Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Near Intelligence, Inc.NIR · Entity 11457 | Director | September 19, 2023 | September 21, 2023 |
| NewtekOne, Inc.NEWT · Entity 5823 | Director | June 16, 2026 | June 18, 2026 |
| WALKER INNOVATION INC.WLKR · Entity 163734 | Director | September 06, 2018 | September 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Near Intelligence, Inc.
Report date September 19, 2023 · Filed September 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 282,369 |
Reported balance
After 2023-09-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-19 · Grant · Acquired 282,369 · Balance 282,369 F1: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date.
NewtekOne, Inc.
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,597 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 1,825 · Balance 47,597 F1: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.
WALKER INNOVATION INC.
Report date September 06, 2018 · Filed September 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.34 · Expires 2027-05-10 | Direct | 70,000 |
Reported balance
After 2018-09-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-06 · Grant · Acquired 70,000 · Balance 70,000 F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.34 · Expires 2027-05-10 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-07 · Disposition to issuer · Disposed 70,000 · Balance 0 F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-07 · Disposition to issuer · Disposed 70,000 · Balance 0 F2: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
F2: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 313 | $27.29 | $8,542.40 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2020 Filed Jan 22, 2021 18:39 UTC Amendment | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 439 | $18.47 | $8,108.33 |
DisclosureSEC source: 0001209191-21-004793 · doc5a.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 30, 2020 Filed Jan 22, 2021 16:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 439 | $18.47 | $8,108.33 |
DisclosureSEC source: 0001209191-21-004784 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 Read SEC document |
| September 30, 2020 Filed Jan 22, 2021 18:39 UTC Amendment | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 513 | $18.92 | $9,705.96 |
DisclosureSEC source: 0001209191-21-004793 · doc5a.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2020 Filed Jan 22, 2021 16:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 513 | $18.92 | $9,705.96 |
DisclosureSEC source: 0001209191-21-004784 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 Read SEC document |
| July 31, 2020 Filed Jan 22, 2021 18:39 UTC Amendment | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 495 | $18.33 | $9,073.35 |
DisclosureSEC source: 0001209191-21-004793 · doc5a.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 31, 2020 Filed Jan 22, 2021 16:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 495 | $18.33 | $9,073.35 |
DisclosureSEC source: 0001209191-21-004784 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 Read SEC document |
| May 15, 2020 Filed May 15, 2020 15:38 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 500 | $14.35 | $7,174.85 |
DisclosureSEC source: 0001209191-20-029587 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,344 Read SEC document |
| March 31, 2020 Filed Jan 22, 2021 18:39 UTC Amendment | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 368 | $17.29 | $6,362.72 |
DisclosureSEC source: 0001209191-21-004793 · doc5a.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 31, 2020 Filed Jan 22, 2021 16:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 368 | $17.29 | $6,362.72 |
DisclosureSEC source: 0001209191-21-004784 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,174 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 16:48 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,200 | $8.78 | $10,530.00 |
DisclosureSEC source: 0001209191-20-020204 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,844 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 17:03 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,555 | $12.88 | $20,028.40 |
DisclosureSEC source: 0001209191-20-018751 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,644 Read SEC document |
| December 30, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 44 | $22.37 | $984.28 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 7 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 30, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 173.434 | $22.85 | $3,962.13 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 6 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 35 | $22.58 | $790.30 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 138.977 | $22.71 | $3,156.07 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 28, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 27 | $23.00 | $621.00 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 28, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 107.923 | $22.73 | $2,453.44 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 17:42 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 1,332 | $22.52 | $29,996.64 |
DisclosureSEC source: 0001209191-19-037350 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,455.18 F1 · kind: On June 14, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,332 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| May 06, 2019 Filed May 7, 2019 12:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 282 | $22.97 | $6,477.54 |
DisclosureSEC source: 0001209191-19-027892 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,123.18 Read SEC document |
| March 29, 2019 Filed Jan 6, 2020 21:21 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 107.566 | $19.43 | $2,090.41 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2018 Filed Jan 28, 2019 18:42 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 149.73 | $16.95 | $2,537.92 |
DisclosureSEC source: 0001209191-19-005485 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841.18 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 17:52 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $15.70 | $15,700.00 |
DisclosureSEC source: 0001209191-18-064064 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,373 Read SEC document |
| September 28, 2018 Filed Jan 28, 2019 18:42 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 111.08 | $21.46 | $2,383.78 |
DisclosureSEC source: 0001209191-19-005485 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841.18 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 11:40 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Options (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.43 | Not disclosed |
DisclosureSEC source: 0001235974-18-000005 · edgar.xml · derivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2025-05-15 F2 · kind: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F2 · price: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F2 · derivative.exercise_date: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 11:40 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001235974-18-000005 · edgar.xml · derivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2027-05-10 F1 · kind: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F1 · price: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F1 · derivative.exercise_date: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 11:40 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001235974-18-000005 · edgar.xml · derivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-05-10 F1 · price: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F1 · derivative.exercise_date: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| June 29, 2018 Filed Jan 28, 2019 18:42 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 101.58 | $20.11 | $2,042.77 |
DisclosureSEC source: 0001209191-19-005485 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841.18 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 15:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 250 | $19.98 | $4,995.00 |
DisclosureSEC source: 0001209191-18-037373 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,373 Read SEC document |
| June 12, 2018 Filed Jun 12, 2018 14:01 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 250 | $19.89 | $4,972.50 |
DisclosureSEC source: 0001209191-18-037153 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,123 Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 14:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 247 | $20.24 | $4,999.28 |
DisclosureSEC source: 0001209191-18-036845 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,873 Read SEC document |
| March 30, 2018 Filed Jan 28, 2019 18:42 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 105.79 | $17.99 | $1,903.16 |
DisclosureSEC source: 0001209191-19-005485 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841.18 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2017 Filed Jan 16, 2018 21:49 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 109 | $18.84 | $2,053.10 |
DisclosureSEC source: 0001209191-18-003616 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,626 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 14:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 468 | $17.07 | $7,990.77 |
DisclosureSEC source: 0001209191-17-060149 · doc4.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,202 Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 14:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 1,000 | $17.07 | $17,069.70 |
DisclosureSEC source: 0001209191-17-060149 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,734 Read SEC document |
| September 29, 2017 Filed Jan 16, 2018 21:49 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 114 | $17.55 | $2,000.23 |
DisclosureSEC source: 0001209191-18-003616 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,626 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 30, 2017 Filed Jan 16, 2018 21:49 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 107 | $16.63 | $1,779.69 |
DisclosureSEC source: 0001209191-18-003616 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,626 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| May 15, 2017 Filed May 15, 2017 18:06 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 800 | $17.42 | $13,939.68 |
DisclosureSEC source: 0001209191-17-032275 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,734 Read SEC document |
| May 12, 2017 Filed May 12, 2017 14:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 800 | $17.15 | $13,720.00 |
DisclosureSEC source: 0001209191-17-031738 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Read SEC document |
| May 11, 2017 Filed May 11, 2017 14:09 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 800 | $16.87 | $13,496.00 |
DisclosureSEC source: 0001209191-17-031432 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,134 Read SEC document |
| May 10, 2017 Filed May 11, 2017 09:45 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001235974-17-000008 · edgar.xml · derivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-05-10 F1 · price: Stock option grant pursuant to Amended and Restated Long-term Incentive Plan, effective March 2, 2015 in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. F1 · derivative.exercise_date: Stock option grant pursuant to Amended and Restated Long-term Incentive Plan, effective March 2, 2015 in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. Read SEC document |
| March 31, 2017 Filed Jan 16, 2018 21:49 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 94 | $16.58 | $1,558.24 |
DisclosureSEC source: 0001209191-18-003616 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,626 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 14:42 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (Right to Buy) · Derivative | 70,000 | Not disclosed Strike: $0.43 | Not disclosed |
DisclosureSEC source: 0001235974-17-000005 · edgar.xml · derivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2025-05-15 F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F1 · price: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F2 · derivative.exercise_date: Stock option grant pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. Read SEC document |
| December 27, 2016 Filed Jan 6, 2017 13:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon stock | 106 | $15.89 | $1,684.34 |
DisclosureSEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,334 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| September 27, 2016 Filed Jan 6, 2017 13:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon stock | 127 | $13.87 | $1,761.49 |
DisclosureSEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,228 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| June 30, 2016 Filed Jan 6, 2017 13:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon stock | 115 | $12.16 | $1,398.40 |
DisclosureSEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,101 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| March 31, 2016 Filed Jan 6, 2017 13:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon stock | 105 | $12.90 | $1,354.50 |
DisclosureSEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,986 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| January 19, 2016 Filed Jan 6, 2017 13:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon stock | 58 | $12.35 | $716.30 |
DisclosureSEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,881 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| May 15, 2015 Filed Mar 22, 2017 14:42 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (Right to Buy) · Derivative | 70,000 | Not disclosed Strike: $1.40 | Not disclosed |
DisclosureSEC source: 0001235974-17-000005 · edgar.xml · derivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2025-05-15 F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F1 · price: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F2 · derivative.exercise_date: Stock option grant pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.