Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEDRO INCAVDR · Entity 153528 | Director | June 14, 2019 | June 18, 2019 |
| GLAUKOS CorpGKOS · Entity 3510 | Director · CHAIRMAN & CEO | June 25, 2026 | June 29, 2026 |
| Pulmonx CorpLUNG · Entity 2359 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEDRO INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,005 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 3,005 · Balance 3,005 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date.
GLAUKOS Corp
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,967 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Tax withholding · Disposed 4,059 · Balance 68,967 F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Family Trust | 1,141,593 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,141,593 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Annuity Trust | 238,107 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 238,107 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Charitable Remainder Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 120,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Thomas W. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Janet M. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021
F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Pulmonx Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,399 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 40,000 · Balance 113,399 F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 2,680 | $67.99 | $182,213.20 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F6 · price: This transaction was executed in multiple trades at prices ranging from $67.805 to $68.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 9,701 | $67.32 | $653,071.32 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 676,643 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $66.795 to $67.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 5,001 | $66.54 | $332,766.54 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 686,344 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $65.795 to $66.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 17,382 | $7.28 | $126,454.05 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,618 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,382 Underlying: Common Stock · 7,618 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F7 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 7,618 | $65.04 | $495,474.72 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 7,618 | $7.28 | $55,420.95 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 00:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 142 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-009289 · form4-06062023_120617.xml · derivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 142 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 00:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 142 | $60.00 | $8,520.00 |
DisclosureSEC source: 0001415889-23-009289 · form4-06062023_120617.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 00:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 142 | $7.28 | $1,033.05 |
DisclosureSEC source: 0001415889-23-009289 · form4-06062023_120617.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:27 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantCommon Stock | 12,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033983 · doc4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,030 F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. Read SEC document |
| May 23, 2023 Filed May 24, 2023 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-008680 · form4-05242023_120534.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,142 Underlying: Common Stock · 7 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| May 23, 2023 Filed May 24, 2023 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 7 | $60.00 | $420.00 |
DisclosureSEC source: 0001415889-23-008680 · form4-05242023_120534.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 23, 2023 Filed May 24, 2023 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 7 | $7.28 | $50.93 |
DisclosureSEC source: 0001415889-23-008680 · form4-05242023_120534.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 19, 2023 Filed May 24, 2023 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-008680 · form4-05242023_120534.xml · derivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,149 Underlying: Common Stock · 1 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| May 19, 2023 Filed May 24, 2023 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 1 | $60.21 | $60.21 |
DisclosureSEC source: 0001415889-23-008680 · form4-05242023_120534.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 19, 2023 Filed May 24, 2023 00:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 1 | $7.28 | $7.28 |
DisclosureSEC source: 0001415889-23-008680 · form4-05242023_120534.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 18, 2023 Filed May 19, 2023 23:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,662 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-008440 · form4-05192023_110544.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,150 Underlying: Common Stock · 11,662 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| May 18, 2023 Filed May 19, 2023 23:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 11,662 | $60.17 | $701,749.19 |
DisclosureSEC source: 0001415889-23-008440 · form4-05192023_110544.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F4 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 18, 2023 Filed May 19, 2023 23:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 11,662 | $7.28 | $84,841.05 |
DisclosureSEC source: 0001415889-23-008440 · form4-05192023_110544.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 685,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 17, 2023 Filed May 19, 2023 23:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 620 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-008440 · form4-05192023_110544.xml · derivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511,812 Underlying: Common Stock · 620 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| May 17, 2023 Filed May 19, 2023 23:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 620 | $60.04 | $37,223.56 |
DisclosureSEC source: 0001415889-23-008440 · form4-05192023_110544.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 17, 2023 Filed May 19, 2023 23:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 620 | $7.28 | $4,510.50 |
DisclosureSEC source: 0001415889-23-008440 · form4-05192023_110544.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 16, 2023 Filed May 18, 2023 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,704 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-008235 · form4-05182023_120541.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,432 Underlying: Common Stock · 3,704 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| May 16, 2023 Filed May 18, 2023 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,704 | $60.01 | $222,273.34 |
DisclosureSEC source: 0001415889-23-008235 · form4-05182023_120541.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F4 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 16, 2023 Filed May 18, 2023 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 3,704 | $7.28 | $26,946.60 |
DisclosureSEC source: 0001415889-23-008235 · form4-05182023_120541.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,864 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-008235 · form4-05182023_120541.xml · derivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516,136 Underlying: Common Stock · 3,864 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,864 | $60.03 | $231,940.46 |
DisclosureSEC source: 0001415889-23-008235 · form4-05182023_120541.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. F3 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 3,864 | $7.28 | $28,110.60 |
DisclosureSEC source: 0001415889-23-008235 · form4-05182023_120541.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 04, 2023 Filed May 6, 2023 00:51 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 517 | $49.31 | $25,493.27 |
DisclosureSEC source: 0001415889-23-007515 · form4-05062023_120513.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 23:57 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,292 | $48.69 | $62,907.48 |
DisclosureSEC source: 0001415889-23-006744 · form4-04192023_110405.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,480 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 56,968 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,823 | $49.51 | $189,276.73 |
DisclosureSEC source: 0001415889-23-006424 · form4-04102023_110412.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,772 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 59,573 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 14,727 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-23-005412 · form4-03252023_010339.xml · derivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,727 Underlying: Common Stock · 14,727 shares Expires 2032-03-24 F5 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on March 22, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F6 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in April 2023, and the remaining 50% will vest and become exercisable in January 2024. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 7,258 | $0.00 Strike: $60.78 | $0.00 |
DisclosureSEC source: 0001415889-23-005412 · form4-03252023_010339.xml · derivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,258 Underlying: Common Stock · 7,258 shares Expires 2032-03-24 F4 · shares: Represents an option to purchase shares of common stock previously granted by the Issuer on April 1, 2022 pursuant to the Reporting Person's election to receive a portion of his annual bonus for 2022 in the form of stock options rather than cash (the "Bonus Election"). The Issuer's Board of Directors determined on March 22, 2023 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2022 executive bonus plan and the number of shares of common stock subject to the stock option earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. The option to purchase common stock will vest on April 3, 2023. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 110,254 | $0.00 Strike: $48.46 | $0.00 |
DisclosureSEC source: 0001415889-23-005412 · form4-03252023_010339.xml · derivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,254 Underlying: Common Stock · 110,254 shares Expires 2033-03-22 F3 · derivative.exercise_date: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 7,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005412 · form4-03252023_010339.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 679,595 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on March 22, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in April 2023, and the remaining 50% will vest and be delivered in January 2024. F2 · balance_after: Includes 67,282 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 22:05 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,407 | $47.40 | $114,091.80 |
DisclosureSEC source: 0001415889-23-005033 · form4-03162023_100349.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,301 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 59,988 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 22:05 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,272 | $45.25 | $148,058.00 |
DisclosureSEC source: 0001415889-23-005033 · form4-03162023_100349.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,708 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 59,988 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 00:31 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 361 | $48.51 | $17,512.11 |
DisclosureSEC source: 0001415889-23-003905 · form4-03032023_120345.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,980 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 72,355 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 15, 2023 Filed Feb 15, 2023 23:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 721 | $50.26 | $36,237.46 |
DisclosureSEC source: 0001415889-23-002644 · form4-02152023_110245.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,341 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 73,397 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 721 | $46.15 | $33,274.15 |
DisclosureSEC source: 0001415889-23-001599 · form4-01302023_100104.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,062 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 75,481 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,802 | $43.88 | $79,071.76 |
DisclosureSEC source: 0001415889-23-001599 · form4-01302023_100104.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,783 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:25 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 326 | $43.88 | $14,304.88 |
DisclosureSEC source: 0001415889-23-000995 · form4-01132023_100143.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,585 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 82,775 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:25 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,794 | $45.17 | $126,204.98 |
DisclosureSEC source: 0001415889-23-000995 · form4-01132023_100143.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,911 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 82,775 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 21,039 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-22-012786 · form4-12202022_121244.xml · derivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,039 Underlying: Common Stock · 21,039 shares Expires 2032-03-24 F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on December 15, 2022 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F4 · derivative.exercise_date: 70% of the portion of the option reported herein will vest and become exercisable in January 2023, and the remaining 30% will vest and become exercisable in March 2023. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 10,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012786 · form4-12202022_121244.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,705 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on December 15, 2022 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 70% of the number of shares of common stock reported herein will vest and be delivered in January 2023, and the remaining 30% will vest and be delivered in March 2023. F2 · balance_after: Includes 91,279 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| November 25, 2022 Filed Dec 6, 2022 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,823 | $53.41 | $204,186.43 |
DisclosureSEC source: 0001415889-22-012081 · form4-12062022_121213.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,285 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F4 · balance_after: Includes 80,859 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 15, 2022 Filed Dec 6, 2022 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 15,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012081 · form4-12062022_121213.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,108 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on September 15, 2022 that one of the operational targets had been achieved. The Reporting Person elected to receive this performance grant in the form of restricted stock units. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein vested and was delivered on November 25, 2022 and the remaining 50% will vest and be delivered on August 2, 2023. F2 · balance_after: Includes 88,568 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:17 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantCommon Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034327 · doc4.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,410 F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2022, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 23:11 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,823 | $60.47 | $231,176.81 |
DisclosureSEC source: 0001104659-22-048494 · tm2213003-2_4seq1.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,691 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 73,151 RSUs that have not yet vested and been delivered to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.