Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEDRO INCAVDR · Entity 153528 | Director | June 14, 2019 | June 18, 2019 |
| GLAUKOS CorpGKOS · Entity 3510 | Director · CHAIRMAN & CEO | June 25, 2026 | June 29, 2026 |
| Pulmonx CorpLUNG · Entity 2359 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEDRO INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,005 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 3,005 · Balance 3,005 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on June 1, 2020, subject to Reporting Person's continuous service through such date.
GLAUKOS Corp
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,967 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Tax withholding · Disposed 4,059 · Balance 68,967 F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Family Trust | 1,141,593 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,141,593 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Annuity Trust | 238,107 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 238,107 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Burns Charitable Remainder Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 120,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Thomas W. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | IndirectThrough the Janet M. Burns Irrevocable Trust | 100,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021
F2: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Pulmonx Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,399 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 40,000 · Balance 113,399 F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2026 Filed Jun 29, 2026 22:12 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,059 | $142.57 | $578,691.63 |
DisclosureSEC source: 0001644557-26-000024 · form4-06292026_100604.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,967 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021 F2 · balance_after: Includes 56,382 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 22:02 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000022 · form4-06092026_100638.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,399 F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 5, 2026, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. Read SEC document |
| April 02, 2026 Filed Apr 4, 2026 01:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 7,468 | $109.60 | $818,492.80 |
DisclosureSEC source: 0001644557-26-000020 · form4-04042026_010454.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,026 F5 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. F6 · balance_after: Includes 64,090 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 02, 2026 Filed Apr 4, 2026 01:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,469 | $109.60 | $270,602.40 |
DisclosureSEC source: 0001644557-26-000020 · form4-04042026_010454.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,494 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F4 · balance_after: Includes 78,274 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2026 Filed Apr 4, 2026 01:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | GiftCommon Stock | 180,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000020 · form4-04042026_010454.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 1,141,593 Read SEC document |
| April 01, 2026 Filed Apr 4, 2026 01:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | GiftCommon Stock | 180,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000020 · form4-04042026_010454.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,963 F1 · shares: The transaction reflects shares transferred from the Reporting Person's direct ownership to the Burns Family Trust. F2 · balance_after: Consists of 82,963 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2026 Filed Mar 28, 2026 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 98,474 | $98,474.00 Strike: $109.60 | $9,697,128,676.00 |
DisclosureSEC source: 0001644557-26-000018 · form4-03282026_120327.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,474 Underlying: Common Stock · 98,474 shares Expires 2036-03-25 F8 · derivative.exercise_date: This option was granted on March 25, 2026 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| March 25, 2026 Filed Mar 28, 2026 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 110,254 | $110,254.00 Strike: $48.46 | $12,155,944,516.00 |
DisclosureSEC source: 0001644557-26-000018 · form4-03282026_120327.xml · derivative · entry 9 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,254 Underlying: Common Stock · 110,254 shares Expires 2033-03-22 F7 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 22, 2023, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on March 25, 2026 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. Read SEC document |
| March 25, 2026 Filed Mar 28, 2026 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 18,933 | $18,933.00 Strike: $55.18 | $358,458,489.00 |
DisclosureSEC source: 0001644557-26-000018 · form4-03282026_120327.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,195 Underlying: Common Stock · 18,933 shares Expires 2032-03-24 F5 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on March 25, 2026 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F6 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in March 2026. 50% of the portion of the option reported herein will vest and become exercisable in December 2026. Read SEC document |
| March 25, 2026 Filed Mar 28, 2026 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 14,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000018 · form4-03282026_120327.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,271 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 14, 2024, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on March 25, 2026 that certain of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 100% of the number of shares of common stock reported herein will vest and be delivered in March 2026. F4 · balance_after: Includes 82,963 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2026 Filed Mar 28, 2026 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 9,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000018 · form4-03282026_120327.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,087 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on March 25, 2026 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2026, and the remaining 50% will vest and be delivered in December 2026. F2 · balance_after: Includes 68,779 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 00:43 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,744 | $105.23 | $288,751.12 |
DisclosureSEC source: 0001644557-26-000016 · form4-03262026_120355.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,707 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 59,399 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 20:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,801 | $98.94 | $277,130.94 |
DisclosureSEC source: 0001644557-26-000014 · form4-03192026_040303.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,451 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. F2 · balance_after: Includes 64,610 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 13, 2026 Filed Mar 18, 2026 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 5,212 | $97.02 | $505,668.24 |
DisclosureSEC source: 0001644557-26-000012 · form4-03182026_120346.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,252 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 13, 2025. F2 · balance_after: Includes 69,929 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 23:43 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $112.10 | $123,085.80 |
DisclosureSEC source: 0001644557-26-000010 · form4-03092026_110353.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,464 F1 · kind: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 79,828 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:51 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,059 | $119.17 | $483,711.03 |
DisclosureSEC source: 0001644557-26-000008 · form4-02262026_100225.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,562 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 81,912 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 01:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 166,000 | $0.00 Strike: $30.92 | $0.00 |
DisclosureSEC source: 0001644557-26-000005 · form4-02112026_010215.xml · derivative · entry 8 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 166,000 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 01:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 166,000 | $30.92 | $5,132,720.00 |
DisclosureSEC source: 0001644557-26-000005 · form4-02112026_010215.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Additionally, the amount reported has been adjusted by 3,199 to correct a clerical error. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | GiftCommon Stock | 67,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000005 · form4-02112026_010215.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Through the Burns Family Trust Disclosed balance after: 961,285 F1 · shares: The transaction reflects shares transferred from the Reporting Person's direct ownership to the Burns Family Trust. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | GiftCommon Stock | 67,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-26-000005 · form4-02112026_010215.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,621 F1 · shares: The transaction reflects shares transferred from the Reporting Person's direct ownership to the Burns Family Trust. F2 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Additionally, the amount reported has been adjusted by 3,199 to correct a clerical error. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 23:37 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 186,945 | $0.00 Strike: $16.49 | $0.00 |
DisclosureSEC source: 0001644557-26-000002 · form4-01202026_110131.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 186,945 shares Expires 2026-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025 with respect to options that expire on March 10, 2026. F4 · derivative.exercise_date: This option was granted on March 10, 2016 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 23:37 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 186,945 | $115.00 | $21,498,675.00 |
DisclosureSEC source: 0001644557-26-000002 · form4-01202026_110131.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,775 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025 with respect to options that expire on March 10, 2026. F1 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 23:37 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 186,945 | $16.49 | $3,082,723.05 |
DisclosureSEC source: 0001644557-26-000002 · form4-01202026_110131.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 340,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2026 Filed Jan 20, 2026 23:37 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionStock Option (Right to Buy) · Derivative | 88,055 | $0.00 Strike: $16.49 | $0.00 |
DisclosureSEC source: 0001644557-26-000002 · form4-01202026_110131.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 186,945 Underlying: Common Stock · 88,055 shares Expires 2026-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025 with respect to options that expire on March 10, 2026. F4 · derivative.exercise_date: This option was granted on March 10, 2016 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. Read SEC document |
| January 08, 2026 Filed Jan 20, 2026 23:37 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 88,055 | $115.00 | $10,126,325.00 |
DisclosureSEC source: 0001644557-26-000002 · form4-01202026_110131.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,775 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025 with respect to options that expire on March 10, 2026. F1 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 08, 2026 Filed Jan 20, 2026 23:37 UTC | GLAUKOS Corp GKOS · Entity 3510 | Exercise / conversionCommon Stock | 88,055 | $16.49 | $1,452,026.95 |
DisclosureSEC source: 0001644557-26-000002 · form4-01202026_110131.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 241,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 23:39 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $114.24 | $125,435.52 |
DisclosureSEC source: 0001644557-25-000010 · form4-12312025_111237.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,775 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 89,621 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 8,416 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001644557-25-000008 · form4-12152025_101258.xml · derivative · entry 7 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,262 Underlying: Common Stock · 8,416 shares Expires 2032-03-24 F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F4 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in March 2026. 50% of the portion of the option reported herein will vest and become exercisable in December 2026. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:59 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 4,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-25-000008 · form4-12152025_101258.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,873 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2026, and the remaining 50% will vest and be delivered in December 2026. F2 · balance_after: Includes 91,705 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 23, 2025 Filed Sep 24, 2025 22:52 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,059 | $84.69 | $343,756.71 |
DisclosureSEC source: 0001644557-25-000005 · form4-09242025_100948.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,705 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 87,537 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 19, 2025 Filed Sep 22, 2025 23:06 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $83.47 | $91,650.06 |
DisclosureSEC source: 0001644557-25-000003 · form4-09222025_110951.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,764 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F4 · balance_after: Includes 95,246 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 23:06 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 15,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001644557-25-000003 · form4-09222025_110951.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,862 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee of the Issuer's Board of Directors determined on September 18, 2025 that two of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered on September 23, 2025 and the remaining 50% will vest and be delivered in June 2026. F2 · balance_after: Includes 97,330 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 22:15 UTC | Pulmonx Corp LUNG · Entity 2359 | GrantCommon Stock | 37,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-015651 · form4-06042025_100628.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,399 F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made. Read SEC document |
| May 27, 2025 Filed May 29, 2025 01:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,059 | $96.97 | $393,601.23 |
DisclosureSEC source: 0001415889-25-014773 · form4-05292025_010510.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,445 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 81,913 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 07, 2025 Filed May 9, 2025 22:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $88.24 | $96,887.52 |
DisclosureSEC source: 0001415889-25-012588 · form4-05092025_100502.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,504 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 89,622 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 21, 2025 Filed Apr 23, 2025 22:48 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 7,957 | $97.09 | $772,545.13 |
DisclosureSEC source: 0001415889-25-011238 · form4-04232025_100424.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,602 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2024. F2 · balance_after: Includes 91,706 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 00:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 4,059 | $97.09 | $394,088.31 |
DisclosureSEC source: 0001415889-25-009796 · form4-04032025_120459.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,559 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F4 · balance_after: Includes 106,819 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 31, 2025 Filed Apr 3, 2025 00:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $98.42 | $108,065.16 |
DisclosureSEC source: 0001415889-25-009796 · form4-04032025_120459.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,618 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 114,528 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 23:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 7,468 | $96.60 | $721,408.80 |
DisclosureSEC source: 0001415889-25-009126 · form4-03272025_110300.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,716 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. F2 · balance_after: Includes 116,612 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 23:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,971 | $107.61 | $212,099.31 |
DisclosureSEC source: 0001415889-25-009126 · form4-03272025_110300.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,184 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 116,612 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,013 | $102.19 | $205,708.47 |
DisclosureSEC source: 0001415889-25-008252 · form4-03172025_110350.xml · nonDerivative · entry 5 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,155 F9 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. F10 · balance_after: Includes 121,822 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 24,102 | $0.00 Strike: $96.60 | $0.00 |
DisclosureSEC source: 0001415889-25-008252 · form4-03172025_110350.xml · derivative · entry 11 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,102 Underlying: Common Stock · 24,102 shares Expires 2035-03-13 F11 · derivative.exercise_date: This option was granted on March 13, 2025 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 39,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008252 · form4-03172025_110350.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,168 F7 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date F8 · balance_after: Includes 127,140 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 15,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008252 · form4-03172025_110350.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,572 F5 · shares: Represents shares of common stock underlying an award of restricted stock units previously granted by the Issuer on April 1, 2024 pursuant to the Reporting Person's election to receive a portion of his annual bonus for 2024 in the form of restricted stock units rather than cash (the "Bonus Election"). The Compensation Committee determined on March 13, 2025 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2024 executive bonus plan and the number of shares of common stock earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. F6 · balance_after: Includes 87,544 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 14,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008252 · form4-03172025_110350.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,459 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 14, 2024, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on March 13, 2025 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 100% of the number of shares of common stock reported herein were vested and delivered on March 13, 2025. F4 · balance_after: Includes 86,614 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:28 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 15,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008252 · form4-03172025_110350.xml · nonDerivative · entry 1 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,276 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee of the Issuer's Board of Directors ("Compensation Committee") determined on March 13, 2025 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein will vest and be delivered in May 2025 and the remaining 50% will vest and be delivered in February 2026. F2 · balance_after: Includes 72,431 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 01:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 549 | $151.16 | $82,986.84 |
DisclosureSEC source: 0001415889-25-000250 · form4-01032025_010119.xml · nonDerivative · entry 4 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,858 F7 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F8 · balance_after: Includes 57,013 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 30, 2024 Filed Jan 3, 2025 01:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 8,416 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-25-000250 · form4-01032025_010119.xml · derivative · entry 10 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,848 Underlying: Common Stock · 8,416 shares Expires 2032-03-24 F9 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F10 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in March 2025. 50% of the portion of the option reported herein will vest and become exercisable in December 2025. Read SEC document |
| December 30, 2024 Filed Jan 3, 2025 01:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 4,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000250 · form4-01032025_010119.xml · nonDerivative · entry 3 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,407 F5 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2025, and the remaining 50% will vest and be delivered in December 2025. F6 · balance_after: Includes 58,055 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 20, 2024 Filed Jan 3, 2025 01:38 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,098 | $145.14 | $159,363.72 |
DisclosureSEC source: 0001415889-25-000250 · form4-01032025_010119.xml · nonDerivative · entry 2 Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,239 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F4 · balance_after: Includes 53,887 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.