person · Reporting owner

STEINBERG JOSEPH S

Disclosed activity across 9 companies

Tapewire entity: 37450
SEC CIK: 0000924255

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Crimson Wine Group, LtdCWGL · Entity 6868	Director · 10% owner	May 22, 2026	May 26, 2026
Jefferies Financial Group Inc.JEF · Entity 3502	Director · Chairman of the Board · 10% owner	November 14, 2024	November 15, 2024
NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 7657	10% owner	June 06, 2025	June 11, 2025
NZCH CorpZPCM · Entity 170954	Director · CEO	April 14, 2017	April 14, 2017
Pershing Square Tontine Holdings, Ltd.PSTH · Entity 15779	Director	July 21, 2020	July 23, 2020
Vitesse Energy, Inc.VTS · Entity 5178	Director	June 15, 2026	June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Crimson Wine Group, Ltd

Report date May 22, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,272,011	Reported balance After 2026-05-22 transaction · row 1 1 source row Row 1 · 2026-05-22 · Purchase · Acquired 7,474 · Balance 1,272,011
Common StockSEC Table I · non-derivative	IndirectBy Paul S. Steinberg 2004 Trust	107,862	Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 107,862
Common StockSEC Table I · non-derivative	IndirectBy Sarah A. Steinberg 2004 Trust	107,860	Reported balance Holding disclosure · report date 2026-05-22 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 107,860
Common StockSEC Table I · non-derivative	IndirectBy Rachel C. Steinberg 2004 Trust	107,860	Reported balance Holding disclosure · report date 2026-05-22 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 107,860
Common StockSEC Table I · non-derivative	IndirectBy JSS 2010 Family Trust	57,403	Reported balance Holding disclosure · report date 2026-05-22 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 57,403
Common StockSEC Table I · non-derivative	IndirectBy Spouse	13,200	Reported balance Holding disclosure · report date 2026-05-22 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 13,200
Common StockSEC Table I · non-derivative	IndirectBy Daughter	720	Reported balance Holding disclosure · report date 2026-05-22 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 720
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 1	200,000	Reported balance Holding disclosure · report date 2026-05-22 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 200,000
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 2	70,000	Reported balance Holding disclosure · report date 2026-05-22 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 70,000
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 3	200,000	Reported balance Holding disclosure · report date 2026-05-22 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 200,000
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 4	200,000	Reported balance Holding disclosure · report date 2026-05-22 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 200,000
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 5	200,000	Reported balance Holding disclosure · report date 2026-05-22 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 200,000
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 6	200,000	Reported balance Holding disclosure · report date 2026-05-22 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 200,000
Common StockSEC Table I · non-derivative	IndirectBy JSS Holding Corp - 7	200,000	Reported balance Holding disclosure · report date 2026-05-22 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 200,000
Common StockSEC Table I · non-derivative	IndirectBy Steinberg Holding Inc - D	114,806	Reported balance Holding disclosure · report date 2026-05-22 · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · Balance 114,806
Common StockSEC Table I · non-derivative	IndirectBy Steinberg Holding Inc - E	114,806	Reported balance Holding disclosure · report date 2026-05-22 · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · Balance 114,806
Common StockSEC Table I · non-derivative	IndirectBy Steinberg Holding Inc - F	114,806	Reported balance Holding disclosure · report date 2026-05-22 · row 17 Holding and transaction disclosures are not merged. 1 source row Row 17 · Balance 114,806
Common StockSEC Table I · non-derivative	IndirectBy Steinberg Holding Inc - G	114,806	Reported balance Holding disclosure · report date 2026-05-22 · row 18 Holding and transaction disclosures are not merged. 1 source row Row 18 · Balance 114,806

Jefferies Financial Group Inc.

Report date November 14, 2024 · Filed November 15, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,339,079	Reported balance After 2024-11-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2024-11-14 · Purchase · Acquired 100 · Balance 2,339,079
Common StockSEC Table I · non-derivative	IndirectSee footnote	15,744,184	Reported balance Holding disclosure · report date 2024-11-14 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 15,744,184 F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Common StockSEC Table I · non-derivative	IndirectSee footnote	106,972	Reported balance Holding disclosure · report date 2024-11-14 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 106,972 F2: Shares held by the Reporting Person's spouse.
Common StockSEC Table I · non-derivative	IndirectSee footnote	873,994	Reported balance Holding disclosure · report date 2024-11-14 · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · Balance 873,994 F3: Consists of shares held in trust for the Reporting Person's children. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Common StockSEC Table I · non-derivative	IndirectSee footnote	1,577,889	Reported balance Holding disclosure · report date 2024-11-14 · row 5 Amendment: may correct only part of an earlier disclosure. 1 source row Row 5 · Balance 1,577,889 F4: Consist of shares held in a family trust. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Common StockSEC Table I · non-derivative	IndirectSee footnote	55,064	Reported balance Holding disclosure · report date 2024-11-14 · row 6 Amendment: may correct only part of an earlier disclosure. 1 source row Row 6 · Balance 55,064 F5: Consists of shares held in a discretionary trust. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F2: Shares held by the Reporting Person's spouse.

F3: Consists of shares held in trust for the Reporting Person's children.

F4: Consist of shares held in a family trust.

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

NOCOPI TECHNOLOGIES INC/MD/

Report date June 06, 2025 · Filed June 11, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,445,851	Reported balance After 2025-06-06 transaction · row 1 1 source row Row 1 · 2025-06-06 · Purchase · Acquired 195,851 · Balance 1,445,851 F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

NZCH Corp

Report date April 14, 2017 · Filed April 14, 2017

This filing explicitly reported no securities owned.

Pershing Square Tontine Holdings, Ltd.

Report date July 21, 2020 · Filed July 23, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust	9,375	Reported balance Holding disclosure · report date 2020-07-21 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 9,375 F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.
Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00	IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust	Not disclosed	Reported balance Holding disclosure · report date 2020-07-21 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer. F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.
Contingent Right to receive Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00	IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust	Not disclosed	Reported balance Holding disclosure · report date 2020-07-21 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer. F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.
Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00	Direct	Not disclosed	Reported balance Holding disclosure · report date 2020-07-21 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance Not disclosed F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.
Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00	IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust	Not disclosed	Reported balance Holding disclosure · report date 2020-07-21 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance Not disclosed F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination. F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Vitesse Energy, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	108,500	Reported balance After 2026-06-15 transaction · row 1 1 source row Row 1 · 2026-06-15 · Purchase · Acquired 40,882 · Balance 108,500 F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	1,852,977	Reported balance Holding disclosure · report date 2026-06-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,852,977 F2: Shares held by corporations owned by the Reporting Person. F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Common StockSEC Table I · non-derivative	IndirectBy Reporting Person's Trust	505,402	Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 505,402
Common StockSEC Table I · non-derivative	IndirectBy Family Trust	185,706	Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 185,706 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Common StockSEC Table I · non-derivative	IndirectBy Childrens' Trusts	102,861	Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 102,861 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Common StockSEC Table I · non-derivative	IndirectBy Reporting Person's Spouse's Trust	12,589	Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 12,589
Common StockSEC Table I · non-derivative	IndirectBy Discretionary Trust	6,480	Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 6,480 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOMEFED CORP

Report date July 01, 2019 · Filed July 01, 2019

Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-07-01 transaction · row 1 1 source row Row 1 · 2019-07-01 · Disposition to issuer · Disposed 681,551 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.
Common StockSEC Table I · non-derivative	Indirect(2)	Reported balance After 2019-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-07-01 · Disposition to issuer · Disposed 92,811 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed. F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.
Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08	Direct	Reported balance After 2019-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.
Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04	Direct	Reported balance After 2019-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.
Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14	Direct	Reported balance After 2019-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.
Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15	Direct	Reported balance After 2019-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Spectrum Brands Holdings, Inc.

Report date October 11, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	592,120	Reported balance After 2019-10-11 transaction · row 1 1 source row Row 1 · 2019-10-11 · Other · Acquired 576,844 · Balance 592,120 F1: Exempt acquisition pursuant to Rule 16a-9(a). F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Spectrum Brands Legacy, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2018-07-13 transaction · row 1 1 source row Row 1 · 2018-07-13 · Disposition to issuer · Disposed 7,834 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 01, 2016 Filed Oct 4, 2016 21:29 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	GrantCommon Stock	1,670	$0.00	$0.00	Disclosure SEC source: 0000908834-16-000720 · edgar.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,663 F1 · price: Reporting Person was awarded 1,670 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2017 if Reporting Person is a director of the Issuer on such date. Read SEC document
September 30, 2016 Filed Sep 30, 2016 21:48 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	2,130	$8.67	$18,467.10	Disclosure SEC source: 0001562151-16-000195 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,517 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 29, 2016 Filed Sep 29, 2016 21:46 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	2,130	$8.75	$18,637.50	Disclosure SEC source: 0001562151-16-000194 · primary_doc.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,387 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.75, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 28, 2016 Filed Sep 29, 2016 21:46 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	2,030	$8.69	$17,640.70	Disclosure SEC source: 0001562151-16-000194 · primary_doc.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,257 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.70, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 27, 2016 Filed Sep 29, 2016 21:46 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	2,030	$8.65	$17,559.50	Disclosure SEC source: 0001562151-16-000194 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,227 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 26, 2016 Filed Sep 26, 2016 22:12 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	2,130	$8.65	$18,424.50	Disclosure SEC source: 0001562151-16-000193 · primary_doc.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,197 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.56 to $8.68, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 23, 2016 Filed Sep 26, 2016 22:12 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,856	$8.57	$15,905.92	Disclosure SEC source: 0001562151-16-000193 · primary_doc.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,067 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.55 to $8.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:12 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,956	$8.62	$16,860.72	Disclosure SEC source: 0001562151-16-000193 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,211 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.60 to $8.62, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:32 UTC	Jefferies Financial Group Inc. LUK · Entity 3502	SaleCommon Stock	200,000	$19.04	$3,807,940.00	Disclosure SEC source: 0001214659-16-013739 · marketforms-36313.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992,687 F1 · kind: Sale of shares held and controlled by the Reporting Person's spouse. F2 · price: Details available upon request. Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:42 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,956	$8.62	$16,860.72	Disclosure SEC source: 0001562151-16-000192 · primary_doc.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,255 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment	Jefferies Financial Group Inc. LUK · Entity 3502	SaleCommon Stock	200,000	$19.04	$3,807,940.00	Disclosure SEC source: 0001214659-16-013744 · marketforms-36316.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992,687 F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares. F2 · price: Details available upon request. Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment	Jefferies Financial Group Inc. LUK · Entity 3502	SaleCommon Stock	200,000	$19.04	$3,807,940.00	Disclosure SEC source: 0001214659-16-013747 · marketforms-36316.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992,687 F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares. F2 · price: Details available upon request. Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment	Jefferies Financial Group Inc. LUK · Entity 3502	SaleCommon Stock	200,000	$19.04	$3,807,940.00	Disclosure SEC source: 0001214659-16-013746 · marketforms-36316.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992,687 F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares. F2 · price: Details available upon request. Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment	Jefferies Financial Group Inc. LUK · Entity 3502	SaleCommon Stock	200,000	$19.04	$3,807,940.00	Disclosure SEC source: 0001214659-16-013745 · marketforms-36316.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992,687 F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares. F2 · price: Details available upon request. Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:42 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,956	$8.61	$16,841.16	Disclosure SEC source: 0001562151-16-000192 · primary_doc.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,299 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.55 to $8.63, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 19, 2016 Filed Sep 21, 2016 22:42 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,956	$8.63	$16,880.28	Disclosure SEC source: 0001562151-16-000192 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,343 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 16, 2016 Filed Sep 16, 2016 21:15 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,779	$8.62	$15,334.98	Disclosure SEC source: 0001562151-16-000191 · primary_doc.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,387 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:15 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,679	$8.64	$14,506.56	Disclosure SEC source: 0001562151-16-000191 · primary_doc.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,608 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.60 to $8.69, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:15 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,779	$8.59	$15,281.61	Disclosure SEC source: 0001562151-16-000191 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,929 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 13, 2016 Filed Sep 13, 2016 21:47 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,679	$8.52	$14,305.08	Disclosure SEC source: 0001562151-16-000190 · primary_doc.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,150 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.47 to $8.56, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 12, 2016 Filed Sep 13, 2016 21:47 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,779	$8.54	$15,192.66	Disclosure SEC source: 0001562151-16-000190 · primary_doc.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,471 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.55, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 09, 2016 Filed Sep 13, 2016 21:47 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,619	$8.51	$13,777.69	Disclosure SEC source: 0001562151-16-000190 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,692 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.50 to $8.51, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 08, 2016 Filed Sep 9, 2016 00:22 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,619	$8.50	$13,761.50	Disclosure SEC source: 0001562151-16-000189 · primary_doc.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,073 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 07, 2016 Filed Sep 9, 2016 00:22 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,619	$8.50	$13,761.50	Disclosure SEC source: 0001562151-16-000189 · primary_doc.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,454 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document
September 06, 2016 Filed Sep 9, 2016 00:22 UTC	Crimson Wine Group, Ltd CWGL · Entity 6868	PurchaseCommon Stock	1,619	$8.58	$13,891.02	Disclosure SEC source: 0001562151-16-000189 · primary_doc.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,835 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.