Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KEMET CORP
Report date September 11, 2017 · Filed September 13, 2017
Jointly reported with Platinum Equity Capital Partners II LP, Platinum Equity Partners II, LLC, Platinum Equity Investment Holdings II, LLC, PLATINUM EQUITY, LLC, Gores Tom, K Holdings, LLC
Section 16 reporting ended · disclosed 2017-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2019-06-30 | Direct | 0 |
Reported balance
After 2017-09-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-09-11 · Sale · Disposed 8,416,814 · Balance 0 F1: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F3: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity. F4: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity. F5: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company.
F2: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock.
F3: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity.
F4: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity.
F5: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2017 Filed Sep 13, 2017 19:41 UTC | KEMET CORP KEM · Entity 17740 | SaleWarrant (right to buy) · Derivative | 8,416,814 | Not disclosed Strike: $1.05 | Not disclosed |
DisclosureSEC source: 0001144204-17-047904 · v474937_form4.xml · derivative · entry 1 K EQUITY, LLC · CIK 0001468035 · 10% owner · See Footnote (3)(4)(5) Platinum Equity Capital Partners II LP · CIK 0001414265 · 10% owner · See Footnote (3)(4)(5) Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner · See Footnote (3)(4)(5) Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner · See Footnote (3)(4)(5) PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner · See Footnote (3)(4)(5) Gores Tom · CIK 0001471783 · 10% owner · See Footnote (3)(4)(5) K Holdings, LLC · CIK 0001471785 · 10% owner · See Footnote (3)(4)(5) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,416,814 shares Expires 2019-06-30 F1 · price: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2 · price: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F1 · derivative.underlying_shares: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2 · derivative.underlying_shares: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F3 · ownership.direct: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity. F4 · ownership.direct: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity. F5 · ownership.direct: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.