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REICIN ALISE

Disclosed activity across 5 companies

Tapewire entity
35891
SEC CIK
0001757533

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Immatics N.V.IMTX · Entity 4718DirectorJune 16, 2026June 18, 2026
Q32 Bio Inc.FIXX · Entity 5594DirectorJune 14, 2023June 15, 2023
Sana Biotechnology, Inc.SANA · Entity 4870DirectorJune 04, 2026June 05, 2026
Tectonic Therapeutic, Inc.TECX · Entity 5328Director · Chief Executive OfficerSeptember 25, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Immatics N.V.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.09 · Expires 2036-06-15Direct48,000 Reported balance After 2026-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 48,000 · Balance 48,000

F1: These Options vest 100% on the first anniversary of the grant date, June 16, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These Options vest 100% on the first anniversary of the grant date, June 16, 2026.

Q32 Bio Inc.

Report date June 14, 2023 · Filed June 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.03 · Expires 2033-06-14Direct23,000 Reported balance After 2023-06-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-14 · Grant · Acquired 23,000 · Balance 23,000

F1: This option shall vest and become exercisable on the earlier of June 14, 2024 or the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Reporting Person continuing in service on the Board as a Non-Employee Director through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This option shall vest and become exercisable on the earlier of June 14, 2024 or the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Reporting Person continuing in service on the Board as a Non-Employee Director through such vesting date.

Sana Biotechnology, Inc.

Report date June 04, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.96 · Expires 2036-06-03Direct90,000 Reported balance After 2026-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 90,000 · Balance 90,000

F1: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 4, 2027 and (ii) immediately prior to the 2027 annual meeting of stockholders of Sana Biotechnology, Inc. ("Sana"), provided that the reporting person provides continuous service to Sana through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 4, 2027 and (ii) immediately prior to the 2027 annual meeting of stockholders of Sana Biotechnology, Inc. ("Sana"), provided that the reporting person provides continuous service to Sana through such date.

Tectonic Therapeutic, Inc.

Report date September 25, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect309,078 Reported balance After 2026-09-25 transaction · row 1
1 source row

Row 1 · 2026-09-25 · Tax withholding · Disposed 1,545 · Balance 309,078

F1: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units granted on September 25, 2025.

Common StockSEC Table I · non-derivativeIndirectBy Trust127,030 Reported balance Holding disclosure · report date 2026-09-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 127,030

F2: These shares are held by the Reicin-Boiarsky Family Trust (the "Trust"). The Reporting Person's spouse is a co-trustee of the Trust. Accordingly, the Reporting Person may be deemed to have shared voting and dispositive power over the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units granted on September 25, 2025.

F2: These shares are held by the Reicin-Boiarsky Family Trust (the "Trust"). The Reporting Person's spouse is a co-trustee of the Trust. Accordingly, the Reporting Person may be deemed to have shared voting and dispositive power over the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CELGENE CORP /DE/

Report date November 20, 2019 · Filed November 22, 2019

Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-11-20 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-11-20 · Grant · Acquired 4,298 · Balance 11,479

F1: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Row 2 · 2019-11-20 · Grant · Acquired 8,927 · Balance 20,406

F1: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Row 3 · 2019-11-20 · Grant · Acquired 24,209 · Balance 44,615

F1: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Row 4 · 2019-11-20 · Disposition to issuer · Disposed 44,615 · Balance 0

F2: Reflects disposition in connection with the Merger Agreement. Upon the Effective Time, each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one CVR issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $75.61 · Expires 2028-11-01Direct0 Reported balance After 2019-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-20 · Disposition to issuer · Disposed 42,500 · Balance 0

F4: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3: The option was fully exercisable

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-20 · Disposition to issuer · Disposed 23,807 · Balance 0

F5: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F6: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-20 · Disposition to issuer · Disposed 37,660 · Balance 0

F5: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F6: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: Reflects disposition in connection with the Merger Agreement. Upon the Effective Time, each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one CVR issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

F3: The option was fully exercisable

F4: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F5: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F6: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2026 Filed Oct 3, 2026 00:57 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 Tax withholdingCommon Stock 1,545 $23.67 $36,570.15
Disclosure

SEC source: 0001757533-26-000016 · form4-10022026_081054.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,078

F1 · shares: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units granted on September 25, 2025.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:45 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 69,250 $0.00 Strike: $29.92 $0.00
Disclosure

SEC source: 0001757533-26-000014 · form4-09082026_040901.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,250

Underlying: Common Stock · 69,250 shares

Expires 2036-09-02

F1 · derivative.exercise_date: 1/8th of the shares subject to the option vest on September 3, 2026 with the remaining shares subject to the option vesting in the following 42 equal monthly installments beginning on October 3, 2026, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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June 20, 2026 Filed Jun 23, 2026 21:52 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 Tax withholdingCommon Stock 924 $30.34 $28,034.16
Disclosure

SEC source: 0001757533-26-000012 · form4-06232026_090656.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,623

F1 · shares: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units granted on December 4, 2024.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 20:49 UTC Immatics N.V. IMTX · Entity 4718 GrantStock Option (Right to Buy) · Derivative 48,000 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0000950103-26-009244 · ownership.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Ordinary Shares · 48,000 shares

Expires 2036-06-15

F1 · derivative.exercise_date: These Options vest 100% on the first anniversary of the grant date, June 16, 2026.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:38 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001757533-26-000011 · primarydocument.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2036-06-03

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 4, 2027 and (ii) immediately prior to the 2027 annual meeting of stockholders of Sana Biotechnology, Inc. ("Sana"), provided that the reporting person provides continuous service to Sana through such date.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 22:47 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 69,250 $0.00 Strike: $27.41 $0.00
Disclosure

SEC source: 0001757533-26-000009 · form4-03052026_100320.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,250

Underlying: Common Stock · 69,250 shares

Expires 2036-03-03

F3 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on April 4, 2026, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 22:47 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantCommon Stock 76,500 $0.00 $0.00
Disclosure

SEC source: 0001757533-26-000009 · form4-03052026_100320.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,547

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares shall vest in 3 equal annual installments on each of March 4, 2027, March 4, 2028 and March 4, 2029, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 11, 2026 Filed Feb 12, 2026 21:15 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 PurchaseCommon Stock 2,500 $21.10 $52,750.00
Disclosure

SEC source: 0001757533-26-000005 · form4-02122026_040204.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,547

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.02 to $21.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 11, 2026 Filed Mar 5, 2026 21:30 UTC Amendment Tectonic Therapeutic, Inc. TECX · Entity 5328 PurchaseCommon Stock 2,500 $21.10 $52,750.00
Disclosure

SEC source: 0001757533-26-000008 · form4a-03052026_040323.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 127,030

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.02 to $21.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by the Reicin-Boiarsky Family Trust (the "Trust"). The Reporting Person's spouse is a co-trustee of the Trust. Accordingly, the Reporting Person may be deemed to have shared voting and dispositive power over the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 04, 2026 Filed Feb 10, 2026 21:07 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 Tax withholdingCommon Stock 4,104 $23.22 $95,294.88
Disclosure

SEC source: 0001757533-26-000004 · form4-02102026_090253.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,047

F1 · shares: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units granted on February 4, 2025.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:02 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,966 Not disclosed Strike: $2.38 Not disclosed
Disclosure

SEC source: 0001757533-26-000002 · form4-01052026_100128.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,957

Underlying: Common Stock · 10,966 shares

Expires 2031-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Received in exchange for a stock option to acquire 63,478 shares of common stock pursuant to that certain merger, as more fully described on the Reporting Person's Form 4 filed with the Securities and Exchange Commission on June 24, 2024. https://www.sec.gov/Archives/edgar/data/1681087/000141588924017952/xslF345X05/form4-06242024_080648.xml

F2 · derivative.exercise_date: The shares subject to the option vested as follows: (i) 4,079 shares on June 30, 2024; (ii) 4,078 shares on July 31, 2024, (iii) 4,078 shares on August 31, 2024, (iv) 4,079 shares on September 30, 2024, (v) 4,078 shares on October 31, 2024, (vi) 1,297 shares on November 30, 2024, (vii) 4,078 shares on January 31, 2025, (viii) 4,078 shares on February 28, 2025 and (iv) 4,078 shares on March 31, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date..

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December 31, 2025 Filed Jan 5, 2026 22:02 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 Exercise / conversionCommon Stock 10,966 $2.38 $26,099.08
Disclosure

SEC source: 0001757533-26-000002 · form4-01052026_100128.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2025 Filed Sep 29, 2025 21:00 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 26,710 $0.00 Strike: $14.71 $0.00
Disclosure

SEC source: 0001757533-25-000004 · form4-09292025_050901.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,710

Underlying: Common Stock · 26,710 shares

Expires 2035-09-24

F3 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on October 25, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
September 25, 2025 Filed Sep 29, 2025 21:00 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantCommon Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0001757533-25-000004 · form4-09292025_050901.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,185

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares shall vest in 3 equal annual installments on each of September 25, 2026, September 25, 2027 and September 25, 2028, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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June 20, 2025 Filed Jun 24, 2025 20:55 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 Tax withholdingCommon Stock 859 $19.81 $17,016.79
Disclosure

SEC source: 0001415889-25-018106 · form4-06242025_080636.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,485

F1 · shares: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units granted on December 4, 2024.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:39 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001562180-25-004643 · primarydocument.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-04

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 5, 2026 and (ii) immediately prior to the 2026 annual meeting of stockholders of Sana Biotechnology, Inc. ("Sana"), provided that the reporting person provides continuous service to Sana through such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:05 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 101,953 $0.00 Strike: $48.01 $0.00
Disclosure

SEC source: 0001415889-25-003225 · form4-02062025_040201.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,953

Underlying: Common Stock · 101,953 shares

Expires 2035-02-03

F3 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 4, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:05 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantCommon Stock 36,047 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003225 · form4-02062025_040201.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,344

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares shall vest in 3 equal annual installments on each of February 4, 2026, February 4, 2027 and February 4, 2028, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:19 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $51.28 $0.00
Disclosure

SEC source: 0001415889-24-028516 · form4-12062024_101244.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2034-12-03

F4 · derivative.exercise_date: The shares subject to the option vest as to 25% of the shares on June 20, 2025 with the remainder vesting in the following 36 equal monthly installments, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:19 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantCommon Stock 11,717 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028516 · form4-12062024_101244.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,297

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares shall vest in 4 equal annual installments with the first installment vesting on June 20, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

F2 · balance_after: 4,079 of these shares are subject to vesting and a repurchase right in favor of the Issuer. Such repurchase right will lapse on December 31, 2024 so long as the Reporting Person continues to provide service to the Issuer on such vesting date.

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June 20, 2024 Filed Jun 24, 2024 20:12 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 289,600 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001415889-24-017952 · form4-06242024_080648.xml · derivative · entry 5

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,600

Underlying: Common Stock · 289,600 shares

Expires 2034-06-19

F10 · derivative.exercise_date: The shares subject to the option vest as to 25% of the shares on June 20, 2025 with the remainder vesting in the following 36 equal monthly installments, subject to the Reporting Person's continued service on each such vesting date.

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June 20, 2024 Filed Jun 24, 2024 20:12 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 23,380 Not disclosed Strike: $5.38 Not disclosed
Disclosure

SEC source: 0001415889-24-017952 · form4-06242024_080648.xml · derivative · entry 4

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,380

Underlying: Common Stock · 23,380 shares

Expires 2033-11-30

F5 · derivative.exercise_price: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

F5 · shares: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

F5 · price: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

F9 · price: Received in exchange for a stock option to acquire 43,750 shares of Tectonic common stock pursuant to the Merger Agreement.

F8 · derivative.exercise_date: The shares subject to the option vest in 42 equal monthly installments beginning on July 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

F5 · derivative.underlying_shares: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

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June 20, 2024 Filed Jun 24, 2024 20:12 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantEmployee Stock Option (Right to Buy) · Derivative 33,923 Not disclosed Strike: $2.38 Not disclosed
Disclosure

SEC source: 0001415889-24-017952 · form4-06242024_080648.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,923

Underlying: Common Stock · 33,923 shares

Expires 2031-06-27

F5 · derivative.exercise_price: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

F5 · shares: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

F5 · price: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

F7 · price: Received in exchange for a stock option to acquire 63,478 shares of Tectonic common stock pursuant to the Merger Agreement.

F6 · derivative.exercise_date: The shares subject to the option vest as follows: (i) 4,079 shares on June 30, 2024; (ii) 4,078 shares on July 31, 2024, (iii) 4,078 shares on August 31, 2024, (iv) 4,079 shares on September 30, 2024, (v) 4,078 shares on October 31, 2024, (vi) 1,297 shares on November 30, 2024, (vii) 4,078 shares on January 31, 2025, (viii) 4,078 shares on February 28, 2025 and (iv) 4,078 shares on March 31, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

F5 · derivative.underlying_shares: Upon the closing of the Merger, each outstanding option to purchase shares of Tectonic common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock, on the same terms and conditions as were applicable to such Tectonic stock option prior to the Merger, as adjusted for the exchange ratio and the reverse stock split.

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June 20, 2024 Filed Jun 24, 2024 20:12 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantCommon Stock 124,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017952 · form4-06242024_080648.xml · nonDerivative · entry 2

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 124,530

F3 · price: Received in exchange for 233,019 shares of common stock of Tectonic on the same terms and conditions as set forth in footnote (2) herein.

F4 · ownership.nature: These shares are held by the Reicin-Boiarsky Family Trust (the "Trust"). The Reporting Person's spouse is a co-trustee of the Trust. Accordingly, the Reporting Person may be deemed to have shared voting and dispositive power over the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 20, 2024 Filed Jun 24, 2024 20:12 UTC Tectonic Therapeutic, Inc. TECX · Entity 5328 GrantCommon Stock 166,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017952 · form4-06242024_080648.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,580

F1 · shares: Certain of these shares are subject to vesting and a repurchase right in favor of the Issuer, as follows: (i) 2,256 shares on July 10, 2024, (ii) 2,256 shares on August 10, 2024, (iii) 2,781 shares on November 30, 2024, and (iv) 4,079 shares on December 31, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

F2 · price: Received in exchange for 311,703 shares of common stock of Tectonic Therapeutic, Inc., a Delaware corporation ("Tectonic"), pursuant to an Agreement and Plan of Merger dated as of January 30, 2024 (the "Merger Agreement") by and among AVROBIO, Inc., a Delaware corporation ("AVROBIO"), Tectonic and Alpine Merger Subsidiary, Inc., a direct, wholly owned subsidiary of AVROBIO (the "Merger Sub"). Under the terms of the Merger Agreement, on June 20, 2024, Merger Sub merged with and into Tectonic (the "Merger"), with Tectonic surviving the Merger as a wholly owned subsidiary of AVROBIO. Upon the closing of the Merger, each share of Tectonic common stock was converted into the right to receive 0.534419990 shares of the Issuer's common stock, after giving effect to a reverse stock split of the Issuer's common stock of 1-for-12. Subsequent to the Merger, the name of the Issuer was changed from AVROBIO, Inc. to Tectonic Therapeutic, Inc.

F1 · balance_after: Certain of these shares are subject to vesting and a repurchase right in favor of the Issuer, as follows: (i) 2,256 shares on July 10, 2024, (ii) 2,256 shares on August 10, 2024, (iii) 2,781 shares on November 30, 2024, and (iv) 4,079 shares on December 31, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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June 06, 2024 Filed Jun 7, 2024 20:22 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 54,278 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001562180-24-004841 · primarydocument.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,278

Underlying: Common Stock · 54,278 shares

Expires 2034-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 6, 2025 and (ii) immediately prior to the 2025 annual meeting of stockholders of Sana Biotechnology, Inc. ("Sana"), provided that the reporting person provides continuous service to Sana through such date.

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June 06, 2024 Filed Jul 15, 2024 20:11 UTC Amendment Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001562180-24-005719 · primarydocument.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2034-06-05

F1 · shares: This Form 4/A is being filed to correct a clerical error with regard to the number of option shares acquired.

F2 · derivative.exercise_date: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 6, 2025 and (ii) immediately prior to the 2025 annual meeting of stockholders of Sana Biotechnology, Inc. ("Sana"), provided that the reporting person provides continuous service to Sana through such date.

F1 · derivative.underlying_shares: This Form 4/A is being filed to correct a clerical error with regard to the number of option shares acquired.

F1 · balance_after: This Form 4/A is being filed to correct a clerical error with regard to the number of option shares acquired.

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June 14, 2023 Filed Jun 15, 2023 22:04 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantOption (Right to Buy) · Derivative 23,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-23-028379 · ownership.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 14, 2024 or the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Reporting Person continuing in service on the Board as a Non-Employee Director through such vesting date.

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June 08, 2023 Filed Jun 9, 2023 20:34 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001562180-23-005031 · primarydocument.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 8, 2024 and (ii) immediately prior to Sana Biotechnology, Inc.'s next annual meeting of stockholders following June 8, 2023.

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June 15, 2022 Filed Jun 17, 2022 20:05 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantOption (Right to Buy) · Derivative 18,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000899243-22-023064 · doc4.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 15, 2023 or the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Reporting Person continuing in service on the Board as a Non-Employee Director through such vesting date.

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June 06, 2022 Filed Jun 8, 2022 22:39 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001562180-22-004946 · primarydocument.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2032-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 100% of the underlying shares on the earlier of (i) June 6, 2023 and (ii) immediately prior to Sana Biotechnology, Inc.'s next annual meeting of stockholders following June 6, 2022.

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June 17, 2021 Filed Jun 22, 2021 21:40 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantOption (Right to Buy) · Derivative 18,000 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0000899243-21-025331 · doc4.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2031-06-17

F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 17, 2022 or the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Reporting Person continuing in service on the Board as a Non-Employee Director through such vesting date.

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February 03, 2021 Filed Feb 5, 2021 22:15 UTC Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000899243-21-005067 · doc4.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2031-02-02

F1 · derivative.exercise_date: The stock option shall vest and become exercisable in full on February 3, 2022.

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February 03, 2021 Filed Feb 18, 2021 23:59 UTC Amendment Sana Biotechnology, Inc. SANA · Entity 4870 GrantStock Option (Right to Buy) · Derivative 11,795 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000899243-21-007195 · doc4a.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,795

Underlying: Common Stock · 11,795 shares

Expires 2031-02-02

F1 · shares: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

F2 · derivative.exercise_date: The stock option shall vest and become exercisable in full on February 3, 2022.

F1 · derivative.underlying_shares: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

F1 · balance_after: This Form 4/A is being filed to correct a calculation error in regards to the number of option shares acquired.

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June 10, 2020 Filed Jun 12, 2020 21:33 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantOption (Right to Buy) · Derivative 18,000 $0.00 Strike: $16.32 $0.00
Disclosure

SEC source: 0000899243-20-016398 · doc4.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-06-10

F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 10, 2021 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through such vesting date.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 37,660 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · derivative · entry 7

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,660 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F6 · price: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F6 · derivative.exercise_date: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F6 · derivative.expiration_date: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 23,807 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · derivative · entry 6

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,807 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F6 · price: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F6 · derivative.exercise_date: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F6 · derivative.expiration_date: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · derivative · entry 5

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2028-11-01

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: The option was fully exercisable

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerCommon Stock 44,615 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · nonDerivative · entry 4

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects disposition in connection with the Merger Agreement. Upon the Effective Time, each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one CVR issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantCommon Stock 24,209 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · nonDerivative · entry 3

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,615

F1 · price: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantCommon Stock 8,927 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · nonDerivative · entry 2

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,406

F1 · price: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

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November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantCommon Stock 4,298 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001372 · form4-11222019_071151.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,479

F1 · price: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

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November 01, 2019 Filed Nov 4, 2019 16:05 UTC CELGENE CORP /DE/ CELG · Entity 15781 Exercise / conversionRestricted Stock Unit · Derivative 11,903 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001258 · form4-11042019_041119.xml · derivative · entry 3

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,807

Underlying: Common Stock · 11,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-third of the restricted stock units granted to the reporting person on November 1, 2018 vested and settled for shares of the Company's common stock.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · price: The restricted stock units were issued pursuant to the Company's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: One-third of the restricted stock units granted to the reporting person on November 1, 2018 vested and settled for shares of the Company's common stock.

F1 · derivative.expiration_date: One-third of the restricted stock units granted to the reporting person on November 1, 2018 vested and settled for shares of the Company's common stock.

F4 · balance_after: The remainder of the restricted stock units will vest in two installments as follows: 11,903 shares on November 1,2020 and 11,904 shares on November 1, 2021. Vested shares will be delivered to the reporting person promptly after the vesting date.

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November 01, 2019 Filed Nov 4, 2019 16:05 UTC CELGENE CORP /DE/ CELG · Entity 15781 Tax withholdingCommon Stock 4,722 $108.53 $512,478.66
Disclosure

SEC source: 0001415889-19-001258 · form4-11042019_041119.xml · nonDerivative · entry 2

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,181

Read SEC document
November 01, 2019 Filed Nov 4, 2019 16:05 UTC CELGENE CORP /DE/ CELG · Entity 15781 Exercise / conversionCommon Stock 11,903 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001258 · form4-11042019_041119.xml · nonDerivative · entry 1

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-third of the restricted stock units granted to the reporting person on November 1, 2018 vested and settled for shares of the Company's common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

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July 11, 2019 Filed Jul 15, 2019 21:36 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantOption (Right to Buy) · Derivative 31,160 $0.00 Strike: $19.25 $0.00
Disclosure

SEC source: 0000899243-19-019625 · doc4.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,160

Underlying: Common Stock · 31,160 shares

Expires 2029-07-11

F1 · derivative.exercise_date: The option vests and becomes exercisable in three substantially equal annual installments following the date of grant, subject to the Non-Employee Director continuing service on the Board as a Non-Employee Director through each such vesting date.

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March 01, 2019 Filed Mar 5, 2019 16:05 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantRestricted Stock Unit · Derivative 37,660 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000250 · form4-03052019_040316.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,660

Underlying: Common Stock · 37,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · price: The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments, beginning on March 1, 2020. Vested shares will be delivered to the reporting person promptly after the vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments, beginning on March 1, 2020. Vested shares will be delivered to the reporting person promptly after the vesting date.

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November 01, 2018 Filed Nov 2, 2018 16:15 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantRestricted Stock Unit · Derivative 35,710 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001581 · form4-11022018_041101.xml · derivative · entry 2

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,710

Underlying: Common Stock · 35,710 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · price: The restricted stock units were issued pursuant to the Company's 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments commencing on November 1, 2019. Vested shares will be delivered to the reporting person promptly after the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments commencing on November 1, 2019. Vested shares will be delivered to the reporting person promptly after the vesting date.

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November 01, 2018 Filed Nov 2, 2018 16:15 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001415889-18-001581 · form4-11022018_041101.xml · derivative · entry 1

REICIN ALISE · CIK 0001757533 · PRES., GLOBAL CLINICAL DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2028-11-01

F2 · price: The option was issued pursuant to the Company's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: Option is immediately exercisable and will vest in four equal annual installments commencing on November 1, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.