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person · Reporting owner

STEINBERG JOSEPH S

Disclosed activity across 9 companies

Tapewire entity
37450
SEC CIK
0000924255

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Crimson Wine Group, LtdCWGL · Entity 6868Director · 10% ownerMay 22, 2026May 26, 2026
Jefferies Financial Group Inc.JEF · Entity 3502Director · Chairman of the Board · 10% ownerNovember 14, 2024November 15, 2024
NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 765710% ownerJune 06, 2025June 11, 2025
NZCH CorpZPCM · Entity 170954Director · CEOApril 14, 2017April 14, 2017
Pershing Square Tontine Holdings, Ltd.PSTH · Entity 15779DirectorJuly 21, 2020July 23, 2020
Vitesse Energy, Inc.VTS · Entity 5178DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Crimson Wine Group, Ltd

Report date May 22, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,272,011 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Purchase · Acquired 7,474 · Balance 1,272,011

Common StockSEC Table I · non-derivativeIndirectBy Paul S. Steinberg 2004 Trust107,862 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 107,862

Common StockSEC Table I · non-derivativeIndirectBy Sarah A. Steinberg 2004 Trust107,860 Reported balance Holding disclosure · report date 2026-05-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 107,860

Common StockSEC Table I · non-derivativeIndirectBy Rachel C. Steinberg 2004 Trust107,860 Reported balance Holding disclosure · report date 2026-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 107,860

Common StockSEC Table I · non-derivativeIndirectBy JSS 2010 Family Trust57,403 Reported balance Holding disclosure · report date 2026-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 57,403

Common StockSEC Table I · non-derivativeIndirectBy Spouse13,200 Reported balance Holding disclosure · report date 2026-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 13,200

Common StockSEC Table I · non-derivativeIndirectBy Daughter720 Reported balance Holding disclosure · report date 2026-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 720

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 1200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 270,000 Reported balance Holding disclosure · report date 2026-05-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 70,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 3200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 4200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 5200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 6200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 7200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - D114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - E114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - F114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - G114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 114,806

Jefferies Financial Group Inc.

Report date November 14, 2024 · Filed November 15, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,339,079 Reported balance After 2024-11-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2024-11-14 · Purchase · Acquired 100 · Balance 2,339,079

Common StockSEC Table I · non-derivativeIndirectSee footnote15,744,184 Reported balance Holding disclosure · report date 2024-11-14 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 15,744,184

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote106,972 Reported balance Holding disclosure · report date 2024-11-14 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 106,972

F2: Shares held by the Reporting Person's spouse.

Common StockSEC Table I · non-derivativeIndirectSee footnote873,994 Reported balance Holding disclosure · report date 2024-11-14 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 873,994

F3: Consists of shares held in trust for the Reporting Person's children.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,577,889 Reported balance Holding disclosure · report date 2024-11-14 · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · Balance 1,577,889

F4: Consist of shares held in a family trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote55,064 Reported balance Holding disclosure · report date 2024-11-14 · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · Balance 55,064

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F2: Shares held by the Reporting Person's spouse.

F3: Consists of shares held in trust for the Reporting Person's children.

F4: Consist of shares held in a family trust.

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

NOCOPI TECHNOLOGIES INC/MD/

Report date June 06, 2025 · Filed June 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,445,851 Reported balance After 2025-06-06 transaction · row 1
1 source row

Row 1 · 2025-06-06 · Purchase · Acquired 195,851 · Balance 1,445,851

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

NZCH Corp

Report date April 14, 2017 · Filed April 14, 2017

This filing explicitly reported no securities owned.

Pershing Square Tontine Holdings, Ltd.

Report date July 21, 2020 · Filed July 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Joseph S. and Diane H. Steinberg Charitable Trust9,375 Reported balance Holding disclosure · report date 2020-07-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 9,375

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

Contingent Right to receive Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00DirectNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Vitesse Energy, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect108,500 Reported balance After 2026-06-15 transaction · row 1
1 source row

Row 1 · 2026-06-15 · Purchase · Acquired 40,882 · Balance 108,500

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,852,977 Reported balance Holding disclosure · report date 2026-06-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,852,977

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's Trust505,402 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 505,402

Common StockSEC Table I · non-derivativeIndirectBy Family Trust185,706 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 185,706

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Childrens' Trusts102,861 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 102,861

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's Spouse's Trust12,589 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 12,589

Common StockSEC Table I · non-derivativeIndirectBy Discretionary Trust6,480 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 6,480

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOMEFED CORP

Report date July 01, 2019 · Filed July 01, 2019

Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-01 transaction · row 1
1 source row

Row 1 · 2019-07-01 · Disposition to issuer · Disposed 681,551 · Balance 0

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

Common StockSEC Table I · non-derivativeIndirect(2)0 Reported balance After 2019-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-07-01 · Disposition to issuer · Disposed 92,811 · Balance 0

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08Direct0 Reported balance After 2019-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04Direct0 Reported balance After 2019-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14Direct0 Reported balance After 2019-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15Direct0 Reported balance After 2019-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Spectrum Brands Holdings, Inc.

Report date October 11, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect592,120 Reported balance After 2019-10-11 transaction · row 1
1 source row

Row 1 · 2019-10-11 · Other · Acquired 576,844 · Balance 592,120

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Spectrum Brands Legacy, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-13 transaction · row 1
1 source row

Row 1 · 2018-07-13 · Disposition to issuer · Disposed 7,834 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2018 Filed Jul 16, 2018 21:21 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,000 $9.27 $18,540.00
Disclosure

SEC source: 0001562151-18-000118 · wf-form4_153177607645297.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,266

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.29, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
July 11, 2018 Filed Jul 11, 2018 22:51 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,000 $9.27 $18,540.00
Disclosure

SEC source: 0001562151-18-000116 · wf-form4_153134944494001.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,266

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.27, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 22:51 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,000 $9.28 $18,560.00
Disclosure

SEC source: 0001562151-18-000116 · wf-form4_153134944494001.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,266

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.27 to $9.29, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 22:51 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,000 $9.26 $18,520.00
Disclosure

SEC source: 0001562151-18-000116 · wf-form4_153134944494001.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,266

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.28, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 22:19 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,400 $9.25 $12,950.00
Disclosure

SEC source: 0001562151-18-000114 · wf-form4_153091552592164.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,266

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
July 05, 2018 Filed Jul 6, 2018 22:19 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,400 $9.25 $12,950.00
Disclosure

SEC source: 0001562151-18-000114 · wf-form4_153091552592164.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,866

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 22:19 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,400 $9.25 $12,950.00
Disclosure

SEC source: 0001562151-18-000114 · wf-form4_153091552592164.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,466

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.27, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 21:25 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,100 $9.25 $10,175.00
Disclosure

SEC source: 0001562151-18-000109 · wf-form4_153030753367685.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,066

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:25 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,108 $9.25 $10,249.00
Disclosure

SEC source: 0001562151-18-000109 · wf-form4_153030753367685.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,966

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.24 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:25 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 728 $9.32 $6,784.96
Disclosure

SEC source: 0001562151-18-000109 · wf-form4_153030753367685.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,858

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.33, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 26, 2018 Filed Jun 26, 2018 15:36 UTC HOMEFED CORP HOFD · Entity 156362 Exercise / conversionOption - Right to Buy · Derivative 1,000 $0.00 Strike: $32.30 $0.00
Disclosure

SEC source: 0001214659-18-004573 · marketforms-42348.xml · derivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2018-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on July 11, 2013 and became exercisable at a rate of 25% per year commencing one year after the date of grant.

Read SEC document
June 26, 2018 Filed Jun 26, 2018 15:36 UTC HOMEFED CORP HOFD · Entity 156362 Exercise / conversionCommon Stock 1,000 $32.30 $32,300.00
Disclosure

SEC source: 0001214659-18-004573 · marketforms-42348.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:57 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 600 $9.24 $5,544.00
Disclosure

SEC source: 0001562151-18-000107 · wf-form4_153005022650978.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,130

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.24 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 21:57 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 753 $9.27 $6,980.31
Disclosure

SEC source: 0001562151-18-000107 · wf-form4_153005022650978.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,530

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 21:57 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,400 $9.28 $12,992.00
Disclosure

SEC source: 0001562151-18-000107 · wf-form4_153005022650978.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,777

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 20, 2018 Filed Jun 20, 2018 21:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,500 $9.25 $13,875.00
Disclosure

SEC source: 0001562151-18-000102 · wf-form4_152952854705042.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,377

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.25, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 900 $9.25 $8,325.00
Disclosure

SEC source: 0001562151-18-000102 · wf-form4_152952854705042.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,877

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 21:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,200 $9.29 $11,148.00
Disclosure

SEC source: 0001562151-18-000102 · wf-form4_152952854705042.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,977

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.28 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:03 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,100 $9.30 $19,530.00
Disclosure

SEC source: 0001562151-18-000100 · wf-form4_152910018825948.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,777

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 22:03 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,500 $9.30 $13,950.00
Disclosure

SEC source: 0001562151-18-000100 · wf-form4_152910018825948.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,677

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.28 to $9.30, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 22:14 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,800 $9.30 $16,740.00
Disclosure

SEC source: 0001562151-18-000098 · wf-form4_152892806320541.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,177

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.32, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 22:14 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,900 $9.33 $17,727.00
Disclosure

SEC source: 0001562151-18-000098 · wf-form4_152892806320541.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,377

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.32 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 22:14 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,100 $9.35 $19,635.00
Disclosure

SEC source: 0001562151-18-000098 · wf-form4_152892806320541.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,477

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.38, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 08, 2018 Filed Jun 8, 2018 23:16 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,935 $9.33 $18,053.55
Disclosure

SEC source: 0001562151-18-000096 · wf-form4_152849978021948.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,377

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 23:16 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,800 $9.35 $16,830.00
Disclosure

SEC source: 0001562151-18-000096 · wf-form4_152849978021948.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,442

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.40, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:16 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,100 $9.33 $19,593.00
Disclosure

SEC source: 0001562151-18-000096 · wf-form4_152849978021948.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,642

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.32 to $9.34, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 23:21 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,180 $9.31 $10,985.80
Disclosure

SEC source: 0001562151-18-000094 · wf-form4_152824089217375.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,542

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.34, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 23:21 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,700 $9.30 $15,810.00
Disclosure

SEC source: 0001562151-18-000094 · wf-form4_152824089217375.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,362

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 23:21 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,700 $9.31 $15,827.00
Disclosure

SEC source: 0001562151-18-000094 · wf-form4_152824089217375.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,662

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
May 31, 2018 Filed May 31, 2018 21:25 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,300 $9.35 $30,855.00
Disclosure

SEC source: 0001562151-18-000092 · wf-form4_152780183658717.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,962

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.37, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:25 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,300 $9.37 $30,921.00
Disclosure

SEC source: 0001562151-18-000092 · wf-form4_152780183658717.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,662

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.45, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:25 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,700 $9.36 $25,272.00
Disclosure

SEC source: 0001562151-18-000092 · wf-form4_152780183658717.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,362

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.33 to $9.43, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
May 25, 2018 Filed May 25, 2018 21:14 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,900 $9.35 $27,115.00
Disclosure

SEC source: 0001562151-18-000090 · wf-form4_152728283140290.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,662

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.36, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:14 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,900 $9.35 $27,115.00
Disclosure

SEC source: 0001562151-18-000090 · wf-form4_152728283140290.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,762

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
May 23, 2018 Filed May 23, 2018 21:35 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 100 $9.28 $928.00
Disclosure

SEC source: 0001562151-18-000088 · wf-form4_152711131077802.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,862

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
May 22, 2018 Filed May 23, 2018 21:35 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,500 $9.30 $13,950.00
Disclosure

SEC source: 0001562151-18-000088 · wf-form4_152711131077802.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,762

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:35 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,500 $9.23 $23,075.00
Disclosure

SEC source: 0001562151-18-000088 · wf-form4_152711131077802.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,262

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document
May 17, 2018 Filed May 18, 2018 22:07 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 189 $9.14 $1,727.46
Disclosure

SEC source: 0001562151-18-000070 · wf-form4_152668117894029.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,762

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 16, 2018 Filed May 18, 2018 22:07 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,000 $9.15 $18,300.00
Disclosure

SEC source: 0001562151-18-000070 · wf-form4_152668117894029.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,573

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 15, 2018 Filed May 15, 2018 20:51 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,000 $9.22 $18,440.00
Disclosure

SEC source: 0001562151-18-000066 · wf-form4_152641742044918.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,573

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 14, 2018 Filed May 15, 2018 20:51 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,250 $9.17 $11,462.50
Disclosure

SEC source: 0001562151-18-000066 · wf-form4_152641742044918.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,573

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.15 to $9.19, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separateprice within the ranges set forth in this footnote.

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May 11, 2018 Filed May 15, 2018 20:51 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,700 $9.15 $15,555.00
Disclosure

SEC source: 0001562151-18-000066 · wf-form4_152641742044918.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,323

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 10, 2018 Filed May 10, 2018 22:56 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,700 $9.15 $15,555.00
Disclosure

SEC source: 0001562151-18-000064 · wf-form4_152599300476994.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,623

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 10, 2018 Filed Feb 13, 2019 20:53 UTC Amendment Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,700 $9.15 $15,555.00
Disclosure

SEC source: 0001562151-19-000004 · wf-form4a_155009119890143.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,476

F1 · balance_after: Amounts reflect the correction of the clerical error overstating the reporting person's direct holdings by 1,200 shares, as corrected in the reporting person's Form 4 amendment filed on February 13, 2019 relating to a March 3, 2017 transaction.

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May 09, 2018 Filed May 10, 2018 22:56 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 117 $9.13 $1,068.21
Disclosure

SEC source: 0001562151-18-000064 · wf-form4_152599300476994.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,923

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 09, 2018 Filed Feb 13, 2019 20:53 UTC Amendment Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 170 $9.13 $1,552.10
Disclosure

SEC source: 0001562151-19-000004 · wf-form4a_155009119890143.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,776

F2 · shares: The Form 4 originally filed on May 10, 2018 incorrectly reported the purchase by the reporting person of 117 shares of common stock on May 9, 2018. The reporting person purchased 170 shares of common stock on May 9, 2018, as reflected in this Form 4 amendment.

F1 · balance_after: Amounts reflect the correction of the clerical error overstating the reporting person's direct holdings by 1,200 shares, as corrected in the reporting person's Form 4 amendment filed on February 13, 2019 relating to a March 3, 2017 transaction.

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May 08, 2018 Filed May 10, 2018 22:56 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 860 $9.10 $7,826.00
Disclosure

SEC source: 0001562151-18-000064 · wf-form4_152599300476994.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,806

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 08, 2018 Filed Feb 13, 2019 20:53 UTC Amendment Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 860 $9.10 $7,826.00
Disclosure

SEC source: 0001562151-19-000004 · wf-form4a_155009119890143.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,606

F1 · balance_after: Amounts reflect the correction of the clerical error overstating the reporting person's direct holdings by 1,200 shares, as corrected in the reporting person's Form 4 amendment filed on February 13, 2019 relating to a March 3, 2017 transaction.

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May 02, 2018 Filed May 2, 2018 21:26 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 500 $9.15 $4,575.00
Disclosure

SEC source: 0001562151-18-000053 · wf-form4_152529633318115.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,946

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

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May 01, 2018 Filed May 2, 2018 21:26 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,300 $9.10 $11,830.00
Disclosure

SEC source: 0001562151-18-000053 · wf-form4_152529633318115.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,446

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.