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BCSF

Bain Capital Specialty Finance, Inc.

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5138
SEC CIK
0001655050
Parsed reports
113

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 3, 2026 17:37 UTC
Rusnak-Carlson SabrinaGeneral Counsel
PurchaseCommon Stock 2,300 $12.55 $28,865.00
Disclosure

SEC source: 0001669006-26-000001 · primary_doc.xml · nonDerivative · entry 1

Rusnak-Carlson Sabrina · CIK 0001669006 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,560

Read SEC document
March 17, 2025 Filed Mar 17, 2025 18:48 UTC PurchaseCommon Stock 1,530 $16.43 $25,137.90
Disclosure

SEC source: 0001451084-25-000001 · primary_doc.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,834.77

Read SEC document
August 10, 2022 Filed Aug 10, 2022 20:19 UTC PurchaseCommon Stock 3,400 $14.59 $49,606.00
Disclosure

SEC source: 0001415889-22-008462 · form4-08102022_010855.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,784.17

Read SEC document
March 25, 2022 Filed Mar 25, 2022 20:59 UTC PurchaseCommon Stock 6,271.91 $15.94 $99,974.25
Disclosure

SEC source: 0001179110-22-002414 · edgar.xml · nonDerivative · entry 1

Hough Thomas A. · CIK 0001679762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,679.59

Read SEC document
March 03, 2022 Filed Mar 4, 2022 18:48 UTC PurchaseCommon Stock 3,090.02 $16.18 $49,996.52
Disclosure

SEC source: 0001104659-22-030504 · tm228457-1_4seq1.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792.43

Read SEC document
February 25, 2022 Filed Feb 25, 2022 21:12 UTC
Butte AmyDirector
PurchaseCommon Stock 1,300 $15.86 $20,618.00
Disclosure

SEC source: 0001179110-22-001659 · edgar.xml · nonDerivative · entry 1

Butte Amy · CIK 0001354540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213

Read SEC document
May 11, 2021 Filed May 11, 2021 20:13 UTC PurchaseCommon Stock 1,563 $15.90 $24,851.70
Disclosure

SEC source: 0001179110-21-005166 · edgar.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,087.49

Read SEC document
December 03, 2020 Filed Dec 3, 2020 21:29 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 4,000 $12.52 $50,080.00
Disclosure

SEC source: 0001179110-20-011610 · edgar.xml · nonDerivative · entry 1

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,995.23

F1 · price: These shares were acquired in multiple transactions at prices ranging from $12.51 to $12.53, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 20:48 UTC PurchaseCommon Stock 18,204 $12.50 $227,550.00
Disclosure

SEC source: 0001179110-20-011586 · edgar.xml · nonDerivative · entry 1

Hawkins Jeffrey B. · CIK 0001679754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000.58

F1 · price: These shares were acquired in multiple transactions at prices ranging from $12.19 to $12.62, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 19, 2020 Filed Aug 19, 2020 21:30 UTC
Dornaus Sally FChief Financial Officer
PurchaseCommon Stock 2,500 $10.43 $26,075.00
Disclosure

SEC source: 0001179110-20-009173 · edgar.xml · nonDerivative · entry 1

Dornaus Sally F · CIK 0001682175 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
June 23, 2020 Filed Jun 25, 2020 18:33 UTC OtherCommon Stock 596 $10.22 $6,091.12
Disclosure

SEC source: 0001179110-20-007759 · edgar.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367

F1 · date: The reporting person's allocation was confirmed by the broker on June 23, 2020.

F2 · shares: Reflects additional shares of Common Stock acquired by the reporting person in connection with the Issuer's rights offering pursuant to the over-subscription privilege.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 22:04 UTC OtherCommon Stock 876.83 $10.22 $8,961.20
Disclosure

SEC source: 0001179110-20-007561 · edgar.xml · nonDerivative · entry 1

Hough Thomas A. · CIK 0001679762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500.02

F1 · shares: Reflects additional shares of Common Stock acquired by the reporting person in connection with the Issuer's rights offering pursuant to the over-subscription privilege.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 16:59 UTC OtherCommon Stock 952,118 $10.22 $9,730,645.96
Disclosure

SEC source: 0001179110-20-007500 · edgar.xml · nonDerivative · entry 1

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,822,432.67

F1 · shares: Reflects additional shares of Common Stock acquired by Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings") and Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings") in connection with the Issuer's rights offering pursuant to the over-subscription privilege.

F2 · ownership.nature: Following the transactions described herein, shares of Common Stock are directly held by the following entities: (a) 9,914,820.48 by F Holdings, whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (b) 1,907,612.19 by MRF Holdings and together with F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of F Holdings GP and MRF Holdings GP.

F3 · ownership.nature: BCCM may be deemed to share beneficial ownership of all 11,822,432.67 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 19:40 UTC
Boyle Michael JohnVice President and Treasurer
Exercise / conversionSubscription Rights · Derivative 19,201 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007113 · edgar.xml · derivative · entry 2

Boyle Michael John · CIK 0001731549 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,799 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 19:40 UTC
Boyle Michael JohnVice President and Treasurer
Exercise / conversionCommon Stock 4,799 $10.22 $49,045.78
Disclosure

SEC source: 0001179110-20-007113 · edgar.xml · nonDerivative · entry 1

Boyle Michael John · CIK 0001731549 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,542.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:28 UTC OtherSubscription Rights · Derivative 8,696,252 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007104 · edgar.xml · derivative · entry 2

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,174,062 shares

Expires 2020-06-05

F3 · ownership.nature: Following the transactions described herein, shares of Common Stock are directly held by the following entities: (a) 9,116,331.48 by F Holdings, whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (b) 1,753,983,19 by MRF Holdings and together with F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of F Holdings GP and MRF Holdings GP.

F4 · ownership.nature: BCCM may be deemed to share beneficial ownership of all 10,870,314.67 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:28 UTC OtherCommon Stock 2,174,062 $10.22 $22,218,913.64
Disclosure

SEC source: 0001179110-20-007104 · edgar.xml · nonDerivative · entry 1

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,870,314.67

F1 · shares: On June 5, 2020, Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings") and Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings") each exercised in full its primary subscription rights (every 4 subscription rights entitling it to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, each of F Holdings and MRF Holdings has also exercised its over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

F3 · ownership.nature: Following the transactions described herein, shares of Common Stock are directly held by the following entities: (a) 9,116,331.48 by F Holdings, whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (b) 1,753,983,19 by MRF Holdings and together with F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of F Holdings GP and MRF Holdings GP.

F4 · ownership.nature: BCCM may be deemed to share beneficial ownership of all 10,870,314.67 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:58 UTC Amendment Exercise / conversionSubscription Rights · Derivative 5,417 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007105 · edgar.xml · derivative · entry 2

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,354 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Updated to reflect that subscription rights were disposed of as a result of the exercise rather than acquired, as incorrectly reflected in the Form 4 filed on June 8, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:58 UTC Amendment Exercise / conversionCommon Stock 1,354 $10.22 $13,837.88
Disclosure

SEC source: 0001179110-20-007105 · edgar.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full her primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised her over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:43 UTC Exercise / conversionSubscription Rights · Derivative 5,417 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007091 · edgar.xml · derivative · entry 2

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,354 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:43 UTC Exercise / conversionCommon Stock 1,354 $10.22 $13,837.88
Disclosure

SEC source: 0001179110-20-007091 · edgar.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full her primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised her over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:55 UTC
MARGOLIS JAYDirector
Exercise / conversionSubscription Rights · Derivative 23,085 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007101 · edgar.xml · derivative · entry 2

MARGOLIS JAY · CIK 0001194821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,771 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:55 UTC
MARGOLIS JAYDirector
Exercise / conversionCommon Stock 5,771 $10.22 $58,979.62
Disclosure

SEC source: 0001179110-20-007101 · edgar.xml · nonDerivative · entry 1

MARGOLIS JAY · CIK 0001194821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,856.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:08 UTC
Butte AmyDirector
Exercise / conversionSubscription Rights · Derivative 2,800 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007107 · edgar.xml · derivative · entry 2

Butte Amy · CIK 0001354540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:08 UTC
Butte AmyDirector
Exercise / conversionCommon Stock 700 $10.22 $7,154.00
Disclosure

SEC source: 0001179110-20-007107 · edgar.xml · nonDerivative · entry 1

Butte Amy · CIK 0001354540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full her primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:18 UTC
Ewald Michael ADirector · President and CEO
Exercise / conversionSubscription Rights · Derivative 42,132 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007108 · edgar.xml · derivative · entry 4

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,533 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:18 UTC
Ewald Michael ADirector · President and CEO
Exercise / conversionSubscription Rights · Derivative 39,231 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007108 · edgar.xml · derivative · entry 3

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Michael A. Ewald 2010 Irrevocable Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 9,807 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:18 UTC
Ewald Michael ADirector · President and CEO
Exercise / conversionCommon Stock 10,533 $10.22 $107,647.26
Disclosure

SEC source: 0001179110-20-007108 · edgar.xml · nonDerivative · entry 2

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,995.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:18 UTC
Ewald Michael ADirector · President and CEO
Exercise / conversionCommon Stock 9,807 $10.22 $100,227.54
Disclosure

SEC source: 0001179110-20-007108 · edgar.xml · nonDerivative · entry 1

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Michael A. Ewald 2010 Irrevocable Family Trust

Disclosed balance after: 49,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:10 UTC Exercise / conversionSubscription Rights · Derivative 15,699 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007102 · edgar.xml · derivative · entry 2

Hough Thomas A. · CIK 0001679762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,924 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:10 UTC Exercise / conversionCommon Stock 3,924 $10.22 $40,103.28
Disclosure

SEC source: 0001179110-20-007102 · edgar.xml · nonDerivative · entry 1

Hough Thomas A. · CIK 0001679762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,623.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

F3 · balance_after: Prior to the transaction, the reporting person held 15,699.19 shares of Common Stock. The Form 4 filed by the reporting person on March 2, 2020 erroneously reflected that the reporting person held 16,590.19 shares of Common Stock.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:27 UTC Exercise / conversionSubscription Rights · Derivative 65,437 $0.00 Strike: $10.22 $0.00
Disclosure

SEC source: 0001179110-20-007103 · edgar.xml · derivative · entry 2

Hawkins Jeffrey B. · CIK 0001679754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,359 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:27 UTC Exercise / conversionCommon Stock 16,359 $10.22 $167,188.98
Disclosure

SEC source: 0001179110-20-007103 · edgar.xml · nonDerivative · entry 1

Hawkins Jeffrey B. · CIK 0001679754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,796.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.

F2 · shares: Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 13:03 UTC PurchaseCommon Stock 16,650 $14.91 $248,251.50
Disclosure

SEC source: 0001179110-20-003615 · edgar.xml · nonDerivative · entry 1

Hawkins Jeffrey B. · CIK 0001679754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,437.57

F1 · price: These shares were acquired in multiple transactions at prices ranging from $14.33 to $15.00, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 20:38 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 6,000 $16.69 $100,140.00
Disclosure

SEC source: 0001179110-20-003479 · edgar.xml · nonDerivative · entry 2

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769.23

F2 · price: These shares were acquired in multiple transactions at prices ranging from $16.65 to $16.70, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 20:38 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 3,000 $16.69 $50,070.00
Disclosure

SEC source: 0001179110-20-003479 · edgar.xml · nonDerivative · entry 1

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Michael A. Ewald 2010 Irrevocable Family Trust

Disclosed balance after: 37,655

F1 · price: These shares were acquired in multiple transactions at prices ranging from $16.65 to $16.70, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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March 10, 2020 Filed Mar 10, 2020 20:35 UTC PurchaseCommon Stock 14,500 $17.16 $248,820.00
Disclosure

SEC source: 0001179110-20-003401 · edgar.xml · nonDerivative · entry 1

Hawkins Jeffrey B. · CIK 0001679754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,787.57

F1 · price: These shares were acquired in multiple transactions at prices ranging from $17.02 to $17.29, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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March 10, 2020 Filed Mar 10, 2020 20:30 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 12,000 $17.12 $205,440.00
Disclosure

SEC source: 0001179110-20-003400 · edgar.xml · nonDerivative · entry 2

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,769.23

F2 · price: These shares were acquired in multiple transactions at prices ranging from $17.04 to $17.26, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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March 10, 2020 Filed Mar 10, 2020 20:30 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 6,000 $17.14 $102,840.00
Disclosure

SEC source: 0001179110-20-003400 · edgar.xml · nonDerivative · entry 1

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Michael A. Ewald 2010 Irrevocable Family Trust

Disclosed balance after: 34,655

F1 · price: These shares were acquired in multiple transactions at prices ranging from $17.05 to $17.26, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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March 03, 2020 Filed Mar 3, 2020 16:55 UTC
MARGOLIS JAYDirector
PurchaseCommon Stock 6,000 $19.39 $116,340.00
Disclosure

SEC source: 0001179110-20-002859 · edgar.xml · nonDerivative · entry 1

MARGOLIS JAY · CIK 0001194821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,085.49

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March 02, 2020 Filed Mar 2, 2020 21:16 UTC PurchaseCommon Stock 8,009.02 $18.74 $150,089.03
Disclosure

SEC source: 0001179110-20-002690 · edgar.xml · nonDerivative · entry 1

Hough Thomas A. · CIK 0001679762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,590.19

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November 12, 2019 Filed Nov 12, 2019 22:02 UTC
Butte AmyDirector
PurchaseCommon Stock 2,800 $18.99 $53,172.00
Disclosure

SEC source: 0001179110-19-011626 · edgar.xml · nonDerivative · entry 1

Butte Amy · CIK 0001354540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

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August 28, 2019 Filed Aug 28, 2019 20:17 UTC PurchaseCommon Stock 5,417 $18.46 $99,997.82
Disclosure

SEC source: 0001179110-19-009902 · edgar.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417

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August 27, 2019 Filed Aug 29, 2019 16:16 UTC
Boyle Michael JohnVice President and Treasurer
PurchaseCommon Stock 4,150 $18.34 $76,111.00
Disclosure

SEC source: 0001179110-19-009931 · edgar.xml · nonDerivative · entry 1

Boyle Michael John · CIK 0001731549 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,620.43

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August 22, 2019 Filed Aug 22, 2019 20:09 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 12,875 $18.33 $235,998.75
Disclosure

SEC source: 0001179110-19-009778 · edgar.xml · nonDerivative · entry 2

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Michael A. Ewald 2010 Irrevocable Family Trust

Disclosed balance after: 27,483

F2 · price: These shares were acquired in multiple transactions at prices ranging from $18.130 to $18.500, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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August 21, 2019 Filed Aug 22, 2019 20:09 UTC
Ewald Michael ADirector · President and CEO
PurchaseCommon Stock 14,608 $18.11 $264,550.88
Disclosure

SEC source: 0001179110-19-009778 · edgar.xml · nonDerivative · entry 1

Ewald Michael A · CIK 0001678730 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Michael A. Ewald 2010 Irrevocable Family Trust

Disclosed balance after: 14,608

F1 · price: These shares were acquired in multiple transactions at prices ranging from $18.070 to $18.170, inclusive. The purchase price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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July 23, 2019 Filed Jul 24, 2019 17:06 UTC OtherCommon Stock 1,731,234.83 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015135 · doc1.xml · nonDerivative · entry 1

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,696,252.67

F1 · kind: Distribution on July 23, 2019 of 1,731,234.83 shares of the Issuer's common stock ("Common Stock") by BCSF Holdings, LP ("BCSF Holdings"), for no consideration, to one of its limited partners.

F2 · ownership.nature: As of July 24, 2019, shares of Common Stock are directly held by the following entities: (a) 7,293,065.48 by Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings"), whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (b) 1,403,187.19 by Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings" and together with BCSF Holdings and F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). As of July 23, 2019, BCSF Holdings, whose general partner is BCSF Holdings Investors, L.P. ("BCSF Holdings GP"), ceased to be the record owner of any shares of the Issuer's Common Stock. Bain Capital Credit Member, LLC ("BCCM") is the general partner of BCSF Holdings GP, F Holdings GP and MRF Holdings GP.

F3 · ownership.nature: As of July 24, 2019, BCCM may be deemed to share beneficial ownership of all 8,696,252.67 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

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May 16, 2019 Filed May 16, 2019 16:41 UTC
BAIN CAPITAL CREDIT MEMBER, LLC10% owner · See Footnote (1)
BCSF Holdings, L.P.See Footnote (1)
OtherCommon Stock 182,818.4 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011434 · doc1.xml · nonDerivative · entry 3

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner · See Footnote (1)

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

BCSF Holdings, L.P. · CIK 0001683647 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,427,487.5

F1 · kind: Distributions on May 14, May 15, and May 16, 2019 of 6,544,098.85, 2,176,110.71, and 182,818.40 shares of the Issuer's common stock ("Common Stock"), respectively, by BCSF Holdings, LP ("BCSF Holdings"), in all instances for no consideration, to certain of its limited partners. As of May 14, 2019, BCSF Holdings ceased to be the record owner of more than 10% of the Issuer's Common Stock.

F2 · ownership.nature: As of May 16, 2019, shares of Common Stock are directly held by the following entities: (a) 1,713,234.83 by BCSF Holdings, whose general partner is BCSF Holdings Investors, L.P. ("BCSF Holdings GP"), (b) 7,293,065.48 by Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings"), whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (c) 1,403,187.19 by Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings" and together with BCSF Holdings and F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of BCSF Holdings GP, F Holdings GP and MRF Holdings GP.

F3 · ownership.nature: As of May 16, 2019, BCCM may be deemed to share beneficial ownership of all 10,427,487.50 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

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May 15, 2019 Filed May 16, 2019 16:41 UTC
BAIN CAPITAL CREDIT MEMBER, LLC10% owner · See Footnote (1)
BCSF Holdings, L.P.See Footnote (1)
OtherCommon Stock 2,176,110.71 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011434 · doc1.xml · nonDerivative · entry 2

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner · See Footnote (1)

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

BCSF Holdings, L.P. · CIK 0001683647 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,610,305.9

F1 · kind: Distributions on May 14, May 15, and May 16, 2019 of 6,544,098.85, 2,176,110.71, and 182,818.40 shares of the Issuer's common stock ("Common Stock"), respectively, by BCSF Holdings, LP ("BCSF Holdings"), in all instances for no consideration, to certain of its limited partners. As of May 14, 2019, BCSF Holdings ceased to be the record owner of more than 10% of the Issuer's Common Stock.

F2 · ownership.nature: As of May 16, 2019, shares of Common Stock are directly held by the following entities: (a) 1,713,234.83 by BCSF Holdings, whose general partner is BCSF Holdings Investors, L.P. ("BCSF Holdings GP"), (b) 7,293,065.48 by Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings"), whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (c) 1,403,187.19 by Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings" and together with BCSF Holdings and F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of BCSF Holdings GP, F Holdings GP and MRF Holdings GP.

F3 · ownership.nature: As of May 16, 2019, BCCM may be deemed to share beneficial ownership of all 10,427,487.50 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

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May 14, 2019 Filed May 16, 2019 16:41 UTC
BAIN CAPITAL CREDIT MEMBER, LLC10% owner · See Footnote (1)
BCSF Holdings, L.P.See Footnote (1)
OtherCommon Stock 6,544,098.85 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011434 · doc1.xml · nonDerivative · entry 1

BAIN CAPITAL CREDIT MEMBER, LLC · CIK 0001309111 · 10% owner · See Footnote (1)

Bain Capital Distressed & Special Situations 2016 (F), L.P. · CIK 0001651587 · 10% owner

BCSF Holdings, L.P. · CIK 0001683647 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,786,416.61

F1 · kind: Distributions on May 14, May 15, and May 16, 2019 of 6,544,098.85, 2,176,110.71, and 182,818.40 shares of the Issuer's common stock ("Common Stock"), respectively, by BCSF Holdings, LP ("BCSF Holdings"), in all instances for no consideration, to certain of its limited partners. As of May 14, 2019, BCSF Holdings ceased to be the record owner of more than 10% of the Issuer's Common Stock.

F2 · ownership.nature: As of May 16, 2019, shares of Common Stock are directly held by the following entities: (a) 1,713,234.83 by BCSF Holdings, whose general partner is BCSF Holdings Investors, L.P. ("BCSF Holdings GP"), (b) 7,293,065.48 by Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings"), whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (c) 1,403,187.19 by Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings" and together with BCSF Holdings and F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of BCSF Holdings GP, F Holdings GP and MRF Holdings GP.

F3 · ownership.nature: As of May 16, 2019, BCCM may be deemed to share beneficial ownership of all 10,427,487.50 shares of Common Stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.