Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEDRO INCAVDR · Entity 153528 | Director | June 14, 2019 | June 18, 2019 |
| GLAUKOS CorpGKOS · Entity 3510 | Director · CHAIRMAN & CEO | June 25, 2026 | June 29, 2026 |
| Pulmonx CorpLUNG · Entity 2359 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEDRO INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,005 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 3,005 · Balance 3,005 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date.
GLAUKOS Corp
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,967 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Tax withholding · Disposed 4,059 · Balance 68,967 F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Family Trust | 1,141,593 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,141,593 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Annuity Trust | 238,107 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 238,107 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Charitable Remainder Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 120,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Thomas W. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Janet M. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021
F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Pulmonx Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,399 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 40,000 · Balance 113,399 F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 12,312 | $76.36 | $940,144.32 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $76.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 17,688 | $75.60 | $1,337,212.80 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,147 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 30,000 | $7.28 | $218,250.00 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 00:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 4,208 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-23-016333 · form4-12132023_121236.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,392 Underlying: Common Stock · 4,208 shares Expires 2032-03-24 F5 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F6 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 00:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016333 · form4-12132023_121236.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,835 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024. F4 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| November 10, 2023 Filed Dec 13, 2023 00:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,034 | $68.83 | $71,170.22 |
DisclosureSEC source: 0001415889-23-016333 · form4-12132023_121236.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,751 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 45,093 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · derivative · entry 12 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 324,800 Underlying: Common Stock · 45,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F8 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 332 | $74.36 | $24,687.52 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,785 F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F6 · price: This transaction was executed in multiple trades at prices ranging from $74.34 to $74.375. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 7,879 | $73.67 | $580,445.93 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,117 F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $73.31 to $74.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 11,963 | $72.70 | $869,710.10 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,996 F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $72.24 to $73.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 10,100 | $71.54 | $722,554.00 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,959 F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $71.15 to $71.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 14,726 | $70.75 | $1,041,864.50 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,059 F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.14 to $71.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 45,000 | $7.28 | $327,375.00 |
DisclosureSEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 8,416 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-23-013350 · form4-09182023_100909.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,184 Underlying: Common Stock · 8,416 shares Expires 2032-03-24 F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F4 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in October 2023, and the remaining 50% will vest and become exercisable in July 2024. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 4,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013350 · form4-09182023_100909.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,785 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in October 2023, and the remaining 50% will vest and be delivered in July 2024. F2 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 22:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,822 | $74.72 | $285,579.84 |
DisclosureSEC source: 0001415889-23-013191 · form4-09122023_100930.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,616 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F4 · balance_after: Includes 43,008 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,584 | $49.35 | $127,520.40 |
DisclosureSEC source: 0001415889-23-011819 · form4-08032023_090822.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 671,379 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 50,716 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-011381 · form4-07212023_080709.xml · derivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,800 Underlying: Common Stock · 200 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 200 | $80.01 | $16,002.00 |
DisclosureSEC source: 0001415889-23-011381 · form4-07212023_080709.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:23 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 200 | $7.28 | $1,455.00 |
DisclosureSEC source: 0001415889-23-011381 · form4-07212023_080709.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,000 Underlying: Common Stock · 30,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F8 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 1,700 | $79.71 | $135,507.00 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F7 · price: This transaction was executed in multiple trades at prices ranging from $79.61 to $79.815. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 9,799 | $79.16 | $775,688.84 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,663 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F6 · price: This transaction was executed in multiple trades at prices ranging from $78.61 to $79.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,689 | $78.18 | $288,406.02 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 685,462 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $77.610 to $78.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 11,470 | $77.05 | $883,763.50 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,151 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $76.605 to $77.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,342 | $76.32 | $255,061.44 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,621 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $75.60 to $76.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 00:42 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 30,000 | $7.28 | $218,250.00 |
DisclosureSEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 703,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,440 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 13,440 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 329 | $71.23 | $23,434.67 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $71.17 to $71.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 13,111 | $70.86 | $929,045.46 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,292 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.17 to $71.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 13,440 | $7.28 | $97,776.00 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 687,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 10, 2023 Filed Sep 12, 2023 22:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | GiftCommon Stock | 28,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013191 · form4-09122023_100930.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 893,932 F1 · kind: Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust. F2 · balance_after: In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person. Read SEC document |
| July 10, 2023 Filed Sep 12, 2023 22:16 UTC | GLAUKOS Corp GKOS · Entity 3510 | GiftCommon Stock | 28,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013191 · form4-09122023_100930.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,438 F1 · kind: Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust. F2 · balance_after: In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 133 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,440 Underlying: Common Stock · 133 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 133 | $70.00 | $9,310.00 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 23:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 133 | $7.28 | $967.58 |
DisclosureSEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,027 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,573 Underlying: Common Stock · 5,027 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F6 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 5,027 | $70.02 | $351,990.54 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 5,027 | $7.28 | $36,571.43 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · derivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,600 Underlying: Common Stock · 26,400 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F6 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,830 | $70.27 | $269,134.10 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $69.865 to $70.835. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 22,570 | $69.38 | $1,565,906.60 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,793 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $68.865 to $69.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 26,400 | $7.28 | $192,060.00 |
DisclosureSEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 22:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,810 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-010494 · form4-06302023_100624.xml · derivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,000 Underlying: Common Stock · 26,810 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 22:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 26,810 | $70.19 | $1,881,793.90 |
DisclosureSEC source: 0001415889-23-010494 · form4-06302023_100624.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.585. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 22:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 26,810 | $7.28 | $195,042.75 |
DisclosureSEC source: 0001415889-23-010494 · form4-06302023_100624.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:54 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,190 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-009632 · form4-06122023_090603.xml · derivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,810 Underlying: Common Stock · 3,190 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F4 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:54 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,190 | $70.02 | $223,363.80 |
DisclosureSEC source: 0001415889-23-009632 · form4-06122023_090603.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,963 F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:54 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 3,190 | $7.28 | $23,207.25 |
DisclosureSEC source: 0001415889-23-009632 · form4-06122023_090603.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,382 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-009452 · form4-06082023_100637.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock · 17,382 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. F7 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.