person · Reporting owner

Noto Anthony

Disclosed activity across 4 companies

Tapewire entity: 33918
SEC CIK: 0001613438

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FRANKLIN TEMPLETON INCBEN · Entity 462	Director	February 03, 2026	February 04, 2026
SoFi Technologies, Inc.SOFI · Entity 3232	Director · Chief Executive Officer	September 14, 2026	September 16, 2026
TWITTER, INC.TWTR · Entity 15435	COO	February 11, 2018	February 14, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FRANKLIN TEMPLETON INC

Report date February 03, 2026 · Filed February 04, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $.10SEC Table I · non-derivative	Direct	47,152	Reported balance After 2026-02-03 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2026-02-03 · Grant · Acquired 7,593 · Balance 47,152 F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

Filing footnotes · ownership attribution and instrument terms

F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

SoFi Technologies, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	12,276,337	Ending reported balance After 2026-09-14 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2026-09-14 · Exercise / conversion · Acquired 136,166 · Balance 12,255,208 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 2 · 2026-09-14 · Exercise / conversion · Acquired 154,197 · Balance 12,409,405 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 3 · 2026-09-14 · Exercise / conversion · Acquired 55,191 · Balance 12,464,596 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 4 · 2026-09-14 · Tax withholding · Disposed 188,259 · Balance 12,276,337 F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	816,992	Reported balance After 2026-09-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-09-14 · Exercise / conversion · Disposed 136,166 · Balance 816,992 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	513,990	Reported balance After 2026-09-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-09-14 · Exercise / conversion · Disposed 154,197 · Balance 513,990 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	772,668	Reported balance After 2026-09-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2026-09-14 · Exercise / conversion · Disposed 55,191 · Balance 772,668 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

TWITTER, INC.

Report date February 11, 2018 · Filed February 14, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,308,267	Last balance in matching sequence After 2018-02-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-02-11 · Grant · Acquired 30,450 · Balance 2,340,718 F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee. F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse. Row 2 · 2018-02-12 · Tax withholding · Disposed 32,451 · Balance 2,308,267 F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person. F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Warner Bros. Discovery, Inc.

Report date October 06, 2026 · Filed October 07, 2026

Section 16 reporting ended · disclosed 2026-10-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-10-06 · Disposition to issuer · Disposed 45,306 · Balance 0 F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest. F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-10-06 · Disposition to issuer · Disposed 9,067 · Balance 0 F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting. F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger"). F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	9,067	Reported balance Holding disclosure · report date 2026-10-06 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 9,067 F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities. F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.

F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.

F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities.

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 10, 2022 Filed Jun 10, 2022 20:14 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	33,455	$5.98	$200,027.45	Disclosure SEC source: 0001818874-22-000102 · wf-form4_165489206277781.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,467,001 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.979 reported in Column 4 is the weighted average purchase price for the 33,455 shares acquired by the Reporting Person within a range of $5.92 to $6.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
June 09, 2022 Filed Jun 9, 2022 20:03 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	47,625	$6.30	$299,918.44	Disclosure SEC source: 0001818874-22-000100 · wf-form4_165480501102765.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433,546 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.2975 reported in Column 4 is the weighted average purchase price for the 47,625 shares acquired by the Reporting Person within a range of $6.245 to $6.400 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
June 08, 2022 Filed Jun 8, 2022 20:14 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	16,907	$6.65	$112,416.33	Disclosure SEC source: 0001818874-22-000098 · wf-form4_165471922982585.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,385,921 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.6491 reported in Column 4 is the weighted average purchase price for the 16,907 shares acquired by the Reporting Person within a range of $6.64 to $6.65 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:17 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	21,750	$6.90	$150,020.63	Disclosure SEC source: 0001818874-22-000096 · wf-form4_165454663578381.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,369,014 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.8975 reported in Column 4 is the weighted average purchase price for the 21,750 shares acquired by the Reporting Person within a range of $6.88 to $6.90 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
June 01, 2022 Filed Jun 1, 2022 20:20 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	21,215	$7.07	$150,017.63	Disclosure SEC source: 0001818874-22-000091 · wf-form4_165411479596169.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,347,264 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.0713 reported in Column 4 is the weighted average purchase price for the 21,215 shares acquired by the Reporting Person within a range of $7.055 to $7.090 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
May 27, 2022 Filed May 9, 2023 19:05 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	3,000	$7.48	$22,440.00	Disclosure SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 7 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 8,925.6097 F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
May 26, 2022 Filed May 31, 2022 21:11 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock · Derivative	101,663	$0.00	$0.00	Disclosure SEC source: 0001818874-22-000088 · wf-form4_165403144978590.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,174,969 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
May 26, 2022 Filed May 31, 2022 21:11 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	52,509	$7.01	$368,088.09	Disclosure SEC source: 0001818874-22-000088 · wf-form4_165403144978590.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326,049 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
May 26, 2022 Filed May 31, 2022 21:11 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,663	Not disclosed	Not disclosed	Disclosure SEC source: 0001818874-22-000088 · wf-form4_165403144978590.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,378,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
May 24, 2022 Filed May 24, 2022 21:05 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	37,056	$6.72	$249,027.44	Disclosure SEC source: 0001818874-22-000086 · wf-form4_165342628462643.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,276,895 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.7203 reported in Column 4 is the weighted average purchase price for the 37,056 shares acquired by the Reporting Person within a range of $6.64 to $6.85 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
May 20, 2022 Filed May 20, 2022 21:06 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	27,000	$7.32	$197,588.70	Disclosure SEC source: 0001104659-22-063459 · tm2216256d1_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,239,839 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.3181 reported in Column 4 is the weighted average purchase price for the 27,000 shares acquired by the Reporting Person within a range of $7.15 to $7.485 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
May 19, 2022 Filed May 19, 2022 21:18 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	13,500	$7.79	$105,143.40	Disclosure SEC source: 0001104659-22-062958 · tm2216142-1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,212,839 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.7884 reported in Column 4 is the weighted average purchase price for the 13,500 shares acquired by the Reporting Person within a range of $7.62 to $7.97 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
May 13, 2022 Filed May 13, 2022 19:48 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	39,000	$6.50	$253,500.00	Disclosure SEC source: 0001104659-22-060270 · tm2215593-1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,199,339 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.50 reported in Column 4 is the weighted average purchase price for the 39,000 shares acquired by the Reporting Person within a range of $6.48 to $6.53 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:37 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,664	$0.00	$0.00	Disclosure SEC source: 0001104659-22-052439 · tm2213866-1_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,276,632 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:37 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	52,510	$6.55	$343,940.50	Disclosure SEC source: 0001104659-22-052439 · tm2213866-1_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160,339 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:37 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,664	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-052439 · tm2213866-1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,212,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:42 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	GrantRestricted Stock Unit · Derivative	1,016,261	$0.00	$0.00	Disclosure SEC source: 0001104659-22-039612 · tm2210650-1_4seq1.xml · derivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479,959 Underlying: Common Stock · 1,016,261 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 254,065 RSUs per quarter, starting with the quarterly vesting date in March 2025, in equal quarterly installments (other than with respect to the June 2025 quarterly vesting date when 254,066 RSUs will vest), subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing approximately 1/4th of the total number of RSUs originally granted pursuant to this award. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 254,065 RSUs per quarter, starting with the quarterly vesting date in March 2025, in equal quarterly installments (other than with respect to the June 2025 quarterly vesting date when 254,066 RSUs will vest), subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing approximately 1/4th of the total number of RSUs originally granted pursuant to this award. Read SEC document
March 28, 2022 Filed Apr 2, 2022 00:44 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,663	$0.00	$0.00	Disclosure SEC source: 0001104659-22-041891 · tm2211366-1_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,378,296 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
March 28, 2022 Filed Apr 2, 2022 00:44 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	52,509	$9.01	$473,106.09	Disclosure SEC source: 0001104659-22-041891 · tm2211366-1_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,111,185 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
March 28, 2022 Filed Apr 2, 2022 00:44 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,663	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-041891 · tm2211366-1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
March 17, 2022 Filed Mar 17, 2022 21:30 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	34,000	$8.91	$303,008.00	Disclosure SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · nonDerivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,062,031 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $8.9120 reported in Column 4 is the weighted average purchase price for the 34,000 shares acquired by the Reporting Person within a range of $8.895 to $8.920 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:33 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	17,375	$8.62	$149,798.56	Disclosure SEC source: 0001104659-22-034589 · tm229524d1_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,982,170 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $8.6215 reported in Column 4 is the weighted average purchase price for the 17,375 shares acquired by the Reporting Person within a range of $8.585 to $8.650 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:30 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	94,854	$0.00	$0.00	Disclosure SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · derivative · entry 4 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,463,698 Underlying: Common Stock · 94,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:30 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	48,993	$8.55	$418,890.15	Disclosure SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,028,031 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:30 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	94,854	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,077,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
March 14, 2022 Filed Mar 14, 2022 20:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	19,042	$7.85	$149,428.29	Disclosure SEC source: 0001104659-22-033296 · tm229214d2_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,964,795 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.8473 reported in Column 4 is the weighted average purchase price for the 19,042 shares acquired by the Reporting Person within a range of $7.78 to $7.85 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 11, 2022 Filed Mar 11, 2022 22:27 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	16,704	$8.95	$149,445.68	Disclosure SEC source: 0001104659-22-032989 · tm229117-1_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,945,753 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $8.9467 reported in Column 4 is the weighted average purchase price for the 16,704 shares acquired by the Reporting Person within a range of $8.94 to $8.95 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 10, 2022 Filed Mar 10, 2022 21:54 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	15,873	$9.44	$149,879.22	Disclosure SEC source: 0001104659-22-032484 · tm228955-1_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,929,049 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $9.4424 reported in Column 4 is the weighted average purchase price for the 15,873 shares acquired by the Reporting Person within a range of $9.435 to $9.450 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 07, 2022 Filed Mar 7, 2022 21:23 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	15,350	$9.73	$149,300.24	Disclosure SEC source: 0001104659-22-031073 · tm225622-4_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913,176 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $9.7264 reported in Column 4 is the weighted average purchase price for the 15,350 shares acquired by the Reporting Person within a range of $9.71 to $9.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 04, 2022 Filed Mar 4, 2022 21:59 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	15,000	$9.96	$149,458.50	Disclosure SEC source: 0001104659-22-030654 · tm228481-1_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897,826 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $9.9639 reported in Column 4 is the weighted average purchase price for the 15,000 shares acquired by the Reporting Person within a range of $9.95 to $9.97 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document
March 04, 2022 Filed May 9, 2023 19:05 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	PurchaseCommon Stock	3,925.6097	$10.19	$40,001.96	Disclosure SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 6 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 5,925.6097 F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,663	$0.00	$0.00	Disclosure SEC source: 0001104659-22-029259 · tm225622-3_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,558,552 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	52,509	$10.67	$560,271.03	Disclosure SEC source: 0001104659-22-029259 · tm225622-3_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,882,826 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,663	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-029259 · tm225622-3_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:55 UTC	FRANKLIN TEMPLETON INC BEN · Entity 462	GrantCommon Stock, par value $.10	5,512	$29.03	$160,013.36	Disclosure SEC source: 0001127602-22-006594 · form4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,883 Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:03 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,664	$0.00	$0.00	Disclosure SEC source: 0001104659-22-008983 · tm224722d1_4.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,660,215 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:03 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	53,083	$12.76	$677,339.08	Disclosure SEC source: 0001104659-22-008983 · tm224722d1_4.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,833,672 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:03 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,664	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-008983 · tm224722d1_4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,663	$0.00	$0.00	Disclosure SEC source: 0001104659-21-154270 · tm2136475d1_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,761,879 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	50,405	$15.09	$760,611.45	Disclosure SEC source: 0001104659-21-154270 · tm2136475d1_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,785,091 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:01 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,663	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-154270 · tm2136475d1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	94,854	$0.00	$0.00	Disclosure SEC source: 0001104659-21-150657 · tm2135685-5_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,863,542 Underlying: Common Stock · 94,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	47,029	$14.58	$685,682.82	Disclosure SEC source: 0001104659-21-150657 · tm2135685-5_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,733,833 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	94,854	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-150657 · tm2135685-5_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:10 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,663	$0.00	$0.00	Disclosure SEC source: 0001104659-21-145412 · tm2134272-1_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,958,396 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:10 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	50,405	$18.33	$923,923.65	Disclosure SEC source: 0001104659-21-145412 · tm2134272-1_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,686,008 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:10 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,663	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-145412 · tm2134272-1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,736,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:02 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionRestricted Stock Unit · Derivative	101,664	$0.00	$0.00	Disclosure SEC source: 0001104659-21-131015 · tm2131274-1_4seq1.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,060,059 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:02 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Tax withholdingCommon Stock	50,406	$20.46	$1,031,306.76	Disclosure SEC source: 0001104659-21-131015 · tm2131274-1_4seq1.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,750 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:02 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	Exercise / conversionCommon Stock	101,664	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-131015 · tm2131274-1_4seq1.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,685,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.