf-form4_152849978021948.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,377 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 23:16 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,800 | $9.35 | $16,830.00 |
DisclosureSEC source: 0001562151-18-000096 · wf-form4_152849978021948.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,442 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.40, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 23:16 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,100 | $9.33 | $19,593.00 |
DisclosureSEC source: 0001562151-18-000096 · wf-form4_152849978021948.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,642 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.32 to $9.34, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 23:21 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,180 | $9.31 | $10,985.80 |
DisclosureSEC source: 0001562151-18-000094 · wf-form4_152824089217375.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,542 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.34, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 23:21 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,700 | $9.30 | $15,810.00 |
DisclosureSEC source: 0001562151-18-000094 · wf-form4_152824089217375.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,362 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:21 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,700 | $9.31 | $15,827.00 |
DisclosureSEC source: 0001562151-18-000094 · wf-form4_152824089217375.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,662 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| May 31, 2018 Filed May 31, 2018 21:25 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 3,300 | $9.35 | $30,855.00 |
DisclosureSEC source: 0001562151-18-000092 · wf-form4_152780183658717.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,962 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.37, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:25 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 3,300 | $9.37 | $30,921.00 |
DisclosureSEC source: 0001562151-18-000092 · wf-form4_152780183658717.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,662 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.45, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:25 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,700 | $9.36 | $25,272.00 |
DisclosureSEC source: 0001562151-18-000092 · wf-form4_152780183658717.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,362 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.33 to $9.43, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| May 25, 2018 Filed May 25, 2018 21:14 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,900 | $9.35 | $27,115.00 |
DisclosureSEC source: 0001562151-18-000090 · wf-form4_152728283140290.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,662 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.36, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| May 24, 2018 Filed May 25, 2018 21:14 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,900 | $9.35 | $27,115.00 |
DisclosureSEC source: 0001562151-18-000090 · wf-form4_152728283140290.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,762 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 23, 2018 Filed May 23, 2018 21:35 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 100 | $9.28 | $928.00 |
DisclosureSEC source: 0001562151-18-000088 · wf-form4_152711131077802.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,862 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:35 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,500 | $9.30 | $13,950.00 |
DisclosureSEC source: 0001562151-18-000088 · wf-form4_152711131077802.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,762 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:35 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,500 | $9.23 | $23,075.00 |
DisclosureSEC source: 0001562151-18-000088 · wf-form4_152711131077802.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,262 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 17, 2018 Filed May 18, 2018 22:07 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 189 | $9.14 | $1,727.46 |
DisclosureSEC source: 0001562151-18-000070 · wf-form4_152668117894029.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,762 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:07 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,000 | $9.15 | $18,300.00 |
DisclosureSEC source: 0001562151-18-000070 · wf-form4_152668117894029.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,573 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 15, 2018 Filed May 15, 2018 20:51 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,000 | $9.22 | $18,440.00 |
DisclosureSEC source: 0001562151-18-000066 · wf-form4_152641742044918.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,573 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:51 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,250 | $9.17 | $11,462.50 |
DisclosureSEC source: 0001562151-18-000066 · wf-form4_152641742044918.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,573 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.15 to $9.19, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:51 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,700 | $9.15 | $15,555.00 |
DisclosureSEC source: 0001562151-18-000066 · wf-form4_152641742044918.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,323 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 10, 2018 Filed May 10, 2018 22:56 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,700 | $9.15 | $15,555.00 |
DisclosureSEC source: 0001562151-18-000064 · wf-form4_152599300476994.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,623 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 10, 2018 Filed Feb 13, 2019 20:53 UTC Amendment | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,700 | $9.15 | $15,555.00 |
DisclosureSEC source: 0001562151-19-000004 · wf-form4a_155009119890143.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,476 F1 · balance_after: Amounts reflect the correction of the clerical error overstating the reporting person's direct holdings by 1,200 shares, as corrected in the reporting person's Form 4 amendment filed on February 13, 2019 relating to a March 3, 2017 transaction. Read SEC document |
| May 09, 2018 Filed May 10, 2018 22:56 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 117 | $9.13 | $1,068.21 |
DisclosureSEC source: 0001562151-18-000064 · wf-form4_152599300476994.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,923 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 09, 2018 Filed Feb 13, 2019 20:53 UTC Amendment | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 170 | $9.13 | $1,552.10 |
DisclosureSEC source: 0001562151-19-000004 · wf-form4a_155009119890143.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,776 F2 · shares: The Form 4 originally filed on May 10, 2018 incorrectly reported the purchase by the reporting person of 117 shares of common stock on May 9, 2018. The reporting person purchased 170 shares of common stock on May 9, 2018, as reflected in this Form 4 amendment. F1 · balance_after: Amounts reflect the correction of the clerical error overstating the reporting person's direct holdings by 1,200 shares, as corrected in the reporting person's Form 4 amendment filed on February 13, 2019 relating to a March 3, 2017 transaction. Read SEC document |
| May 08, 2018 Filed May 10, 2018 22:56 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 860 | $9.10 | $7,826.00 |
DisclosureSEC source: 0001562151-18-000064 · wf-form4_152599300476994.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,806 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 08, 2018 Filed Feb 13, 2019 20:53 UTC Amendment | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 860 | $9.10 | $7,826.00 |
DisclosureSEC source: 0001562151-19-000004 · wf-form4a_155009119890143.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,606 F1 · balance_after: Amounts reflect the correction of the clerical error overstating the reporting person's direct holdings by 1,200 shares, as corrected in the reporting person's Form 4 amendment filed on February 13, 2019 relating to a March 3, 2017 transaction. Read SEC document |
| May 02, 2018 Filed May 2, 2018 21:26 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 500 | $9.15 | $4,575.00 |
DisclosureSEC source: 0001562151-18-000053 · wf-form4_152529633318115.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,946 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
| May 01, 2018 Filed May 2, 2018 21:26 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,300 | $9.10 | $11,830.00 |
DisclosureSEC source: 0001562151-18-000053 · wf-form4_152529633318115.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,446 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.