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Gores Sponsor LLC

Disclosed activity across 1 company

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170447
SEC CIK
0001649197

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hostess Brands, Inc.TWNK · Entity 108488Director · 10% ownerDecember 13, 2017January 08, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hostess Brands, Inc.

Report date December 13, 2017 · Filed January 08, 2018

Jointly reported with AEG Holdings, LLC, Gores Alec E, PLATINUM EQUITY, LLC, Gores Tom

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,571,170 Reported balance After 2017-12-13 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2017-12-13 · Other · Disposed 2,678,572 · Balance 2,571,170

F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F2: Directly owned by Gores Sponsor.

F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Class A Common StockSEC Table I · non-derivativeDirect2,589,286 Reported balance Holding disclosure · report date 2017-12-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,589,286

F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04Direct1,702,201 Reported balance After 2017-12-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-13 · Other · Disposed 7,227,274 · Balance 1,702,201

F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.

F2: Directly owned by Gores Sponsor.

F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04Direct5,504,978 Reported balance Holding disclosure · report date 2017-12-13 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,504,978

F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F2: Directly owned by Gores Sponsor.

F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest.

F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2017 Filed Jan 8, 2018 22:09 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherWarrants (right to buy) · Derivative 7,227,274 Not disclosed Strike: $5.75 Not disclosed
Disclosure

SEC source: 0001140361-18-001252 · form4.xml · derivative · entry 3

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,201

Underlying: Class A Common Stock · 3,613,637 shares

Expires 2021-11-04

F5 · derivative.exercise_price: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F5 · derivative.underlying_shares: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F6 · derivative.underlying_shares: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.

F5 · balance_after: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F2 · ownership.direct: Directly owned by Gores Sponsor.

F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F7 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
December 13, 2017 Filed Jan 8, 2018 22:09 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherClass A Common Stock 2,678,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-001252 · form4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571,170

F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F2 · ownership.direct: Directly owned by Gores Sponsor.

F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F7 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:00 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherWarrants (right to buy) · Derivative 7,651,514 Not disclosed Strike: $5.75 Not disclosed
Disclosure

SEC source: 0001140361-17-043036 · form4.xml · derivative · entry 4

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929,475

Underlying: Class A Common Stock · 3,825,757 shares

Expires 2021-11-04

F6 · derivative.exercise_price: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F6 · derivative.underlying_shares: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F7 · derivative.underlying_shares: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.

F6 · balance_after: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F2 · ownership.direct: Directly owned by Gores Sponsor.

F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores have indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F8 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:00 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherClass A Common Stock 2,700,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-043036 · form4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,249,742

F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F2 · ownership.direct: Directly owned by Gores Sponsor.

F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores have indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F8 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:00 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherWarrants (right to buy) · Derivative 419,011 Not disclosed Strike: $5.75 Not disclosed
Disclosure

SEC source: 0001140361-17-035794 · form4.xml · derivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,580,989

Underlying: Class A Common Stock · 209,505 shares

Expires 2021-11-04

F1 · kind: Reporting Person made an in-kind distribution to its members. Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F1 · price: Reporting Person made an in-kind distribution to its members. Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 17:00 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherClass A Common Stock 387,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-030065 · form4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950,100

F1 · kind: Reporting Person made an in-kind distribution to its members.

F1 · price: Reporting Person made an in-kind distribution to its members.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:20 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherClass A Common Stock 846,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-023867 · form4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337,464

F1 · kind: Reporting Person made an in-kind distribution to its members.

F1 · price: Reporting Person made an in-kind distribution to its members.

Read SEC document
April 19, 2017 Filed Apr 19, 2017 21:16 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock, par value $0.0001 per share 1,000,000 $15.25 $15,250,000.00
Disclosure

SEC source: 0000899243-17-010541 · doc4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,633,929

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:05 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 185,403 $13.80 $2,557,671.47
Disclosure

SEC source: 0000899243-17-001099 · doc4.xml · nonDerivative · entry 2

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,183,929

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.4305to $13.9817. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 16:05 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 290,400 $13.27 $3,853,085.28
Disclosure

SEC source: 0000899243-17-001099 · doc4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,369,332

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1610 to $13.3496. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 600,000 $12.99 $7,796,220.00
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 16

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,659,732

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9701 to $13.0173. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
January 05, 2017 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 392,295 $12.96 $5,083,593.99
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 15

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,259,732

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
January 04, 2017 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 232,057 $13.00 $3,016,160.86
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 14

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,652,027

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9476 to $13.0408. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
January 03, 2017 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 672,973 $13.01 $8,755,647.92
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 13

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,884,084

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9806 to $13.0267. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 30, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 98,663 $13.01 $1,283,990.42
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 12

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,557,057

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 29, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 21,812 $12.91 $281,684.53
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 11

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,655,720

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9138 to $12.9158. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

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December 28, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 19,698 $12.93 $254,669.53
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 10

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,677,532

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

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December 27, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 36,502 $12.92 $471,605.84
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 9

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,697,230

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 23, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 186,800 $12.94 $2,417,416.16
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 8

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,733,732

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

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December 22, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 158,732 $12.96 $2,057,214.34
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 7

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,920,532

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9590 to $12.9607. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 21, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 546,387 $13.00 $7,102,102.14
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 6

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,079,264

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8981 to $13.2297. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 20, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 165,681 $12.94 $2,144,160.66
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 5

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,625,651

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8826 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 19, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 2,100 $12.92 $27,131.58
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 4

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,791,332

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8627 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 16, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 29,200 $12.79 $373,608.16
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 3

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,793,432

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7697 to $12.8997. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 15, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 500 $12.90 $6,447.85
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 2

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,822,632

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

Read SEC document
December 14, 2016 Filed Jan 10, 2017 16:06 UTC Hostess Brands, Inc. TWNK · Entity 108488 SaleClass A Common Stock 1,600 $12.94 $20,697.60
Disclosure

SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Gores Tom · CIK 0001471783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,823,132

F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.

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November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherWarrants to Purchase Shares of Class A Common Stock · Derivative 2,000,000 Not disclosed Strike: $5.75 Not disclosed
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 7

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000,000

Underlying: Class A Common Stock, par value $0.0001 per share · 1,000,000 shares

Expires 2021-11-04

F5 · kind: Consists of 2,000,000 warrants transferred by Gores Sponsor LLC pursuant to the Agreement in connection with the closing of the transactions contemplated by the Agreement.

F5 · price: Consists of 2,000,000 warrants transferred by Gores Sponsor LLC pursuant to the Agreement in connection with the closing of the transactions contemplated by the Agreement.

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November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 GrantWarrants to Purchase Shares of Class A Common Stock · Derivative 19,000,000 $0.50 Strike: $5.75 $9,500,000.00
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 6

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000,000

Underlying: Class A Common Stock, par value $0.0001 per share · 9,500,000 shares

Expires 2021-11-04

F4 · kind: The warrants were purchased by Gores Sponsor LLC on August 13, 2015. The warrants will become exercisable 30 days after the closing of the transactions contemplated by the Agreement, on December 4, 2016. Each warrant will be exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

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November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 ConversionClass F Common Stock, par value $0.0001 per share · Derivative 5,237,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 5

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 5,237,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F2 · price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F2 · derivative.exercise_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F2 · derivative.expiration_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

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November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 Disposition to issuerClass F Common Stock, par value $0.0001 per share · Derivative 4,062,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · derivative · entry 4

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237,500

Underlying: Class A Common Stock, par value $0.0001 per share · 4,062,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F3 · kind: 4,062,500 shares of Class F Common Stock were forfeited by Gores Sponsor LLC to the Issuer on November 4, 2016 in connection with the closing of the transactions contemplated by the Agreement.

F2 · price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F2 · derivative.exercise_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F2 · derivative.expiration_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

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November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 OtherClass A Common Stock, par value $0.0001 per share 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · nonDerivative · entry 3

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,824,732

F1 · kind: Consists of 500,000 shares of Class A Common Stock transferred by Gores Sponsor LLC in connection with the closing of the transactions contemplated by the Master Transaction Agreement dated as of July 5, 2016 by and among the reporting person, the Issuer and the other parties thereto (the "Agreement").

F1 · price: Consists of 500,000 shares of Class A Common Stock transferred by Gores Sponsor LLC in connection with the closing of the transactions contemplated by the Master Transaction Agreement dated as of July 5, 2016 by and among the reporting person, the Issuer and the other parties thereto (the "Agreement").

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November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 ConversionClass A Common Stock, par value $0.0001 per share 5,237,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · nonDerivative · entry 2

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,324,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 20:23 UTC Hostess Brands, Inc. TWNK · Entity 108488 GrantClass A Common Stock, par value $0.0001 per share 9,087,232 $9.18 $83,420,789.76
Disclosure

SEC source: 0000899243-16-032968 · doc4.xml · nonDerivative · entry 1

Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,087,232

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.