Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEDRO INCAVDR · Entity 153528 | Director | June 14, 2019 | June 18, 2019 |
| GLAUKOS CorpGKOS · Entity 3510 | Director · CHAIRMAN & CEO | June 25, 2026 | June 29, 2026 |
| Pulmonx CorpLUNG · Entity 2359 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEDRO INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,005 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 3,005 · Balance 3,005 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date.
GLAUKOS Corp
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,967 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Tax withholding · Disposed 4,059 · Balance 68,967 F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Family Trust | 1,141,593 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,141,593 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Annuity Trust | 238,107 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 238,107 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Charitable Remainder Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 120,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Thomas W. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Janet M. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021
F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Pulmonx Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,399 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 40,000 · Balance 113,399 F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2024 Filed Jan 3, 2025 01:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,059 | $138.93 | $563,916.87 |
DisclosureSEC source: 0001415889-25-000250 · form4-01032025_010119.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,337 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 53,887 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 22:00 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $130.07 | $142,816.86 |
DisclosureSEC source: 0001415889-24-025227 · form4-10162024_061004.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,396 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 63,680 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 22:44 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 16,832 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-24-023864 · form4-09232024_100938.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,432 Underlying: Common Stock · 16,832 shares Expires 2032-03-24 F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F4 · derivative.exercise_date: 25% of the portion of the option reported herein will vest and become exercisable in September 2024. 25% of the portion of the option reported herein will vest and become exercisable in December 2024. 25% of the portion of the option reported herein will vest and become exercisable in May 2025. and the remaining 25% will vest and become exercisable in September 2025. Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 22:44 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 8,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023864 · form4-09232024_100938.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,494 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational targets. 25% of the number of shares of common stock reported herein will vest and be delivered in September 2024. 25% of the number of shares of common stock reported herein will vest and be delivered in each of September 2024, December 2024, May 2025 and September 2025. F2 · balance_after: Includes 65,764 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 23:12 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,057 | $120.73 | $127,611.61 |
DisclosureSEC source: 0001415889-24-021015 · form4-08082024_110859.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,158 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 57,428 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 529 | $92.69 | $49,033.01 |
DisclosureSEC source: 0001415889-24-018270 · form4-06262024_060607.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,215 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F3 · balance_after: Includes 59,513 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 529 | $93.57 | $49,498.53 |
DisclosureSEC source: 0001415889-24-018270 · form4-06262024_060607.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,744 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 60,555 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:06 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantCommon Stock | 15,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015642 · form4-06052024_100658.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,246 F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,907 | $93.10 | $363,741.70 |
DisclosureSEC source: 0001415889-24-010198 · form4-04042024_120415.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,273 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 61,597 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,641 | $88.72 | $234,309.52 |
DisclosureSEC source: 0001415889-24-009553 · form4-04012024_080442.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,180 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F4 · balance_after: Includes 69,306 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 3,808 | $87.00 | $331,296.00 |
DisclosureSEC source: 0001415889-24-009553 · form4-04012024_080442.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,821 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 12, 2020. F2 · balance_after: Includes 74,516 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:58 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 529 | $93.23 | $49,318.67 |
DisclosureSEC source: 0001415889-24-009218 · form4-03272024_080325.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,629 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 82,029 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:58 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,057 | $87.16 | $92,128.12 |
DisclosureSEC source: 0001415889-24-009218 · form4-03272024_080325.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,158 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 82,029 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 36,891 | $0.00 Strike: $85.78 | $0.00 |
DisclosureSEC source: 0001415889-24-008354 · form4-03182024_110309.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,891 Underlying: Common Stock · 36,891 shares Expires 2034-03-14 F11 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 56,404 | $0.00 Strike: $49.51 | $0.00 |
DisclosureSEC source: 0001415889-24-008354 · form4-03182024_110309.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,404 Underlying: Common Stock · 56,404 shares Expires 2033-04-03 F9 · shares: Represents an option to purchase shares of common stock previously granted by the Issuer on April 3, 2023 pursuant to the Reporting Person's election to receive his annual bonus for 2023 in the form of stock options rather than cash (the "Bonus Election"). The Issuer's Board of Directors determined on March 14, 2024 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2023 executive bonus plan and the number of shares of common stock subject to the stock option earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. F10 · derivative.exercise_date: The option to purchase common stock will vest on April 1, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 4,208 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-24-008354 · form4-03182024_110309.xml · derivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,600 Underlying: Common Stock · 4,208 shares Expires 2032-03-24 F7 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on March 14, 2024 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F8 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in March 2024, and the remaining 50% will vest and become exercisable in December 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 21,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008354 · form4-03182024_110309.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,215 F5 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F6 · balance_after: Includes 85,155 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 15,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008354 · form4-03182024_110309.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,940 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on March 14, 2024 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2024 and the remaining 50% will vest and be delivered in December 2024. F4 · balance_after: Includes 63,880 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008354 · form4-03182024_110309.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,522 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 14, 2024 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2024, and the remaining 50% will vest and be delivered in December 2024. F2 · balance_after: Includes 48,462 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 27, 2024 20:39 UTC Amendment | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 37,359 | $0.00 Strike: $85.78 | $0.00 |
DisclosureSEC source: 0001415889-24-009211 · form4a-03272024_080321.xml · derivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,359 Underlying: Common Stock · 37,359 shares Expires 2034-03-14 F1 · shares: This Form 4A amends a Form 4 filed March 18, 2024 that incorrectly reported the number of options granted to the Reporting Person on March 14, 2024 as 36,891. The correct number of options granted was 37,359, as shown above. F2 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| January 12, 2024 Filed Jan 16, 2024 21:56 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 397 | $77.08 | $30,600.76 |
DisclosureSEC source: 0001415889-24-001105 · form4-01162024_090128.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,438 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 46,378 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 115 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · derivative · entry 17 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F11 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 37 | $87.33 | $3,231.21 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F9 · price: This transaction was executed in multiple trades at prices ranging from $87.26 to $88.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 73 | $86.74 | $6,332.02 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,872 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F8 · price: This transaction was executed in multiple trades at prices ranging from $86.25 to $87.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 5 | $85.00 | $425.00 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,945 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 115 | $7.28 | $836.63 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · derivative · entry 16 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115 Underlying: Common Stock · 60,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F11 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,900 | $84.21 | $328,419.00 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F7 · price: This transaction was executed in multiple trades at prices ranging from $84.05 to $84.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 17,873 | $83.38 | $1,490,250.74 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,735 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F6 · price: This transaction was executed in multiple trades at prices ranging from $83.00 to $83.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 23,299 | $82.38 | $1,919,371.62 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 77,608 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F5 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 12,614 | $81.50 | $1,028,041.00 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,907 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $81.00 to $81.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 2,314 | $80.65 | $186,624.10 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 113,521 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 00:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 60,000 | $7.28 | $436,500.00 |
DisclosureSEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 95,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-24-000389 · form4-01032024_110156.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,115 Underlying: Common Stock · 95,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F7 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 8,150 | $78.49 | $639,693.50 |
DisclosureSEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F5 · price: This transaction was executed in multiple trades at prices ranging from $78.21 to $79.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 35,086 | $77.66 | $2,724,778.76 |
DisclosureSEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,985 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $77.18 to $78.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 51,764 | $76.69 | $3,969,781.16 |
DisclosureSEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,071 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $76.18 to $77.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 95,000 | $7.28 | $691,125.00 |
DisclosureSEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 23:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-016910 · form4-12222023_111223.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,115 Underlying: Common Stock · 1 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 23:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 1 | $85.32 | $85.32 |
DisclosureSEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 23:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 1 | $7.28 | $7.28 |
DisclosureSEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 23:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 79,684 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-016910 · form4-12222023_111223.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,116 Underlying: Common Stock · 79,684 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 23:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 79,684 | $85.21 | $6,789,873.64 |
DisclosureSEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 23:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 79,684 | $7.28 | $579,701.10 |
DisclosureSEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · derivative · entry 14 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 234,800 Underlying: Common Stock · 60,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F9 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 4,970 | $81.77 | $406,396.90 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,835 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F7 · price: This transaction was executed in multiple trades at prices ranging from $81.74 to $81.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 28,835 | $81.38 | $2,346,592.30 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 6 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,805 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F6 · price: This transaction was executed in multiple trades at prices ranging from $81.00 to $81.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 26,195 | $80.30 | $2,103,458.50 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,640 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F5 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 60,000 | $7.28 | $436,500.00 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $7.28 | $0.00 |
DisclosureSEC source: 0001415889-23-016664 · form4-12192023_011226.xml · derivative · entry 13 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 294,800 Underlying: Common Stock · 30,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. F9 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.