Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hostess Brands, Inc.TWNK · Entity 108488 | Director · 10% owner | December 13, 2017 | January 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hostess Brands, Inc.
Report date December 13, 2017 · Filed January 08, 2018
Jointly reported with AEG Holdings, LLC, Gores Alec E, PLATINUM EQUITY, LLC, Gores Tom
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,571,170 |
Reported balance
After 2017-12-13 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-12-13 · Other · Disposed 2,678,572 · Balance 2,571,170 F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2: Directly owned by Gores Sponsor. F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,589,286 |
Reported balance
Holding disclosure · report date 2017-12-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,589,286 F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04 | Direct | 1,702,201 |
Reported balance
After 2017-12-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-13 · Other · Disposed 7,227,274 · Balance 1,702,201 F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F2: Directly owned by Gores Sponsor. F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04 | Direct | 5,504,978 |
Reported balance
Holding disclosure · report date 2017-12-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,504,978 F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.
F2: Directly owned by Gores Sponsor.
F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.
F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest.
F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.
F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.
F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2017 Filed Jan 8, 2018 22:09 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherWarrants (right to buy) · Derivative | 7,227,274 | Not disclosed Strike: $5.75 | Not disclosed |
DisclosureSEC source: 0001140361-18-001252 · form4.xml · derivative · entry 3 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702,201 Underlying: Class A Common Stock · 3,613,637 shares Expires 2021-11-04 F5 · derivative.exercise_price: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F5 · derivative.underlying_shares: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F6 · derivative.underlying_shares: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F5 · balance_after: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| December 13, 2017 Filed Jan 8, 2018 22:09 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherClass A Common Stock | 2,678,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-001252 · form4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,571,170 F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:00 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherWarrants (right to buy) · Derivative | 7,651,514 | Not disclosed Strike: $5.75 | Not disclosed |
DisclosureSEC source: 0001140361-17-043036 · form4.xml · derivative · entry 4 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929,475 Underlying: Class A Common Stock · 3,825,757 shares Expires 2021-11-04 F6 · derivative.exercise_price: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F6 · derivative.underlying_shares: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F7 · derivative.underlying_shares: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F6 · balance_after: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores have indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F8 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:00 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherClass A Common Stock | 2,700,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-043036 · form4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,249,742 F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores have indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F8 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 17:00 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherWarrants (right to buy) · Derivative | 419,011 | Not disclosed Strike: $5.75 | Not disclosed |
DisclosureSEC source: 0001140361-17-035794 · form4.xml · derivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,580,989 Underlying: Class A Common Stock · 209,505 shares Expires 2021-11-04 F1 · kind: Reporting Person made an in-kind distribution to its members. Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1 · price: Reporting Person made an in-kind distribution to its members. Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:00 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherClass A Common Stock | 387,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-030065 · form4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,950,100 F1 · kind: Reporting Person made an in-kind distribution to its members. F1 · price: Reporting Person made an in-kind distribution to its members. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:20 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherClass A Common Stock | 846,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-023867 · form4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,337,464 F1 · kind: Reporting Person made an in-kind distribution to its members. F1 · price: Reporting Person made an in-kind distribution to its members. Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 21:16 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock, par value $0.0001 per share | 1,000,000 | $15.25 | $15,250,000.00 |
DisclosureSEC source: 0000899243-17-010541 · doc4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,633,929 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:05 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 185,403 | $13.80 | $2,557,671.47 |
DisclosureSEC source: 0000899243-17-001099 · doc4.xml · nonDerivative · entry 2 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,183,929 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.4305to $13.9817. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 16:05 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 290,400 | $13.27 | $3,853,085.28 |
DisclosureSEC source: 0000899243-17-001099 · doc4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,369,332 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1610 to $13.3496. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 600,000 | $12.99 | $7,796,220.00 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 16 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,659,732 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9701 to $13.0173. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 392,295 | $12.96 | $5,083,593.99 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 15 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,259,732 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| January 04, 2017 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 232,057 | $13.00 | $3,016,160.86 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 14 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,652,027 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9476 to $13.0408. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| January 03, 2017 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 672,973 | $13.01 | $8,755,647.92 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 13 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,884,084 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9806 to $13.0267. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 30, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 98,663 | $13.01 | $1,283,990.42 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 12 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,557,057 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 29, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 21,812 | $12.91 | $281,684.53 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 11 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,655,720 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9138 to $12.9158. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 28, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 19,698 | $12.93 | $254,669.53 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 10 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,677,532 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 27, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 36,502 | $12.92 | $471,605.84 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 9 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,697,230 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 23, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 186,800 | $12.94 | $2,417,416.16 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 8 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,733,732 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 22, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 158,732 | $12.96 | $2,057,214.34 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 7 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,920,532 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9590 to $12.9607. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 21, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 546,387 | $13.00 | $7,102,102.14 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 6 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,079,264 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8981 to $13.2297. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 20, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 165,681 | $12.94 | $2,144,160.66 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 5 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,625,651 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8826 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 19, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 2,100 | $12.92 | $27,131.58 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 4 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,791,332 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8627 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 16, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 29,200 | $12.79 | $373,608.16 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 3 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,793,432 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7697 to $12.8997. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 15, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 500 | $12.90 | $6,447.85 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 2 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,822,632 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| December 14, 2016 Filed Jan 10, 2017 16:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | SaleClass A Common Stock | 1,600 | $12.94 | $20,697.60 |
DisclosureSEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,823,132 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherWarrants to Purchase Shares of Class A Common Stock · Derivative | 2,000,000 | Not disclosed Strike: $5.75 | Not disclosed |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 7 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000,000 Underlying: Class A Common Stock, par value $0.0001 per share · 1,000,000 shares Expires 2021-11-04 F5 · kind: Consists of 2,000,000 warrants transferred by Gores Sponsor LLC pursuant to the Agreement in connection with the closing of the transactions contemplated by the Agreement. F5 · price: Consists of 2,000,000 warrants transferred by Gores Sponsor LLC pursuant to the Agreement in connection with the closing of the transactions contemplated by the Agreement. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantWarrants to Purchase Shares of Class A Common Stock · Derivative | 19,000,000 | $0.50 Strike: $5.75 | $9,500,000.00 |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 6 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000,000 Underlying: Class A Common Stock, par value $0.0001 per share · 9,500,000 shares Expires 2021-11-04 F4 · kind: The warrants were purchased by Gores Sponsor LLC on August 13, 2015. The warrants will become exercisable 30 days after the closing of the transactions contemplated by the Agreement, on December 4, 2016. Each warrant will be exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | ConversionClass F Common Stock, par value $0.0001 per share · Derivative | 5,237,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 5 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 5,237,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F2 · price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F2 · derivative.exercise_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F2 · derivative.expiration_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | Disposition to issuerClass F Common Stock, par value $0.0001 per share · Derivative | 4,062,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 4 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,237,500 Underlying: Class A Common Stock, par value $0.0001 per share · 4,062,500 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F3 · kind: 4,062,500 shares of Class F Common Stock were forfeited by Gores Sponsor LLC to the Issuer on November 4, 2016 in connection with the closing of the transactions contemplated by the Agreement. F2 · price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F2 · derivative.exercise_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. F2 · derivative.expiration_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | OtherClass A Common Stock, par value $0.0001 per share | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · nonDerivative · entry 3 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,824,732 F1 · kind: Consists of 500,000 shares of Class A Common Stock transferred by Gores Sponsor LLC in connection with the closing of the transactions contemplated by the Master Transaction Agreement dated as of July 5, 2016 by and among the reporting person, the Issuer and the other parties thereto (the "Agreement"). F1 · price: Consists of 500,000 shares of Class A Common Stock transferred by Gores Sponsor LLC in connection with the closing of the transactions contemplated by the Master Transaction Agreement dated as of July 5, 2016 by and among the reporting person, the Issuer and the other parties thereto (the "Agreement"). Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | ConversionClass A Common Stock, par value $0.0001 per share | 5,237,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · nonDerivative · entry 2 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,324,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:23 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 9,087,232 | $9.18 | $83,420,789.76 |
DisclosureSEC source: 0000899243-16-032968 · doc4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087,232 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.