organization · Reporting owner

PLATINUM EQUITY, LLC

Disclosed activity across 12 companies

Tapewire entity: 37367
SEC CIK: 0001228754

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Custom Truck One Source, Inc.CTOS · Entity 4503	10% owner	January 30, 2025	February 04, 2025
GPGI, Inc.CMPO · Entity 4098	10% owner	January 12, 2026	January 20, 2026
Hostess Brands, Inc.TWNK · Entity 108488	Director · 10% owner	December 13, 2017	January 08, 2018
Ingram Micro Holding CorpINGM · Entity 3754	10% owner	September 15, 2026	September 17, 2026
KEY ENERGY SERVICES INCKEG · Entity 11887	10% owner	March 14, 2019	March 18, 2019
McGraw Hill, Inc.MH · Entity 4351	10% owner	July 23, 2025	July 23, 2025
Ryerson Holding CorpRYI · Entity 4782	10% owner	August 08, 2023	August 10, 2023
VERRA MOBILITY CorpVRRM · Entity 5301	Director	December 10, 2021	December 10, 2021
Wesco Aircraft Holdings, IncWAIR · Entity 152410	10% owner	August 08, 2019	August 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Custom Truck One Source, Inc.

Report date January 30, 2025 · Filed February 04, 2025

Jointly reported with Gores Tom

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	156,743,635	Reported balance After 2025-01-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-01-30 · Purchase · Acquired 8,143,635 · Balance 156,743,635 F1: PE One Source Holdings, LLC ("PE One Source") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Platinum Equity Capital Partners V, L.P., which holds a majority of the outstanding equity of PE One Source. F2: Additionally, Platinum Equity, LLC is also the sole member of Platinum Equity Investment Holdings V Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings V, LLC. Platinum Equity, LLC and Tom Gores together hold a controlling interest in Platinum InvestCo (Cayman), LLC, which holds a controlling interest in Platinum Equity InvestCo, L.P. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by PE One Source. Each of these entities and Mr. Gores disclaim any such beneficial ownership except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: PE One Source Holdings, LLC ("PE One Source") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Platinum Equity Capital Partners V, L.P., which holds a majority of the outstanding equity of PE One Source.

F2: Additionally, Platinum Equity, LLC is also the sole member of Platinum Equity Investment Holdings V Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings V, LLC. Platinum Equity, LLC and Tom Gores together hold a controlling interest in Platinum InvestCo (Cayman), LLC, which holds a controlling interest in Platinum Equity InvestCo, L.P. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by PE One Source. Each of these entities and Mr. Gores disclaim any such beneficial ownership except to the extent of their pecuniary interests therein.

GPGI, Inc.

Report date January 12, 2026 · Filed January 20, 2026

Jointly reported with Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings IV, LLC, Platinum Equity Investment Holdings IV (Cayman), LLC, Platinum Equity Partners International IV (Cayman), L.P., PE Titan CS Holdings, L.P., Gores Tom

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	52,829,757	Reported balance Holding disclosure · report date 2026-01-12 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 52,829,757 F1: PE Titan CS Holdings, L.P. (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings IV, LLC, which is the sole member of Platinum Equity Investment Holdings IV (Cayman), LLC, which is the general partner of Platinum Equity Partners International IV (Cayman), L.P., which is the general partner of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Filing footnotes · ownership attribution and instrument terms

F1: PE Titan CS Holdings, L.P. (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings IV, LLC, which is the sole member of Platinum Equity Investment Holdings IV (Cayman), LLC, which is the general partner of Platinum Equity Partners International IV (Cayman), L.P., which is the general partner of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Hostess Brands, Inc.

Report date December 13, 2017 · Filed January 08, 2018

Jointly reported with Gores Sponsor LLC, AEG Holdings, LLC, Gores Alec E, Gores Tom

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	2,571,170	Reported balance After 2017-12-13 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2017-12-13 · Other · Disposed 2,678,572 · Balance 2,571,170 F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2: Directly owned by Gores Sponsor. F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Class A Common StockSEC Table I · non-derivative	Direct	2,589,286	Reported balance Holding disclosure · report date 2017-12-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,589,286 F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04	Direct	1,702,201	Reported balance After 2017-12-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-12-13 · Other · Disposed 7,227,274 · Balance 1,702,201 F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F2: Directly owned by Gores Sponsor. F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04	Direct	5,504,978	Reported balance Holding disclosure · report date 2017-12-13 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 5,504,978 F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F2: Directly owned by Gores Sponsor.

F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest.

F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Ingram Micro Holding Corp

Report date September 15, 2026 · Filed September 17, 2026

Jointly reported with Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings V, LLC, Platinum Equity Partners V, LLC, Platinum Equity Partners V, L.P., Imola JV Holdings, L.P., Ingram Holdco, LLC, Gores Tom

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	162,372,569	Reported balance After 2026-09-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-15 · Sale · Disposed 1,968,750 · Balance 162,372,569 F1: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 142,746,246 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 142,746,246 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein.

KEY ENERGY SERVICES INC

Report date March 14, 2019 · Filed March 18, 2019

Jointly reported with Soter Capital, LLC, Soter Capital Holdings, LLC, PE Soter Holdings, LLC, Platinum Equity Capital Soter Partners, L.P., Platinum Equity Partners III, LLC, Platinum Equity Investment Holdings III, LLC, Gores Tom, Platinum Equity InvestCo, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,304,609	Reported balance After 2019-03-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-03-14 · Purchase · Acquired 100,000 · Balance 10,304,609 F1: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest.
Common StockSEC Table I · non-derivative	Direct	10,309,609	Reported balance After 2019-03-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-03-15 · Purchase · Acquired 5,000 · Balance 10,309,609 F2: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. F7: Includes the 100,000 shares that were purchased on March 14, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F2: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering.

F3: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP.

F4: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP.

F5: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC.

F6: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest.

F7: Includes the 100,000 shares that were purchased on March 14, 2019.

McGraw Hill, Inc.

Report date July 23, 2025 · Filed July 23, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	165,160,216	Reported balance Holding disclosure · report date 2025-07-23 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 165,160,216 F1: PE Mav Holdings, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the manager of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Filing footnotes · ownership attribution and instrument terms

F1: PE Mav Holdings, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the manager of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Ryerson Holding Corp

Report date August 08, 2023 · Filed August 10, 2023

Jointly reported with Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings II, LLC, Platinum Equity Partners II, LLC, RYPS, LLC, Gores Tom

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,924,478	Reported balance After 2023-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-08-08 · Sale · Disposed 4,000,000 · Balance 3,924,478 F1: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Filing footnotes · ownership attribution and instrument terms

F1: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

VERRA MOBILITY Corp

Report date December 10, 2021 · Filed December 10, 2021

Jointly reported with Platinum Equity Investment Holdings, LLC, Gores Tom

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2021-12-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-12-10 · Sale · Disposed 8,207,821 · Balance 0 F1: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative	Direct	3,540,344	Reported balance Holding disclosure · report date 2021-12-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,540,344 F4: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC.

F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP.

F3: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein.

F4: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein.

Wesco Aircraft Holdings, Inc

Report date August 08, 2019 · Filed August 19, 2019

Jointly reported with Platinum Equity Capital Partners International IV (Cayman), L.P., Platinum Equity Partners International IV (Cayman), L.P., Platinum Equity Investment Holdings IV (Cayman), LLC, Platinum Equity Investment Holdings IV, LLC, Platinum Equity Investment Holdings IV Manager, LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum InvestCo (Cayman), LLC, Platinum Equity Investment Holdings, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnotes	40,952,683	Reported balance Holding disclosure · report date 2019-08-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 40,952,683 F1: Wolverine Intermediate Holding Corporation ("WIH") is the sole shareholder of Wolverine Intermediate Holding II Corporation ("WIH II") and may be deemed to beneficially own the shares of common stock, par value $0.001 per share, of the Issuer (the "Shares") beneficially owned by WIH II. Wolverine Holdings Corporation ("WHC") is the sole shareholder of WIH and may be deemed to beneficially own the Shares beneficially owned by WIH. Platinum Equity Capital Partners International IV (Cayman), L.P. ("PECP Int'l IV") is the sole shareholder of WHC and may be deemed to beneficially own the Shares beneficially owned by WHC. Platinum Equity Partners International IV (Cayman), L.P. ("PEP Int'l IV") is the general partner of PECP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PECP Int'l IV. F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV (Cayman), LLC ("PEIH IV Cayman") is the general partner of PEP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PEP Int'l IV. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEIH IV Cayman and may be deemed to beneficially own the Shares beneficially owned by PEIH IV Cayman. Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP. F3: (Continued from Footnote 2) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Shares beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Shares beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Shares beneficially owned by PI LLC. F4: (Continued from Footnote 3) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Because of the relationship discussed above, each Reporting Person may be deemed to own securities reported in this Form 3. F5: WIH II and Wolverine Merger Corporation ("Merger Sub") entered into Voting and Support Agreements (collectively, the "Voting Agreements") with Falcon Aerospace Holdings, LLC, certain affiliates of Makaira Partners, LLC and Randy Snyder and certain affiliated trusts. The Voting Agreements were entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2019, by and among Wolverine, Merger Sub and the Issuer. For additional information regarding the Voting Agreements and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on August 19, 2019 (the "Schedule 13D"). F6: As a result of certain provisions contained in the Voting Agreements, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 40,952,683 Shares, representing approximately 41.1% of the 99,749,063 Shares outstanding as of August 7, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such Shares that are the subject of the Voting Agreements and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such Shares that are the subject of the Voting Agreements and covered by this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: Wolverine Intermediate Holding Corporation ("WIH") is the sole shareholder of Wolverine Intermediate Holding II Corporation ("WIH II") and may be deemed to beneficially own the shares of common stock, par value $0.001 per share, of the Issuer (the "Shares") beneficially owned by WIH II. Wolverine Holdings Corporation ("WHC") is the sole shareholder of WIH and may be deemed to beneficially own the Shares beneficially owned by WIH. Platinum Equity Capital Partners International IV (Cayman), L.P. ("PECP Int'l IV") is the sole shareholder of WHC and may be deemed to beneficially own the Shares beneficially owned by WHC. Platinum Equity Partners International IV (Cayman), L.P. ("PEP Int'l IV") is the general partner of PECP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PECP Int'l IV.

F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV (Cayman), LLC ("PEIH IV Cayman") is the general partner of PEP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PEP Int'l IV. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEIH IV Cayman and may be deemed to beneficially own the Shares beneficially owned by PEIH IV Cayman. Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP.

F3: (Continued from Footnote 2) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Shares beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Shares beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Shares beneficially owned by PI LLC.

F4: (Continued from Footnote 3) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Because of the relationship discussed above, each Reporting Person may be deemed to own securities reported in this Form 3.

F5: WIH II and Wolverine Merger Corporation ("Merger Sub") entered into Voting and Support Agreements (collectively, the "Voting Agreements") with Falcon Aerospace Holdings, LLC, certain affiliates of Makaira Partners, LLC and Randy Snyder and certain affiliated trusts. The Voting Agreements were entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2019, by and among Wolverine, Merger Sub and the Issuer. For additional information regarding the Voting Agreements and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on August 19, 2019 (the "Schedule 13D").

F6: As a result of certain provisions contained in the Voting Agreements, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 40,952,683 Shares, representing approximately 41.1% of the 99,749,063 Shares outstanding as of August 7, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such Shares that are the subject of the Voting Agreements and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such Shares that are the subject of the Voting Agreements and covered by this Form 3.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KEMET CORP

Report date September 11, 2017 · Filed September 13, 2017

Jointly reported with K EQUITY, LLC, Platinum Equity Capital Partners II LP, Platinum Equity Partners II, LLC, Platinum Equity Investment Holdings II, LLC, Gores Tom, K Holdings, LLC

Section 16 reporting ended · disclosed 2017-09-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2019-06-30	Direct	0	Reported balance After 2017-09-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-09-11 · Sale · Disposed 8,416,814 · Balance 0 F1: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F3: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity. F4: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity. F5: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company.

F2: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock.

F3: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity.

F4: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity.

F5: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.

PAE Inc

Report date February 15, 2022 · Filed February 17, 2022

Jointly reported with Platinum Equity Investment Holdings III, LLC, Platinum Equity Investment Holdings III Manager, LLC, Gores Tom

Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2022-02-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-02-15 · Disposition to issuer · Disposed 22,466,228 · Balance 0 F1: Disposed of pursuant to the agreement and plan of merger (the "Merger Agreement"), dated as of October 25, 2021, between the Issuer, Amentum Government Services Holdings LLC ("Parent") and Pinnacle Virginia Merger Sub Inc., a wholly owned indirect subsidiary of Parent ("Merger Sub"). On the Closing Date, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned indirect subsidiary of Parent (the "Merger"). F2: Represents 20,919,578 shares of Class A Common Stock ("Common Stock") previously held by PE Shay Holdings, LLC and 1,546,650 shares of Common Stock previously held by Platinum Equity, LLC. Platinum Equity Capital Shay Partners I, L.P., Platinum Equity Capital Shay Partners II, L.P., Platinum Equity Capital Partners-A III, L.P., Platinum Equity Capital Partners-B III, L.P., Platinum Equity Capital Partners-C III, L.P. (collectively, the "Platinum Funds") and Platinum Shay Principals, LLC collectively own all of the equity interests of PE Shay Holdings, LLC. As a result, the Platinum Funds and Platinum Shay Principals, LLC may be deemed to beneficially own the securities held by PE Shay Holdings, LLC. F3: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC. F4: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-02-10	IndirectSee footnotes	0	Reported balance After 2022-02-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-02-15 · Disposition to issuer · Disposed 958,170 · Balance 0 F5: Pursuant to the Merger Agreement and following the closing of the Merger, each warrant exercisable for shares of Common Stock (the "Warrants") automatically became a warrant of the Surviving Corporation and the exercise price of the Warrants was adjusted in accordance with the terms of the warrant agreement, dated as of September 6, 2018, by and between the Issuer and Continental Stock Transfer & Trust Company, as the warrant agent (the "Warrant Agreement"). Following the closing of the Merger, no shares of Common Stock are purchasable pursuant to the Warrants and each holder of a Warrant, including Platinum Equity, LLC, is entitled to receive an amount in cash as calculated pursuant to the Warrant Agreement. F3: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC. F4: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein. F6: Represents securities held by Platinum Equity, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the agreement and plan of merger (the "Merger Agreement"), dated as of October 25, 2021, between the Issuer, Amentum Government Services Holdings LLC ("Parent") and Pinnacle Virginia Merger Sub Inc., a wholly owned indirect subsidiary of Parent ("Merger Sub"). On the Closing Date, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned indirect subsidiary of Parent (the "Merger").

F2: Represents 20,919,578 shares of Class A Common Stock ("Common Stock") previously held by PE Shay Holdings, LLC and 1,546,650 shares of Common Stock previously held by Platinum Equity, LLC. Platinum Equity Capital Shay Partners I, L.P., Platinum Equity Capital Shay Partners II, L.P., Platinum Equity Capital Partners-A III, L.P., Platinum Equity Capital Partners-B III, L.P., Platinum Equity Capital Partners-C III, L.P. (collectively, the "Platinum Funds") and Platinum Shay Principals, LLC collectively own all of the equity interests of PE Shay Holdings, LLC. As a result, the Platinum Funds and Platinum Shay Principals, LLC may be deemed to beneficially own the securities held by PE Shay Holdings, LLC.

F3: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC.

F4: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.

F5: Pursuant to the Merger Agreement and following the closing of the Merger, each warrant exercisable for shares of Common Stock (the "Warrants") automatically became a warrant of the Surviving Corporation and the exercise price of the Warrants was adjusted in accordance with the terms of the warrant agreement, dated as of September 6, 2018, by and between the Issuer and Continental Stock Transfer & Trust Company, as the warrant agent (the "Warrant Agreement"). Following the closing of the Merger, no shares of Common Stock are purchasable pursuant to the Warrants and each holder of a Warrant, including Platinum Equity, LLC, is entitled to receive an amount in cash as calculated pursuant to the Warrant Agreement.

F6: Represents securities held by Platinum Equity, LLC.

Vertiv Holdings Co

Report date February 29, 2024 · Filed March 01, 2024

Jointly reported with VPE Holdings, LLC, Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings III, LLC, Platinum Equity Partners III, LLC, PE Vertiv Holdings, LLC, Vertiv JV Holdings, LLC, Gores Tom

Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.0001SEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2024-02-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-02-29 · Disposition to issuer · Disposed 7,955,215 · Balance 0 F1: Represents shares owned directly by VPE Holdings, LLC ("VPE"). F2: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE. F3: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE. Each of these individuals and entities disclaims any such beneficial ownership except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares owned directly by VPE Holdings, LLC ("VPE").

F2: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE.

F3: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE. Each of these individuals and entities disclaims any such beneficial ownership except to the extent of their pecuniary interests therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 18, 2019 Filed Nov 20, 2019 23:55 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	17,250,000	$14.10	$243,225,000.00	Disclosure SEC source: 0000899243-19-027727 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,739,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:16 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	2,250,000	$12.13	$27,281,250.00	Disclosure SEC source: 0000899243-19-019429 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,989,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:15 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	2,250,000	$12.13	$27,281,250.00	Disclosure SEC source: 0000899243-19-019427 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,989,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
June 10, 2019 Filed Jun 13, 2019 01:08 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	15,000,000	$12.13	$181,875,000.00	Disclosure SEC source: 0000899243-19-016727 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,239,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
June 10, 2019 Filed Jun 13, 2019 01:06 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	15,000,000	$12.13	$181,875,000.00	Disclosure SEC source: 0000899243-19-016726 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,239,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed May 1, 2019 21:17 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$13.00	$32,500,000.00	Disclosure SEC source: 0000899243-19-011616 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,239,744 F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares") pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"). The Merger Agreement provided that PE Greenlight would receive additional Class A Shares (any such Class A Shares, the "Earn-Out Shares") as follows: F2 · kind: (Continued from Footnote 1) (i) a one-time issuance of 2,500,000 Class A Shares if the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00; (ii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $15.50; (iii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $18.00; and (iv) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $20.50. F3 · kind: (Continued from Footnote 2) PE Greenlight will also be entitled to Earn-Out Shares in the event of certain acceleration events described in greater detail in the Merger Agreement. As a result of the Average Share Price being greater than $13.00, PE Greenlight acquired an additional 2,500,000 Class A Shares pursuant to the Merger Agreement. PE Greenlight's right to receive Earn-Out Shares became fixed and irrevocable on the Closing Date. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares") pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"). The Merger Agreement provided that PE Greenlight would receive additional Class A Shares (any such Class A Shares, the "Earn-Out Shares") as follows: F2 · price: (Continued from Footnote 1) (i) a one-time issuance of 2,500,000 Class A Shares if the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00; (ii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $15.50; (iii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $18.00; and (iv) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $20.50. F3 · price: (Continued from Footnote 2) PE Greenlight will also be entitled to Earn-Out Shares in the event of certain acceleration events described in greater detail in the Merger Agreement. As a result of the Average Share Price being greater than $13.00, PE Greenlight acquired an additional 2,500,000 Class A Shares pursuant to the Merger Agreement. PE Greenlight's right to receive Earn-Out Shares became fixed and irrevocable on the Closing Date. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed May 1, 2019 21:14 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$13.00	$32,500,000.00	Disclosure SEC source: 0000899243-19-011615 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,239,744 F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares") pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"). The Merger Agreement provided that PE Greenlight would receive additional Class A Shares (any such Class A Shares, the "Earn-Out Shares") as follows: F2 · kind: (Continued from Footnote 1) (i) a one-time issuance of 2,500,000 Class A Shares if the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00; (ii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $15.50; (iii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $18.00; and (iv) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $20.50. F3 · kind: (Continued from Footnote 2) PE Greenlight will also be entitled to Earn-Out Shares in the event of certain acceleration events described in greater detail in the Merger Agreement. As a result of the Average Share Price being greater than $13.00, PE Greenlight acquired an additional 2,500,000 Class A Shares pursuant to the Merger Agreement. PE Greenlight's right to receive Earn-Out Shares became fixed and irrevocable on the Closing Date. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares") pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"). The Merger Agreement provided that PE Greenlight would receive additional Class A Shares (any such Class A Shares, the "Earn-Out Shares") as follows: F2 · price: (Continued from Footnote 1) (i) a one-time issuance of 2,500,000 Class A Shares if the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00; (ii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $15.50; (iii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $18.00; and (iv) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $20.50. F3 · price: (Continued from Footnote 2) PE Greenlight will also be entitled to Earn-Out Shares in the event of certain acceleration events described in greater detail in the Merger Agreement. As a result of the Average Share Price being greater than $13.00, PE Greenlight acquired an additional 2,500,000 Class A Shares pursuant to the Merger Agreement. PE Greenlight's right to receive Earn-Out Shares became fixed and irrevocable on the Closing Date. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed Jun 11, 2019 01:39 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-016287 · doc4a.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F1 · derivative.exercise_price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_date: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed Jun 11, 2019 01:39 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$13.00	$32,500,000.00	Disclosure SEC source: 0000899243-19-016287 · doc4a.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 56,239,744 F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed Jun 11, 2019 01:38 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-016286 · doc4a.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F1 · derivative.exercise_price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_date: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed Jun 11, 2019 01:38 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$13.00	$32,500,000.00	Disclosure SEC source: 0000899243-19-016286 · doc4a.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,239,744 F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:46 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	5,000	$5.14	$25,700.00	Disclosure SEC source: 0001209191-19-020130 · doc4.xml · nonDerivative · entry 2 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,309,609 F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. F7 · balance_after: Includes the 100,000 shares that were purchased on March 14, 2019. Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:46 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	100,000	$4.74	$474,000.00	Disclosure SEC source: 0001209191-19-020130 · doc4.xml · nonDerivative · entry 1 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,304,609 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. Read SEC document
March 13, 2019 Filed Mar 14, 2019 18:48 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	3,113	$4.03	$12,545.39	Disclosure SEC source: 0001209191-19-019548 · doc4.xml · nonDerivative · entry 2 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,204,609 F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. F7 · balance_after: Includes the 125,000 shares that were purchased on March 12, 2019. Read SEC document
March 12, 2019 Filed Mar 14, 2019 18:48 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	125,000	$3.98	$497,500.00	Disclosure SEC source: 0001209191-19-019548 · doc4.xml · nonDerivative · entry 1 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,201,496 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. Read SEC document
March 04, 2019 Filed Mar 6, 2019 18:04 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	22,347	$2.86	$63,912.42	Disclosure SEC source: 0001209191-19-017489 · doc4.xml · nonDerivative · entry 1 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,076,496 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. Read SEC document
February 26, 2019 Filed Feb 27, 2019 19:36 UTC Amendment	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	25,184	$2.28	$57,419.52	Disclosure SEC source: 0001209191-19-014246 · doc4a.xml · nonDerivative · entry 2 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054,149 F5 · balance_after: Includes 228,335 shares that were purchased on February 25, 2019. Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:25 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	25,184	$2.28	$57,419.52	Disclosure SEC source: 0001209191-19-014062 · doc4.xml · nonDerivative · entry 2 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054,149 F5 · balance_after: Includes 228,335 shares that were purchased on February 25, 2019. Read SEC document
February 25, 2019 Filed Feb 27, 2019 19:36 UTC Amendment	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	228,335	$2.07	$472,653.45	Disclosure SEC source: 0001209191-19-014246 · doc4a.xml · nonDerivative · entry 1 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,028,965 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:25 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	228,335	$2.07	$472,653.45	Disclosure SEC source: 0001209191-19-014062 · doc4.xml · nonDerivative · entry 1 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,028,965 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. Read SEC document
October 17, 2018 Filed Oct 20, 2018 01:46 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass F common stock, par value $0.0001 per share · Derivative	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027135 · doc4.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 1,893,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.underlying_shares: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 20, 2018 01:46 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	GrantClass A common stock, par value $0.0001 per share	53,739,744	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027135 · doc4.xml · nonDerivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,739,744 F3 · price: Class A Shares were acquired on October 17, 2018 pursuant to that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight Holdings, LLC ("PE Greenlight"), in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") in exchange for PE Greenlight's ownership interest in the acquired business. Pursuant to the Merger Agreement, each share of Class A Stock was valued at $10.00 for purposes of determining the number of shares payable to the stockholders of the acquired business in respect of their ownership interests therein. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum InvestCo, LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity is the sole member of PEIH IV Manager and, together with Tom Gores, F6 · ownership.nature: (Continued from Footnote 5) holds a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 20, 2018 01:46 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass A common stock, par value $0.0001 per share	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027135 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 20, 2018 01:45 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass F common stock, par value $0.0001 per share · Derivative	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027134 · doc4.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo, LLC · CIK 0001756329 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 1,893,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.underlying_shares: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 20, 2018 01:45 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	GrantClass A common stock, par value $0.0001 per share	53,739,744	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027134 · doc4.xml · nonDerivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo, LLC · CIK 0001756329 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,739,744 F3 · price: Class A Shares were acquired on October 17, 2018 pursuant to that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight Holdings, LLC ("PE Greenlight"), in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") in exchange for PE Greenlight's ownership interest in the acquired business. Pursuant to the Merger Agreement, each share of Class A Stock was valued at $10.00 for purposes of determining the number of shares payable to the stockholders of the acquired business in respect of their ownership interests therein. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum InvestCo, LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity is the sole member of PEIH IV Manager and, together with Tom Gores, F6 · ownership.nature: (Continued from Footnote 5) holds a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 20, 2018 01:45 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass A common stock, par value $0.0001 per share	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027134 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo, LLC · CIK 0001756329 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 27, 2018 01:45 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass F common stock, par value $0.0001 per share · Derivative	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027562 · doc4a.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 1,893,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.underlying_shares: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 27, 2018 01:45 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	GrantClass A common stock, par value $0.0001 per share	53,739,744	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027562 · doc4a.xml · nonDerivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,739,744 F3 · price: Class A Shares were acquired on October 17, 2018 pursuant to that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight Holdings, LLC ("PE Greenlight"), in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") in exchange for PE Greenlight's ownership interest in the acquired business. Pursuant to the Merger Agreement, each share of Class A Stock was valued at $10.00 for purposes of determining the number of shares payable to the stockholders of the acquired business in respect of their ownership interests therein. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum InvestCo, LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 27, 2018 01:45 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass A common stock, par value $0.0001 per share	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027562 · doc4a.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 27, 2018 01:43 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass F common stock, par value $0.0001 per share · Derivative	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027561 · doc4a.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo, LLC · CIK 0001756329 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 1,893,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F1 · derivative.underlying_shares: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 27, 2018 01:43 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	GrantClass A common stock, par value $0.0001 per share	53,739,744	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027561 · doc4a.xml · nonDerivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo, LLC · CIK 0001756329 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,739,744 F3 · price: Class A Shares were acquired on October 17, 2018 pursuant to that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight Holdings, LLC ("PE Greenlight"), in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") in exchange for PE Greenlight's ownership interest in the acquired business. Pursuant to the Merger Agreement, each share of Class A Stock was valued at $10.00 for purposes of determining the number of shares payable to the stockholders of the acquired business in respect of their ownership interests therein. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum InvestCo, LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Oct 27, 2018 01:43 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass A common stock, par value $0.0001 per share	1,893,798	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027561 · doc4a.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo, LLC · CIK 0001756329 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share ("Class F Shares"), have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment. The Class F Shares were automatically converted to Class A Shares on a one-for-one basis in connection with the Issuer's initial business combination on October 17, 2018, which is described in footnote (3). F2 · ownership.direct: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC ("Platinum Equity") and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016284 · doc4.xml · derivative · entry 4 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F6 · derivative.exercise_price: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $20.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $20.50 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F6 · kind: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $20.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $20.50 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F6 · derivative.exercise_date: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $20.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $20.50 per share. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016284 · doc4.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F5 · derivative.exercise_price: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $18.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $18.00 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F5 · kind: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $18.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $18.00 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F5 · derivative.exercise_date: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $18.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $18.00 per share. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016284 · doc4.xml · derivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F4 · derivative.exercise_price: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F4 · kind: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F4 · derivative.exercise_date: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016284 · doc4.xml · derivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F1 · derivative.exercise_price: Pursuant an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"), PE Greenlight Holdings, LLC ("PE Greenlight") is entitled to receive a one-time issuance of 2,500,000 shares of the Issuer's Class A common stock, F2 · derivative.exercise_price: (Continued from Footnote 1) par value $0.0001 per share ("Class A Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F1 · kind: Pursuant an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"), PE Greenlight Holdings, LLC ("PE Greenlight") is entitled to receive a one-time issuance of 2,500,000 shares of the Issuer's Class A common stock, F2 · kind: (Continued from Footnote 1) par value $0.0001 per share ("Class A Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F1 · derivative.exercise_date: Pursuant an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"), PE Greenlight Holdings, LLC ("PE Greenlight") is entitled to receive a one-time issuance of 2,500,000 shares of the Issuer's Class A common stock, F2 · derivative.exercise_date: (Continued from Footnote 1) par value $0.0001 per share ("Class A Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:34 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016281 · doc4.xml · derivative · entry 4 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F6 · derivative.exercise_price: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $20.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $20.50 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F6 · kind: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $20.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $20.50 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F6 · derivative.exercise_date: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $20.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $20.50 per share. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:34 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016281 · doc4.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F5 · derivative.exercise_price: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $18.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $18.00 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F5 · kind: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $18.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $18.00 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F5 · derivative.exercise_date: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $18.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $18.00 per share. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:34 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016281 · doc4.xml · derivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F4 · derivative.exercise_price: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F4 · kind: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F4 · derivative.exercise_date: Pursuant an "earn-out" provision in the Merger Agreement, PE Greenlight is entitled to receive a one-time issuance of 2,500,000 Class A Shares if (i) the Average Share Price is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of the Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
October 17, 2018 Filed Jun 11, 2019 01:34 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016281 · doc4.xml · derivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner PE Greenlight Holdings, LLC · CIK 0001756340 · Director · 10% owner Platinum Equity Capital Partners IV, L.P. · CIK 0001679261 · Director · 10% owner Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner Platinum Equity Investment Holdings IV, LLC · CIK 0001756333 · Director · 10% owner Platinum Equity Investment Holdings IV Manager, LLC · CIK 0001756332 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,500,000 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F1 · derivative.exercise_price: Pursuant an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"), PE Greenlight Holdings, LLC ("PE Greenlight") is entitled to receive a one-time issuance of 2,500,000 shares of the Issuer's Class A common stock, F2 · derivative.exercise_price: (Continued from Footnote 1) par value $0.0001 per share ("Class A Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. F3 · derivative.exercise_price: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F1 · kind: Pursuant an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"), PE Greenlight Holdings, LLC ("PE Greenlight") is entitled to receive a one-time issuance of 2,500,000 shares of the Issuer's Class A common stock, F2 · kind: (Continued from Footnote 1) par value $0.0001 per share ("Class A Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. F3 · kind: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F1 · derivative.exercise_date: Pursuant an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"), PE Greenlight Holdings, LLC ("PE Greenlight") is entitled to receive a one-time issuance of 2,500,000 shares of the Issuer's Class A common stock, F2 · derivative.exercise_date: (Continued from Footnote 1) par value $0.0001 per share ("Class A Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. F3 · derivative.exercise_date: PE Greenlight's right to receive additional Class A Shares pursuant to the "earn-out" provision in the Merger Agreement became fixed and irrevocable on the Closing Date, the effective date of the Business Combination. F7 · ownership.nature: Earnout rights held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F8 · ownership.nature: (Continued from Footnote 7) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F9 · ownership.nature: (Continued from Footnote 7) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
December 13, 2017 Filed Jan 8, 2018 22:09 UTC	Hostess Brands, Inc. TWNK · Entity 108488	OtherWarrants (right to buy) · Derivative	7,227,274	Not disclosed Strike: $5.75	Not disclosed	Disclosure SEC source: 0001140361-18-001252 · form4.xml · derivative · entry 3 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702,201 Underlying: Class A Common Stock · 3,613,637 shares Expires 2021-11-04 F5 · derivative.exercise_price: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F5 · derivative.underlying_shares: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F6 · derivative.underlying_shares: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F5 · balance_after: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 13, 2017 Filed Jan 8, 2018 22:09 UTC	Hostess Brands, Inc. TWNK · Entity 108488	OtherClass A Common Stock	2,678,572	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-18-001252 · form4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,571,170 F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:00 UTC	Hostess Brands, Inc. TWNK · Entity 108488	OtherWarrants (right to buy) · Derivative	7,651,514	Not disclosed Strike: $5.75	Not disclosed	Disclosure SEC source: 0001140361-17-043036 · form4.xml · derivative · entry 4 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929,475 Underlying: Class A Common Stock · 3,825,757 shares Expires 2021-11-04 F6 · derivative.exercise_price: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F6 · derivative.underlying_shares: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F7 · derivative.underlying_shares: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F6 · balance_after: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores have indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F8 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:00 UTC	Hostess Brands, Inc. TWNK · Entity 108488	OtherClass A Common Stock	2,700,358	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-043036 · form4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · Director · 10% owner AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner Gores Alec E · CIK 0001322454 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,249,742 F1 · kind: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F1 · price: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2 · ownership.direct: Directly owned by Gores Sponsor. F3 · ownership.direct: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores have indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F8 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
September 11, 2017 Filed Sep 13, 2017 19:41 UTC	KEMET CORP KEM · Entity 17740	SaleWarrant (right to buy) · Derivative	8,416,814	Not disclosed Strike: $1.05	Not disclosed	Disclosure SEC source: 0001144204-17-047904 · v474937_form4.xml · derivative · entry 1 K EQUITY, LLC · CIK 0001468035 · 10% owner · See Footnote (3)(4)(5) Platinum Equity Capital Partners II LP · CIK 0001414265 · 10% owner · See Footnote (3)(4)(5) Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner · See Footnote (3)(4)(5) Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner · See Footnote (3)(4)(5) PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner · See Footnote (3)(4)(5) Gores Tom · CIK 0001471783 · 10% owner · See Footnote (3)(4)(5) K Holdings, LLC · CIK 0001471785 · 10% owner · See Footnote (3)(4)(5) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,416,814 shares Expires 2019-06-30 F1 · price: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2 · price: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F1 · derivative.underlying_shares: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2 · derivative.underlying_shares: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F3 · ownership.direct: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity. F4 · ownership.direct: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity. F5 · ownership.direct: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein. Read SEC document
April 19, 2017 Filed Apr 19, 2017 21:16 UTC	Hostess Brands, Inc. TWNK · Entity 108488	SaleClass A Common Stock, par value $0.0001 per share	1,000,000	$15.25	$15,250,000.00	Disclosure SEC source: 0000899243-17-010541 · doc4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner AEG Holdings, LLC · CIK 0001694360 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,633,929 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:05 UTC	Hostess Brands, Inc. TWNK · Entity 108488	SaleClass A Common Stock	185,403	$13.80	$2,557,671.47	Disclosure SEC source: 0000899243-17-001099 · doc4.xml · nonDerivative · entry 2 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,183,929 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.4305to $13.9817. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document
January 09, 2017 Filed Jan 11, 2017 16:05 UTC	Hostess Brands, Inc. TWNK · Entity 108488	SaleClass A Common Stock	290,400	$13.27	$3,853,085.28	Disclosure SEC source: 0000899243-17-001099 · doc4.xml · nonDerivative · entry 1 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,369,332 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1610 to $13.3496. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document
January 06, 2017 Filed Jan 10, 2017 16:06 UTC	Hostess Brands, Inc. TWNK · Entity 108488	SaleClass A Common Stock	600,000	$12.99	$7,796,220.00	Disclosure SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 16 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,659,732 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9701 to $13.0173. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document
January 05, 2017 Filed Jan 10, 2017 16:06 UTC	Hostess Brands, Inc. TWNK · Entity 108488	SaleClass A Common Stock	392,295	$12.96	$5,083,593.99	Disclosure SEC source: 0000899243-17-000967 · doc4.xml · nonDerivative · entry 15 Gores Sponsor LLC · CIK 0001649197 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Alec E · CIK 0001322454 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,259,732 F1 · ownership.nature: The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.