organization · Reporting owner
Calamos Advisors LLC
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALAMOS CONVERTIBLE & HIGH INCOME FUNDCHY · Entity 4947 | Investment Advisor | January 23, 2017 | January 25, 2017 |
| CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUNDCHI · Entity 4954 | Investment Advisor | January 23, 2017 | January 25, 2017 |
| CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 1296 | Investment Advisor | January 23, 2017 | January 25, 2017 |
| Calamos Aksia Hedged Strategies FundN/A · Entity 19330 | 10% owner | June 29, 2026 | July 01, 2026 |
| Calamos Dynamic Convertible & Income FundCCD · Entity 417 | Investment Adviser | July 22, 2019 | July 24, 2019 |
| Calamos Long/Short Equity & Dynamic Income TrustCPZ · Entity 6094 | Investment Adviser | November 25, 2019 | November 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALAMOS CONVERTIBLE & HIGH INCOME FUND
Report date January 23, 2017 · Filed January 25, 2017
Jointly reported with CALAMOS JOHN P SR
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Calamos Advisors LLC | 0 |
Last balance in matching sequence
After 2017-01-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-01-23 · Sale · Disposed 20,636 · Balance 23,727 F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Row 2 · 2017-01-24 · Sale · Disposed 23,727 · Balance 0 F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. |
| Common StockSEC Table I · non-derivative | IndirectBy John Calamos Sr. Trust | 183,317.41 |
Reported balance
Holding disclosure · report date 2017-01-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 183,317.41 |
Filing footnotes · ownership attribution and instrument terms
F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
Report date January 23, 2017 · Filed January 25, 2017
Jointly reported with CALAMOS JOHN P SR
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Calamos Advisors LLC | 0 |
Reported balance
After 2017-01-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-01-23 · Sale · Disposed 25,737 · Balance 0 F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. |
| Common StockSEC Table I · non-derivative | IndirectBy John Calamos Sr. Trust | 22,915.73 |
Reported balance
Holding disclosure · report date 2017-01-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 22,915.73 |
Filing footnotes · ownership attribution and instrument terms
F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
CALAMOS STRATEGIC TOTAL RETURN FUND
Report date January 23, 2017 · Filed January 25, 2017
Jointly reported with CALAMOS JOHN P SR
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Calamos Advisors LLC | 0 |
Reported balance
After 2017-01-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-01-23 · Sale · Disposed 38,862 · Balance 0 F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS STRATEGIC TOTAL RETURN FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. |
| Common StockSEC Table I · non-derivative | IndirectBy John Calamos Sr. Trust | 220,449.61 |
Reported balance
Holding disclosure · report date 2017-01-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 220,449.61 |
| Common StockSEC Table I · non-derivative | IndirectBy J&L Capital LLC | 45,800 |
Reported balance
Holding disclosure · report date 2017-01-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 45,800 |
Filing footnotes · ownership attribution and instrument terms
F1: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS STRATEGIC TOTAL RETURN FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
Calamos Aksia Hedged Strategies Fund
Report date June 29, 2026 · Filed July 01, 2026
Jointly reported with CALAMOS JOHN P SR, Calamos Investments LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-29 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-29 · Other · Disposed 938,955.955 · Balance 0 F1: The transactions reported reflect an in-kind distribution of 938,955.955 Class I Common stock of the issuer from Calamos Investments LLC to Calamos Family Partners, Inc. F3: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4: Shares held directly by Calamos Investments LLC. |
| Class I Common StockSEC Table I · non-derivative | Direct | 11,888.571 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,888.571 F2: Balance includes shares acquired through dividend reinvestment on 12/15/2025. F3: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F5: Shares held directly by Calamos Advisors LLC. |
| Class I Common StockSEC Table I · non-derivative | IndirectIndirect through Calamos Family Partners, Inc. | 938,955.955 |
Reported balance
After 2026-06-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-06-29 · Other · Acquired 938,955.955 · Balance 938,955.955 F1: The transactions reported reflect an in-kind distribution of 938,955.955 Class I Common stock of the issuer from Calamos Investments LLC to Calamos Family Partners, Inc. F2: Balance includes shares acquired through dividend reinvestment on 12/15/2025. |
| Class A Common StockSEC Table I · non-derivative | Direct | 3,046.308 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,046.308 F2: Balance includes shares acquired through dividend reinvestment on 12/15/2025. F3: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4: Shares held directly by Calamos Investments LLC. |
| Class C Common StockSEC Table I · non-derivative | Direct | 3,040.58 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,040.58 F2: Balance includes shares acquired through dividend reinvestment on 12/15/2025. F3: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4: Shares held directly by Calamos Investments LLC. |
| Class M Common StockSEC Table I · non-derivative | Direct | 3,042.514 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,042.514 F2: Balance includes shares acquired through dividend reinvestment on 12/15/2025. F3: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4: Shares held directly by Calamos Investments LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported reflect an in-kind distribution of 938,955.955 Class I Common stock of the issuer from Calamos Investments LLC to Calamos Family Partners, Inc.
F2: Balance includes shares acquired through dividend reinvestment on 12/15/2025.
F3: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein.
F4: Shares held directly by Calamos Investments LLC.
F5: Shares held directly by Calamos Advisors LLC.
Calamos Dynamic Convertible & Income Fund
Report date July 22, 2019 · Filed July 24, 2019
Jointly reported with CALAMOS JOHN P SR
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Calamos Advisors LLC | 0 |
Last balance in matching sequence
After 2019-07-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-07-22 · Sale · Disposed 0.5513 · Balance 0.3966 F1: THE FRACTIONAL SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNT OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL); CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Row 2 · 2019-07-24 · Sale · Disposed 0.3966 · Balance 0 F1: THE FRACTIONAL SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNT OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL); CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. |
| Common StockSEC Table I · non-derivative | IndirectBy Calamos Family Partners, Inc. | 1,113,376 |
Reported balance
Holding disclosure · report date 2019-07-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,113,376 |
Filing footnotes · ownership attribution and instrument terms
F1: THE FRACTIONAL SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNT OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL); CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
Calamos Long/Short Equity & Dynamic Income Trust
Report date November 25, 2019 · Filed November 25, 2019
Jointly reported with CALAMOS JOHN P SR
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Calamos Advisors LLC | 7,194.24 |
Reported balance
Holding disclosure · report date 2019-11-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,194.24 F1: THE SHARES DENOTED AS BENEFICIALLY OWNED IN THIS FORM 3 ARE NOT DIRECTLY HELD FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE SHARES WERE PURCHASED BY CALAMOS ADVISORS LLC (CAL) PRIOR TO EFFECTIVENESS OF THE CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST'S REGISTRATION STATEMENT. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 3 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. |
Filing footnotes · ownership attribution and instrument terms
F1: THE SHARES DENOTED AS BENEFICIALLY OWNED IN THIS FORM 3 ARE NOT DIRECTLY HELD FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE SHARES WERE PURCHASED BY CALAMOS ADVISORS LLC (CAL) PRIOR TO EFFECTIVENESS OF THE CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST'S REGISTRATION STATEMENT. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 3 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2026 Filed Jul 1, 2026 21:21 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | OtherClass I Common Stock | 938,955.955 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-26-000011 · primary_doc.xml · nonDerivative · entry 2 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Indirect through Calamos Family Partners, Inc. Disclosed balance after: 938,955.955 F1 · kind: The transactions reported reflect an in-kind distribution of 938,955.955 Class I Common stock of the issuer from Calamos Investments LLC to Calamos Family Partners, Inc. F2 · balance_after: Balance includes shares acquired through dividend reinvestment on 12/15/2025. Read SEC document |
| June 29, 2026 Filed Jul 1, 2026 21:21 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | OtherClass I Common Stock | 938,955.955 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-26-000011 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported reflect an in-kind distribution of 938,955.955 Class I Common stock of the issuer from Calamos Investments LLC to Calamos Family Partners, Inc. F3 · ownership.direct: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4 · ownership.direct: Shares held directly by Calamos Investments LLC. Read SEC document |
| October 02, 2025 Filed Mar 12, 2026 20:51 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | PurchaseClass I Common Stock | 497.804 | $10.14 | $5,047.73 |
DisclosureSEC source: 0001248580-26-000004 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Calamos Advisors LLC Disclosed balance after: 11,700.494 Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:15 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | OtherClass I Common Stock | 11,202.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-25-000006 · form4-10022025_101004.xml · nonDerivative · entry 6 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,202.69 F6 · shares: Acquisition of issuer securities via a pro rata distribution of portfolio securities by a limited partnership of which Calamos Advisors LLC is a limited partner. F3 · ownership.nature: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F7 · ownership.nature: Shares held directly by Calamos Advisors LLC. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:15 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | OtherClass I Common Stock | 923,101.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-25-000006 · form4-10022025_101004.xml · nonDerivative · entry 5 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 924,101.64 F5 · shares: Acquisition of issuer securities via a pro rata distribution of portfolio securities by a limited partnership of which Calamos Investments LLC is a limited partner. F3 · ownership.nature: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4 · ownership.nature: Shares held directly by Calamos Investments LLC. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:15 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | GrantClass M Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-25-000006 · form4-10022025_101004.xml · nonDerivative · entry 4 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Calamos Investments LLC exchanged 9,000 shares of Class I Common Stock for 3,000 shares of Class A Common Stock, 3,000 shares of Class C Common Stock, and 3,000 shares of Class M Common Stock for no additional consideration. F3 · ownership.nature: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4 · ownership.nature: Shares held directly by Calamos Investments LLC. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:15 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | GrantClass C Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-25-000006 · form4-10022025_101004.xml · nonDerivative · entry 3 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Calamos Investments LLC exchanged 9,000 shares of Class I Common Stock for 3,000 shares of Class A Common Stock, 3,000 shares of Class C Common Stock, and 3,000 shares of Class M Common Stock for no additional consideration. F3 · ownership.nature: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4 · ownership.nature: Shares held directly by Calamos Investments LLC. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:15 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | GrantClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-25-000006 · form4-10022025_101004.xml · nonDerivative · entry 2 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Calamos Investments LLC exchanged 9,000 shares of Class I Common Stock for 3,000 shares of Class A Common Stock, 3,000 shares of Class C Common Stock, and 3,000 shares of Class M Common Stock for no additional consideration. F3 · ownership.nature: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. F4 · ownership.nature: Shares held directly by Calamos Investments LLC. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:15 UTC | Calamos Aksia Hedged Strategies Fund N/A · Entity 19330 | Disposition to issuerClass I Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001248580-25-000006 · form4-10022025_101004.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Global CIO · 10% owner Calamos Investments LLC · CIK 0001536407 · 10% owner Calamos Advisors LLC · CIK 0001316507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Calamos Investments LLC exchanged 9,000 shares of Class I Common Stock for 3,000 shares of Class A Common Stock, 3,000 shares of Class C Common Stock, and 3,000 shares of Class M Common Stock for no additional consideration. F2 · ownership.nature: Shares held directly by Calamos Investments LLC, previously reported as indirectly owned by John P. Calamos, Sr. F3 · ownership.nature: John P. Calamos, Sr., Calamos Investments LLC, and Calamos Advisors LLC are members of a "group" for purposes of Section 13(d) of the Exchange Act. Mr. Calamos is the founder, chairman, and Global Chief Investment Officer of Calamos Investments LLC and Calamos Advisors LLC. Calamos Investments LLC is the sole member and manager of Calamos Advisors LLC. Each reporting person disclaims beneficial ownership of the shares held by the other group members, except to the extent of their respective pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 20:33 UTC | Calamos Dynamic Convertible & Income Fund CCD · Entity 417 | SaleCommon Stock | 0.3966 | $20.98 | $8.32 |
DisclosureSEC source: 0001248580-19-000004 · primary_doc.xml · nonDerivative · entry 2 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Chairman Calamos Advisors LLC · CIK 0001316507 · Investment Adviser Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 0 F1 · security: THE FRACTIONAL SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNT OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL); CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:33 UTC | Calamos Dynamic Convertible & Income Fund CCD · Entity 417 | SaleCommon Stock | 0.5513 | $20.96 | $11.56 |
DisclosureSEC source: 0001248580-19-000004 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Chairman Calamos Advisors LLC · CIK 0001316507 · Investment Adviser Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 0.3966 F1 · security: THE FRACTIONAL SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNT OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL); CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:50 UTC | Calamos Dynamic Convertible & Income Fund CCD · Entity 417 | OtherCommon Stock | 77,581.1531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248580-19-000002 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Chairman Calamos Advisors LLC · CIK 0001316507 · Investment Adviser Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Family Partners, Inc. Disclosed balance after: 1,113,376 F1 · kind: On July 1, 2019, an aggregate 1,113,376 shares of the Issuer (the "Shares") which the Reporting Person previously reported as indirectly beneficially owned through Calamos Advisors LLC ("CAL") were distributed from CAL to CAL's parent, Calamos Investments LLC ("CILLC") and, ultimately, to Calamos Family Partners, Inc. ("CFP"), of which John P. Calamos, Sr. owns a controlling interest. The distribution of the Shares to CFP resulted in an increase in the Reporting Person's pecuniary interest in the Shares now held by CFP, which the Reporting Person reports in the aggregate. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein. F1 · price: On July 1, 2019, an aggregate 1,113,376 shares of the Issuer (the "Shares") which the Reporting Person previously reported as indirectly beneficially owned through Calamos Advisors LLC ("CAL") were distributed from CAL to CAL's parent, Calamos Investments LLC ("CILLC") and, ultimately, to Calamos Family Partners, Inc. ("CFP"), of which John P. Calamos, Sr. owns a controlling interest. The distribution of the Shares to CFP resulted in an increase in the Reporting Person's pecuniary interest in the Shares now held by CFP, which the Reporting Person reports in the aggregate. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein. F2 · balance_after: Total includes 36,984.358 common shares received as a result of monthly dividend reinvestments. The average price of dividend reinvestment shares was $17.45. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 22:28 UTC | CALAMOS CONVERTIBLE & HIGH INCOME FUND CHY · Entity 4947 | SaleCommon Stock | 23,727 | $10.91 | $258,935.12 |
DisclosureSEC source: 0001316507-17-000002 · primary_doc.xml · nonDerivative · entry 2 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Global CIO Calamos Advisors LLC · CIK 0001316507 · Investment Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 0 F1 · security: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:37 UTC | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI · Entity 4954 | SaleCommon Stock | 25,737 | $10.47 | $269,548.75 |
DisclosureSEC source: 0001316507-17-000003 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Global CIO Calamos Advisors LLC · CIK 0001316507 · Investment Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 0 F1 · security: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:15 UTC | CALAMOS STRATEGIC TOTAL RETURN FUND CSQ · Entity 1296 | SaleCommon Stock | 38,862 | $10.67 | $414,533.18 |
DisclosureSEC source: 0001316507-17-000001 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Global CIO Calamos Advisors LLC · CIK 0001316507 · Investment Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 0 F1 · security: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS STRATEGIC TOTAL RETURN FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:28 UTC | CALAMOS CONVERTIBLE & HIGH INCOME FUND CHY · Entity 4947 | SaleCommon Stock | 20,636 | $10.89 | $224,748.74 |
DisclosureSEC source: 0001316507-17-000002 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Global CIO Calamos Advisors LLC · CIK 0001316507 · Investment Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 23,727 F1 · security: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.