Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | EVP - Chief Risk Officer | September 25, 2026 | September 29, 2026 |
| Principal Private Credit FundN/A · Entity 53435 | Director of PGI | April 16, 2024 | April 25, 2024 |
| Principal Real Asset FundN/A · Entity 9033 | Director - PGI | December 17, 2020 | October 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,141 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 71 · Balance 41,141 F1: Grant of restricted stock units. F2: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
This filing explicitly reported no securities owned.
Principal Real Asset Fund
Report date December 17, 2020 · Filed October 12, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2021 Filed Dec 23, 2021 19:14 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000243 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,051 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000206 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,907 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000173 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,754 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000131 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,209 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,655 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000110 · edgar.xml · derivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,655 Underlying: Common Stock · 16,655 shares Expires 2031-03-05 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,224 | $56.58 | $125,833.92 |
DisclosureSEC source: 0001126328-21-000110 · edgar.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,087 F3 · price: Grant of restricted stock units F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 2,650 | $56.58 | $149,937.00 |
DisclosureSEC source: 0001126328-21-000110 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,863 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000234 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,513 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.