Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEDRO INCAVDR · Entity 153528 | Director | June 14, 2019 | June 18, 2019 |
| GLAUKOS CorpGKOS · Entity 3510 | Director · CHAIRMAN & CEO | June 25, 2026 | June 29, 2026 |
| Pulmonx CorpLUNG · Entity 2359 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEDRO INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,005 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 3,005 · Balance 3,005 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date.
GLAUKOS Corp
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,967 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Tax withholding · Disposed 4,059 · Balance 68,967 F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Family Trust | 1,141,593 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,141,593 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Annuity Trust | 238,107 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 238,107 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Charitable Remainder Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 120,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Thomas W. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Janet M. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021
F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Pulmonx Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,399 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 40,000 · Balance 113,399 F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 00:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 88,880 | $3.98 | $353,298.00 |
DisclosureSEC source: 0001127602-20-008714 · form4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 20, 2019 Filed Dec 24, 2019 00:07 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001104659-19-075731 · a4.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,680 Underlying: Common Stock · 10,000 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options vest over four years from the grant date, with 25% vesting on the one-year anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following 36 months. Read SEC document |
| December 20, 2019 Filed Dec 24, 2019 00:07 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 10,000 | $3.98 | $39,750.00 |
DisclosureSEC source: 0001104659-19-075731 · a4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,583 | $0.00 Strike: $3.70 | $0.00 |
DisclosureSEC source: 0001104659-19-071944 · a4.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,583 shares Expires 2022-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options vest over four years from the grant date, with 25% vesting on the one-year anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following 36 months. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 3,583 | $3.70 | $13,257.10 |
DisclosureSEC source: 0001104659-19-071944 · a4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| November 21, 2019 Filed Dec 12, 2019 00:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 3,034 | $0.00 Strike: $34.88 | $0.00 |
DisclosureSEC source: 0001104659-19-071944 · a4.xml · derivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Underlying: Common Stock · 3,034 shares Expires 2020-11-01 F3 · date: These stock options were granted to the Reporting Person pursuant to the terms of that certain Agreement and Plan of Merger dated as of August 7, 2019 (the "Merger Agreement"), by and between the Issuer, Avedro, Inc. ("Avedro") and Atlantic Merger Sub, Inc. (a wholly-owned subsidiary of the Issuer and referred to herein as "Merger Sub"), pursuant to which, effective November 21, 2019, Merger Sub merged with and into Avedro, with Avedro continuing as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, all options to receive common stock of Avedro outstanding prior to the consummation of the Merger were cancelled and converted into options to receive common stock of Issuer in an amount equal to the number of options to receive shares of Avedro stock multiplied by 0.365. F4 · derivative.exercise_date: The exercisability of these stock options was fully accelerated by the Board of Directors of Avedro effective as of August 6, 2019, the date the Reporting Person resigned from the Board of Directors of Avedro. Read SEC document |
| November 21, 2019 Filed Dec 12, 2019 00:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 40,682 | $0.00 Strike: $10.11 | $0.00 |
DisclosureSEC source: 0001104659-19-071944 · a4.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,682 Underlying: Common Stock · 40,682 shares Expires 2020-11-01 F3 · date: These stock options were granted to the Reporting Person pursuant to the terms of that certain Agreement and Plan of Merger dated as of August 7, 2019 (the "Merger Agreement"), by and between the Issuer, Avedro, Inc. ("Avedro") and Atlantic Merger Sub, Inc. (a wholly-owned subsidiary of the Issuer and referred to herein as "Merger Sub"), pursuant to which, effective November 21, 2019, Merger Sub merged with and into Avedro, with Avedro continuing as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, all options to receive common stock of Avedro outstanding prior to the consummation of the Merger were cancelled and converted into options to receive common stock of Issuer in an amount equal to the number of options to receive shares of Avedro stock multiplied by 0.365. F4 · derivative.exercise_date: The exercisability of these stock options was fully accelerated by the Board of Directors of Avedro effective as of August 6, 2019, the date the Reporting Person resigned from the Board of Directors of Avedro. Read SEC document |
| November 21, 2019 Filed Feb 14, 2020 21:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 1,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005662 · form5.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,903 F1 · shares: Reflects shares of the Issuer's common stock received in exchange for shares of Avedro, Inc. ("Avedro") common stock in connection with that certain Agreement and Plan of Merger dated as of August 7, 2019 (the "Merger Agreement"), by and between the Issuer, Avedro and Atlantic Merger Sub, Inc. (a wholly-owned subsidiary of the Issuer and referred to herein as "Merger Sub"), pursuant to which, effective November 21, 2019, Merger Sub merged with and into Avedro, with Avedro continuing as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, upon consummation of the Merger, each issued and outstanding share of Avedro common stock was automatically cancelled and converted into the right to receive 0.365 of a share of Issuer common stock. F2 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 30, 2019 Filed Aug 2, 2019 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | OtherCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-043796 · a4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,224 F1 · shares: Reflects a distribution of Issuer common stock in connection with the settlement of the estate of a family member of the Reporting Person. F2 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 23:44 UTC | AVEDRO INC AVDR · Entity 153528 | GrantRestricted Stock Units · Derivative | 3,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037839 · doc4.xml · derivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005 Underlying: Common Stock · 3,005 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. F2 · derivative.expiration_date: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:48 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 18,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-019729 · a4.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,524 F3 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2018. F2 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 23:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $69.30 | $0.00 |
DisclosureSEC source: 0001104659-19-015709 · a4.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-03-14 F4 · derivative.exercise_date: Granted pursuant to the Issuer's 2015 Omnibus Incentive Compensation Plan. Vests over a four-year period, with 25% to vest on the 1st anniversary of the grant date and 1/48th of the total to vest each month thereafter. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 23:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 19,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-015709 · a4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,416 F1 · security: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F2 · balance_after: Consists of 19, 416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2019 Filed Apr 3, 2019 21:48 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 41,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-019729 · a4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,379 F1 · shares: Represents shares of common stock subject to a restricted stock unit award previously granted by the Issuer on April 1, 2018 pursuant to the Reporting Person's election to receive his annual bonus for 2018 in the form of restricted stock units rather than cash (the "Bonus Election"). The Compensation Committee determined on March 14, 2019 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2018 executive bonus plan and the number of stock units earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. The restricted stock units vested on April 1, 2019 and are payable on a one-for-one basis in shares of the Issuer's common stock. F2 · balance_after: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 00:07 UTC | AVEDRO INC AVDR · Entity 153528 | GrantStock Option (right to buy) · Derivative | 8,314 | $0.00 Strike: $12.73 | $0.00 |
DisclosureSEC source: 0001209191-19-011321 · doc4.xml · derivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,314 Underlying: Common Stock · 8,314 shares Expires 2029-01-08 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (x) June 1, 2020 and (y) the first anniversary of the first annual meeting of the Issuer's stockholders following the Issuer's initial public offering, subject to the Reporting Person continuing to provide service through such date. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,040 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · derivative · entry 17 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,040 shares Expires 2020-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option was granted on April 22, 2010, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,755 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · derivative · entry 16 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,755 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option was granted on January 26, 2010, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,320 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · derivative · entry 15 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,680 Underlying: Common Stock · 10,320 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option was granted on January 27, 2011, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 12,016 | $40.25 | $483,644.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 277,240 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F6 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 39,099 | $39.27 | $1,535,417.73 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 289,256 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · price: This transaction was executed in multiple trades at prices ranging from $39.00 to $39.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 19,040 | $1.05 | $19,992.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 328,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 10,320 | $3.98 | $41,022.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 309,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 21,755 | $1.93 | $41,878.38 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 298,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 98,885 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · derivative · entry 14 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,755 Underlying: Common Stock · 98,885 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option was granted on January 26, 2010, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 33,991 | $39.22 | $1,333,127.02 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 277,240 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F4 · price: This transaction was executed in multiple trades at prices ranging from $38.95 to $39.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 45,449 | $38.32 | $1,741,605.68 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 311,231 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · price: This transaction was executed in multiple trades at prices ranging from $37.94 to $38.93 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 19,445 | $37.20 | $723,354.00 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 356,680 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.94 to $37.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 98,885 | $1.93 | $190,353.63 |
DisclosureSEC source: 0001562180-18-003535 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 376,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Options (Right to buy) · Derivative | 266,000 | $0.00 Strike: $30.92 | $0.00 |
DisclosureSEC source: 0001562180-18-001648 · primarydocument.xml · derivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,000 Underlying: Common Stock · 266,000 shares Expires 2028-03-14 F1 · derivative.exercise_date: This option vests over a four-year period, with 25% to vest on the first anniversary of the grant date and 1/36th of the total remaining number to vest on a monthly basis thereafter, such that the stock option is vested in full on the fourth anniversary of the grant date. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 00:05 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 47,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001562180-18-000491 · primarydocument.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,000 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 00:05 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 47,000 | $1.25 | $58,750.00 |
DisclosureSEC source: 0001562180-18-000491 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 277,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 23:07 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 20,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001562180-17-004038 · primarydocument.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 20,000 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 23:07 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 20,000 | $1.25 | $25,000.00 |
DisclosureSEC source: 0001562180-17-004038 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 230,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 48,788 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001562180-17-002920 · primarydocument.xml · derivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,640 Underlying: Common Stock · 48,788 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted on January 26, 2010, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 25,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001562180-17-002920 · primarydocument.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: Common Stock · 25,000 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 73,788 | $41.36 | $3,051,871.68 |
DisclosureSEC source: 0001562180-17-002920 · primarydocument.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 210,240 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · price: This transaction was executed in multiple trades at prices ranging from $41.25 to $42.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 48,788 | $1.93 | $93,916.90 |
DisclosureSEC source: 0001562180-17-002920 · primarydocument.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 284,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 25,000 | $1.25 | $31,250.00 |
DisclosureSEC source: 0001562180-17-002920 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 235,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 1,212 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001562180-17-002857 · primarydocument.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,428 Underlying: Common Stock · 1,212 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on January 26, 2010, has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 1,212 | $41.25 | $49,995.00 |
DisclosureSEC source: 0001562180-17-002857 · primarydocument.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 210,240 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · price: This transaction was executed in multiple trades at prices ranging from $41.25 to $41.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 1,212 | $1.93 | $2,333.10 |
DisclosureSEC source: 0001562180-17-002857 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 211,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Feb 9, 2018 22:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Options (Right to buy) · Derivative | 180,000 | $0.00 Strike: $45.71 | $0.00 |
DisclosureSEC source: 0001562180-18-000714 · primarydocument.xml · derivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2027-03-15 F1 · derivative.exercise_date: This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock option is vested in full on the four-year anniversary of the grant date. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:11 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 50,000 | $42.58 | $2,129,000.00 |
DisclosureSEC source: 0001562180-17-000485 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 210,240 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · price: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:31 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 40,000 | $37.60 | $1,504,000.00 |
DisclosureSEC source: 0001562180-17-000223 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 260,240 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.50 to $37.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 852 shares acquired under the Company's Employee Stock Purchase Plan in December 2016. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 8,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001562180-16-003824 · primarydocument.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Common Stock · 8,000 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, which was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and then vested equally for 36 months thereafter, such that the stock option was vested in full on the four-year anniversary of the grant date Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 8,000 | $1.25 | $10,000.00 |
DisclosureSEC source: 0001562180-16-003824 · primarydocument.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 299,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount now includes 1,388 shares that were previously reported as held directly by the reporting person, which were subsequently transferred to the Burns Family Trust. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 21:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 10,000 | $34.03 | $340,300.00 |
DisclosureSEC source: 0001562180-16-003509 · primarydocument.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 290,000 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F4 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $34.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 19,480 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001562180-16-003509 · primarydocument.xml · derivative · entry 12 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,480 shares Expires 2019-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock opotion is vested in full on the four-year anniversary of the grant date Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Options (Right to buy) · Derivative | 170,640 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001562180-16-003509 · primarydocument.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,640 shares Expires 2018-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock opotion is vested in full on the four-year anniversary of the grant date Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,605 | $34.21 | $123,327.05 |
DisclosureSEC source: 0001562180-16-003509 · primarydocument.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 300,000 F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · price: This transaction was executed in multiple trades at prices ranging from $34.15 to $34.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.