Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEDRO INCAVDR · Entity 153528 | Director | June 14, 2019 | June 18, 2019 |
| GLAUKOS CorpGKOS · Entity 3510 | Director · CHAIRMAN & CEO | June 25, 2026 | June 29, 2026 |
| Pulmonx CorpLUNG · Entity 2359 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEDRO INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,005 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 3,005 · Balance 3,005 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date.
GLAUKOS Corp
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,967 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Tax withholding · Disposed 4,059 · Balance 68,967 F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Family Trust | 1,141,593 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,141,593 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Annuity Trust | 238,107 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 238,107 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Charitable Remainder Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 120,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Thomas W. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Janet M. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021
F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Pulmonx Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,399 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 40,000 · Balance 113,399 F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 6, 2022 00:46 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,822 | $60.78 | $232,301.16 |
DisclosureSEC source: 0001104659-22-042939 · tm2211737-4_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,967 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 81,313 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 42,993 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001104659-22-038987 · tm2210670-1_4seq1.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,993 Underlying: Common Stock · 42,993 shares Expires 2032-03-24 F9 · derivative.exercise_date: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 12,381 | $0.00 Strike: $39.10 | $0.00 |
DisclosureSEC source: 0001104659-22-038987 · tm2210670-1_4seq1.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,455 Underlying: Common Stock · 12,381 shares Expires 2030-03-12 F8 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee determined on March 18, 2021 the level of achievement for the second year of the multi-year performance period. The Reporting Person elected to receive 50% of this performance grant in the form of restricted stock units and 50% in the form of an option to purchase shares of common stock. The number of shares of common stock subject to the stock option reported herein consists of the portion of the shares subject to the stock option that vested with respect to 50% of the second-year performance goal. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,975 | $55.18 | $108,980.50 |
DisclosureSEC source: 0001104659-22-038987 · tm2210670-1_4seq1.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,789 F7 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 12, 2020. F6 · balance_after: Includes 89,021 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 21,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038987 · tm2210670-1_4seq1.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,764 F5 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F6 · balance_after: Includes 89,021 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 15,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038987 · tm2210670-1_4seq1.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,470 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee determined on March 24, 2022 the level of achievement for the first year of the multi-year performance period. The Reporting Person elected to receive this performance grant in the form of restricted stock units. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement with respect to the first-year performance goal. 50% of the number of shares of common stock reported herein will vest and be delivered on April 6, 2022 and the remaining 50% will vest and be delivered on January 6, 2023. F4 · balance_after: Includes 67,727 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 5,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038987 · tm2210670-1_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,052 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 24, 2022 the level of achievement for the second year of the multi-year performance period. The Reporting Person elected to receive 50% of this performance grant in the form of restricted stock units and 50% in the form of an option to purchase shares of common stock. The number of shares of common stock reported herein consists of the portion of the award that vested based upon the achievement with respect to 50% of the second-year performance goal. F2 · balance_after: Includes 52,309 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2022 Filed Apr 19, 2022 10:31 UTC Amendment | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 42,078 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001104659-22-047057 · tm2213003-1_4aseq1.xml · derivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,078 Underlying: Common Stock · 42,078 shares Expires 2032-03-24 F3 · shares: This Form 4/A amends a Form 4 filed March 28, 2022 that incorrectly reported the number of options to purchase shares of common stock granted to the Reporting Person on March 24, 2022 as 42,993. The correct number of stock options granted was 42,078, as shown above. F4 · derivative.exercise_date: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. Read SEC document |
| March 24, 2022 Filed Apr 19, 2022 10:31 UTC Amendment | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 20,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-047057 · tm2213003-1_4aseq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,514 F1 · shares: This Form 4/A amends a Form 4 filed March 28, 2022 that incorrectly reported the number of restricted stock units ("RSUs") granted to the Reporting Person on March 24, 2022 as 21,294. The correct number of RSUs granted was 20,841, as shown above. F2 · balance_after: After giving effect to this amendment and the transactions reported on the Form 4 filed by the Reporting Person on April 5, 2022, the Reporting Person directly owns 666,514 shares, which includes 80,860 RSUs that have not yet vested and been delivered, as of April 5, 2022. Read SEC document |
| March 24, 2022 Filed Sep 12, 2023 21:43 UTC Amendment | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,831 | $55.18 | $156,214.58 |
DisclosureSEC source: 0001415889-23-013184 · form4a-09122023_090910.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 669,933 F1 · shares: This Form 4 amends a Form 4 filed March 28, 2022 that contained a clerical error that resulted in the underreporting of the number of shares withheld for tax purposes related to the vesting and delivery of restricted stock units on March 24, 2022. The Reporting Person erroneously reported the withholding of 1,975 shares, and the correct number of shares withheld was 2,831. F2 · balance_after: As of March 24, 2022, included 89,021 restricted stock units that had not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 16, 2022 Filed Mar 19, 2022 01:34 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,393 | $48.59 | $213,455.87 |
DisclosureSEC source: 0001104659-22-035771 · tm229831-2_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,343 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2019 and March 12, 2020. F2 · balance_after: Includes 52,309 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 23:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 326 | $47.42 | $15,458.92 |
DisclosureSEC source: 0001104659-22-002370 · tm222365-1_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,736 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on December 17, 2020. F2 · balance_after: Includes 64,676 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 00:26 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001104659-21-102396 · tm2124630-1_4seq1.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,000 Underlying: Common Stock · 20,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted on July 10, 2014 and has a four-year vesting schedule in which 25% vested on the first year anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 00:26 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,880 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001104659-21-102396 · tm2124630-1_4seq1.xml · derivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,880 shares Expires 2023-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on April 25, 2013 and has a four-year vesting schedule in which 25% vested on the first year anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 00:26 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to Buy) · Derivative | 256,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001104659-21-102396 · tm2124630-1_4seq1.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 256,000 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option was granted on January 29, 2013 and has a four-year vesting schedule in which 25% vested on the first year anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 00:26 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 20,000 | $7.28 | $145,500.00 |
DisclosureSEC source: 0001104659-21-102396 · tm2124630-1_4seq1.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 65,471 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 00:26 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 266,880 | $4.23 | $1,127,568.00 |
DisclosureSEC source: 0001104659-21-102396 · tm2124630-1_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 65,471 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 01, 2021 Filed Jun 12, 2021 00:10 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantCommon Stock | 2,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040066 · doc4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,810 F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 01:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,675 | $85.94 | $315,829.50 |
DisclosureSEC source: 0001104659-21-047246 · tm2112201-1_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,182 F1 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common underlying restricted stock units previously granted by the Issuer on March 12, 2020. F2 · balance_after: Amount reported has been adjusted to correct a mathematical error contained in the Form 4 filed by the Reporting Person on March 22, 2021. Includes 65,471 restricted stock units that have not yet vested or been delivered to the Reporting Person. This number of restricted stock units has also been adjusted to correct a mathematical error contained in the Form 4 filed by the Reporting Person on March 22, 2021. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 00:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,609 | $88.85 | $231,809.65 |
DisclosureSEC source: 0001104659-21-039874 · tm2110536-3_4seq1.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,705 F7 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 12, 2020. F8 · balance_after: Includes 70,494 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 00:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,848 | $89.22 | $164,878.56 |
DisclosureSEC source: 0001104659-21-039874 · tm2110536-3_4seq1.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,466 F5 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2019. F6 · balance_after: Includes 78,007 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 00:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Options (Right to Buy) · Derivative | 16,074 | $0.00 Strike: $39.10 | $0.00 |
DisclosureSEC source: 0001104659-21-039874 · tm2110536-3_4seq1.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,074 Underlying: Common Stock · 16,074 shares Expires 2030-03-12 F9 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee determined on March 18, 2021 the level of achievement for the first year of the multi-year performance period. The Reporting Person elected to receive 50% of this performance grant in the form of restricted stock units and 50% in the form of an option to purchase shares of common stock. The number of shares of common stock subject to the stock option reported herein consists of the portion of the shares subject to the stock option that vested with respect to 50% of the first-year performance goal. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 00:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 30,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-039874 · tm2110536-3_4seq1.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,314 F3 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F4 · balance_after: Includes 82,861 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 00:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 7,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-039874 · tm2110536-3_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,479 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 18, 2021 the level of achievement for the first year of the multi-year performance period. The Reporting Person elected to receive 50% of this performance grant in the form of restricted stock units and 50% in the form of an option to purchase shares of common stock. The number of shares of common stock reported herein consists of the portion of the award that vested based upon the achievement with respect to 50% of the first-year performance goal. F2 · balance_after: Includes 52,026 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 17, 2020 Filed Dec 19, 2020 01:41 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 2,389 | $72.99 | $174,373.11 |
DisclosureSEC source: 0001104659-20-137561 · a4.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,067 F3 · security: Granted by the Issuer in the form of restricted stock units which vest over a three-year period, with one-third to vest on each anniversary of the grant date. F4 · balance_after: Includes 47,003 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:41 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 9,789 | $71.94 | $704,220.66 |
DisclosureSEC source: 0001104659-20-137561 · a4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,678 F1 · shares: Represents shares of common stock subject to a performance-based restricted stock unit award previously granted by the Issuer on March 14, 2019, the vesting of which was subject to the Issuer's achievement of certain performance goals within three years of the grant date. The Compensation Committee of the Issuer's Board of Directors determined on December 16, 2020 that the performance goals had been achieved. The number of shares of common stock reported consists of the 19,416 shares underlying the restricted stock units originally granted less 9,627 shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the shares of common stock underlying these restricted stock units. F2 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:12 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001628280-20-014196 · wf-form4_160166950216087.xml · derivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-09-29 F1 · derivative.exercise_date: The shares subject to the option vest in 36 equal consecutive monthly installments commencing on September 30, 2020, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 68,847 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001127602-20-018017 · form4.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,847 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F6 · derivative.exercise_date: This option was granted on April 28, 2011 and has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 138,600 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001127602-20-018017 · form4.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138,600 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · derivative.exercise_date: This option was granted on January 27, 2011 and has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 13,458 | $39.72 | $534,593.48 |
DisclosureSEC source: 0001127602-20-018017 · form4.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,889 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F4 · price: This transaction was executed in multiple trades at prices ranging from $39.60 to $39.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 193,989 | $39.19 | $7,602,933.28 |
DisclosureSEC source: 0001127602-20-018017 · form4.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,347 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · price: This transaction was executed in multiple trades at prices ranging from $38.60 to $39.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 68,847 | $3.98 | $273,666.83 |
DisclosureSEC source: 0001127602-20-018017 · form4.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 138,600 | $3.98 | $550,935.00 |
DisclosureSEC source: 0001127602-20-018017 · form4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001127602-20-017842 · form4.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,847 Underlying: Common Stock · 200 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · derivative.exercise_date: This option was granted on April 28, 2011 and has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001127602-20-017842 · form4.xml · derivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,600 Underlying: Common Stock · 200 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F4 · derivative.exercise_date: This option was granted on January 27, 2011 and has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 400 | $38.05 | $15,221.32 |
DisclosureSEC source: 0001127602-20-017842 · form4.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,889 F2 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · price: This transaction was executed in multiple trades at prices ranging from $38.01 to $38.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 200 | $3.98 | $795.00 |
DisclosureSEC source: 0001127602-20-017842 · form4.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 200 | $3.98 | $795.00 |
DisclosureSEC source: 0001127602-20-017842 · form4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 5,620 | $28.78 | $161,743.60 |
DisclosureSEC source: 0001127602-20-013280 · form4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,889 F1 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2019. F2 · balance_after: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:34 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,377 | $33.35 | $79,272.95 |
DisclosureSEC source: 0001127602-20-011344 · form4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,509 F1 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2019. F2 · balance_after: Includes 55,949 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 23:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 65,170 | $0.00 Strike: $39.10 | $0.00 |
DisclosureSEC source: 0001127602-20-010932 · form4.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,170 Underlying: Common Stock · 65,170 shares Expires 2030-03-12 F4 · derivative.exercise_date: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 23:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 30,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010932 · form4.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,886 F3 · security: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F2 · balance_after: Includes 49,468 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 23:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 11,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010932 · form4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,834 F1 · shares: Represents shares of common stock subject to a restricted stock unit award previously granted by the Issuer on April 1, 2019 pursuant to the Reporting Person's election to receive his annual bonus for 2019 in the form of restricted stock units rather than cash (the "Bonus Election"). The Compensation Committee determined on March 12, 2020 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2019 executive bonus plan and the number of stock units earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. The restricted stock units will vest on April 1, 2020 and are payable on a one-for-one basis in shares of the Issuer's common stock. F2 · balance_after: Includes 49,468 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,034 | $0.00 Strike: $34.88 | $0.00 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · derivative · entry 13 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,034 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The exercisability of these stock options was fully accelerated by the Board of Directors of Avedro effective as of August 6, 2019, the date the Reporting Person resigned from the Board of Directors of Avedro. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,682 | $0.00 Strike: $10.11 | $0.00 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · derivative · entry 12 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,682 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The exercisability of these stock options was fully accelerated by the Board of Directors of Avedro effective as of August 6, 2019, the date the Reporting Person resigned from the Board of Directors of Avedro. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,800 Underlying: Common Stock · 80,000 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options vest over four years from the grant date, with 25% vesting on the one-year anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following 36 months. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 88,880 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,800 Underlying: Common Stock · 88,880 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options vest over four years from the grant date, with 25% vesting on the one-year anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following 36 months. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 3,034 | $34.88 | $105,825.92 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 40,682 | $10.11 | $411,295.02 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 80,000 | $3.98 | $318,000.00 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.