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Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2026 Filed Sep 3, 2026 22:23 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 37,784 $2.26 $85,391.84
Disclosure

SEC source: 0001805624-26-000004 · form4-09032026_100945.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,936

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on December 1, 2025.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:23 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 4,098 $2.26 $9,261.48
Disclosure

SEC source: 0001805624-26-000004 · form4-09032026_100945.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,175,720

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

F2 · balance_after: Includes 1,656 shares acquired by the reporting person under the Issuer's 2020 Employee Stock Purchase Plan on August 14, 2026.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:21 UTC
Radhakrishnan SrikanthChief Science & Techn. Officer
SaleCommon Stock 5,863 $2.26 $13,250.38
Disclosure

SEC source: 0002098678-26-000004 · form4-09032026_100954.xml · nonDerivative · entry 4

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science & Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,994

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 2, 2026.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:21 UTC
Radhakrishnan SrikanthChief Science & Techn. Officer
SaleCommon Stock 3,618 $2.26 $8,176.68
Disclosure

SEC source: 0002098678-26-000004 · form4-09032026_100954.xml · nonDerivative · entry 3

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science & Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,857

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:21 UTC
Radhakrishnan SrikanthChief Science & Techn. Officer
SaleCommon Stock 2,121 $2.26 $4,793.46
Disclosure

SEC source: 0002098678-26-000004 · form4-09032026_100954.xml · nonDerivative · entry 2

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science & Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,475

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:21 UTC
Radhakrishnan SrikanthChief Science & Techn. Officer
SaleCommon Stock 2,643 $2.26 $5,973.18
Disclosure

SEC source: 0002098678-26-000004 · form4-09032026_100954.xml · nonDerivative · entry 1

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science & Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,596

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:19 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 4,827 $2.26 $10,909.02
Disclosure

SEC source: 0001354228-26-000005 · form4-09032026_100913.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,827

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 2, 2026.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:19 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 3,476 $2.26 $7,855.76
Disclosure

SEC source: 0001354228-26-000005 · form4-09032026_100913.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,654

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:19 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 2,224 $2.26 $5,026.24
Disclosure

SEC source: 0001354228-26-000005 · form4-09032026_100913.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,130

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:19 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 3,807 $2.26 $8,603.82
Disclosure

SEC source: 0001354228-26-000005 · form4-09032026_100913.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,354

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:17 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,746 $2.26 $3,945.96
Disclosure

SEC source: 0001804146-26-000004 · form4-09032026_100924.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,832

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:17 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,530 $2.26 $3,457.80
Disclosure

SEC source: 0001804146-26-000004 · form4-09032026_100924.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,578

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:17 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 2,390 $2.26 $5,401.40
Disclosure

SEC source: 0001804146-26-000004 · form4-09032026_100924.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,108

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:17 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 2,213 $2.26 $5,001.38
Disclosure

SEC source: 0001804146-26-000004 · form4-09032026_100924.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,498

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 2, 2026.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 22:01 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001034413-26-000002 · form4-06092026_100606.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,024

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 21:59 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001402459-26-000002 · form4-06092026_090604.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,910

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 22:02 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001644557-26-000022 · form4-06092026_100638.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,399

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 21:56 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001817552-26-000002 · form4-06092026_090601.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,714

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 21:49 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001222358-26-000002 · form4-06092026_090640.xml · nonDerivative · entry 1

Mead Dana G Jr. · CIK 0001222358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,714

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 21:54 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001876368-26-000002 · form4-06092026_090603.xml · nonDerivative · entry 1

Sullivan Tiffany · CIK 0001876368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,199

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:15 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 13,511 $1.57 $21,212.27
Disclosure

SEC source: 0001805624-26-000002 · form4-06032026_080643.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178,162

F3 · kind: Represents grant of RSUs payable solely in common stock of the Issuer that vests in equal quarterly installments over the three-year period following the date of grant of June 2, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:18 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 5,969 $1.54 $9,192.26
Disclosure

SEC source: 0002098678-26-000002 · form4-06032026_080611.xml · nonDerivative · entry 4

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,239

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 2, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:18 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 3,684 $1.54 $5,673.36
Disclosure

SEC source: 0002098678-26-000002 · form4-06032026_080611.xml · nonDerivative · entry 3

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,208

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:18 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 2,153 $1.54 $3,315.62
Disclosure

SEC source: 0002098678-26-000002 · form4-06032026_080611.xml · nonDerivative · entry 2

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,892

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:18 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 2,691 $1.54 $4,144.14
Disclosure

SEC source: 0002098678-26-000002 · form4-06032026_080611.xml · nonDerivative · entry 1

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,045

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:17 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 4,915 $1.54 $7,569.10
Disclosure

SEC source: 0001354228-26-000003 · form4-06032026_080624.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,161

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 2, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:17 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,539 $1.54 $5,450.06
Disclosure

SEC source: 0001354228-26-000003 · form4-06032026_080624.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,076

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:17 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,264 $1.54 $3,486.56
Disclosure

SEC source: 0001354228-26-000003 · form4-06032026_080624.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,615

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:17 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,876 $1.54 $5,969.04
Disclosure

SEC source: 0001354228-26-000003 · form4-06032026_080624.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,879

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:15 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 38,467 $1.54 $59,239.18
Disclosure

SEC source: 0001805624-26-000002 · form4-06032026_080643.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,191,673

F2 · kind: Represents grant of RSUs payable solely in common stock of the Issuer that vests in equal quarterly installments over the three-year period following the date of grant of December 1, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:15 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 4,171 $1.54 $6,423.34
Disclosure

SEC source: 0001805624-26-000002 · form4-06032026_080643.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,230,140

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:16 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,254 $1.54 $3,471.16
Disclosure

SEC source: 0001804146-26-000002 · form4-06032026_080635.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,711

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 2, 2026.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:16 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,434 $1.54 $3,748.36
Disclosure

SEC source: 0001804146-26-000002 · form4-06032026_080635.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,965

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:16 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,557 $1.54 $2,397.78
Disclosure

SEC source: 0001804146-26-000002 · form4-06032026_080635.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,399

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:16 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,778 $1.54 $2,738.12
Disclosure

SEC source: 0001804146-26-000002 · form4-06032026_080635.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,956

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2023.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:07 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0002098678-26-000001 · form4-03052026_120355.xml · nonDerivative · entry 5

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,736

F5 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:07 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 4,198 $1.43 $6,003.14
Disclosure

SEC source: 0002098678-26-000001 · form4-03052026_120355.xml · nonDerivative · entry 4

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,736

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:07 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 2,461 $1.43 $3,519.23
Disclosure

SEC source: 0002098678-26-000001 · form4-03052026_120355.xml · nonDerivative · entry 3

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,934

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:07 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 3,068 $1.43 $4,387.24
Disclosure

SEC source: 0002098678-26-000001 · form4-03052026_120355.xml · nonDerivative · entry 2

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,395

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:07 UTC
Radhakrishnan SrikanthChief Science &Techn. Officer
SaleCommon Stock 756 $1.43 $1,081.08
Disclosure

SEC source: 0002098678-26-000001 · form4-03052026_120355.xml · nonDerivative · entry 1

Radhakrishnan Srikanth · CIK 0002098678 · Chief Science &Techn. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,463

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001804146-26-000001 · form4-03052026_120358.xml · nonDerivative · entry 5

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,734

F5 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,911 $1.43 $4,162.73
Disclosure

SEC source: 0001804146-26-000001 · form4-03052026_120358.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,734

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

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March 02, 2026 Filed Mar 5, 2026 00:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,861 $1.43 $2,661.23
Disclosure

SEC source: 0001804146-26-000001 · form4-03052026_120358.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,645

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

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March 02, 2026 Filed Mar 5, 2026 00:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,125 $1.43 $3,038.75
Disclosure

SEC source: 0001804146-26-000001 · form4-03052026_120358.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,506

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

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March 02, 2026 Filed Mar 5, 2026 00:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 835 $1.43 $1,194.05
Disclosure

SEC source: 0001804146-26-000001 · form4-03052026_120358.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,631

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

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March 02, 2026 Filed Mar 5, 2026 00:06 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 58,368 $1.43 $83,466.24
Disclosure

SEC source: 0001805624-26-000001 · form4-03052026_120316.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,409,511

F3 · kind: Represents grant of RSUs payable solely in common stock of the Issuer that vests in equal quarterly installments over the three-year period following the date of grant of December 1, 2025.

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March 02, 2026 Filed Mar 5, 2026 00:06 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 6,737 $1.43 $9,633.91
Disclosure

SEC source: 0001805624-26-000001 · form4-03052026_120316.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,467,879

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:06 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 2,708 $1.43 $3,872.44
Disclosure

SEC source: 0001805624-26-000001 · form4-03052026_120316.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,474,616

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

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March 02, 2026 Filed Mar 5, 2026 00:01 UTC
Lehman David AaronGENERAL COUNSEL
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001354228-26-000002 · form4-03052026_120356.xml · nonDerivative · entry 5

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,755

F5 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 2, 2026.

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March 02, 2026 Filed Mar 5, 2026 00:01 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 4,051 $1.43 $5,792.93
Disclosure

SEC source: 0001354228-26-000002 · form4-03052026_120356.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,755

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.