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person · Reporting owner

Noto Anthony

Disclosed activity across 4 companies

Tapewire entity
33918
SEC CIK
0001613438

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FRANKLIN TEMPLETON INCBEN · Entity 462DirectorFebruary 03, 2026February 04, 2026
SoFi Technologies, Inc.SOFI · Entity 3232Director · Chief Executive OfficerSeptember 14, 2026September 16, 2026
TWITTER, INC.TWTR · Entity 15435COOFebruary 11, 2018February 14, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FRANKLIN TEMPLETON INC

Report date February 03, 2026 · Filed February 04, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.10SEC Table I · non-derivativeDirect47,152 Reported balance After 2026-02-03 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 7,593 · Balance 47,152

F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

Filing footnotes · ownership attribution and instrument terms

F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

SoFi Technologies, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,276,337 Ending reported balance After 2026-09-14 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-09-14 · Exercise / conversion · Acquired 136,166 · Balance 12,255,208

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Row 2 · 2026-09-14 · Exercise / conversion · Acquired 154,197 · Balance 12,409,405

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Row 3 · 2026-09-14 · Exercise / conversion · Acquired 55,191 · Balance 12,464,596

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Row 4 · 2026-09-14 · Tax withholding · Disposed 188,259 · Balance 12,276,337

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect816,992 Reported balance After 2026-09-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-14 · Exercise / conversion · Disposed 136,166 · Balance 816,992

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect513,990 Reported balance After 2026-09-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-14 · Exercise / conversion · Disposed 154,197 · Balance 513,990

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect772,668 Reported balance After 2026-09-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-14 · Exercise / conversion · Disposed 55,191 · Balance 772,668

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

TWITTER, INC.

Report date February 11, 2018 · Filed February 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,308,267 Last balance in matching sequence After 2018-02-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-02-11 · Grant · Acquired 30,450 · Balance 2,340,718

F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Row 2 · 2018-02-12 · Tax withholding · Disposed 32,451 · Balance 2,308,267

F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Warner Bros. Discovery, Inc.

Report date October 06, 2026 · Filed October 07, 2026

Section 16 reporting ended · disclosed 2026-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-06 · Disposition to issuer · Disposed 45,306 · Balance 0

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.

F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-06 · Disposition to issuer · Disposed 9,067 · Balance 0

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,067 Reported balance Holding disclosure · report date 2026-10-06 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 9,067

F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities.

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.

F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.

F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities.

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2021 Filed Oct 22, 2021 22:11 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantRestricted Stock Unit · Derivative 330,905 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-129120 · tm2130679-1_4seq1.xml · derivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161,723

Underlying: Common Stock · 7,161,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSU award will vest as to 165,451 RSUs quarterly in 2023 as follows: 41,363 RSUs on March 14, 2023, 41,363 RSUs on June 14, 2023, 41,363 RSUs on September 14, 2023 and 41,362 RSUs on December 14, 2023, and will vest as to 165,454 RSUs quarterly in 2024 as follows: 41,364 RSUs on March 14, 2024, 41,364 RSUs on June 14, 2024, 41,363 RSUs on September 14, 2024 and 41,363 RSUs on December 14, 2024, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSU award will vest as to 165,451 RSUs quarterly in 2023 as follows: 41,363 RSUs on March 14, 2023, 41,363 RSUs on June 14, 2023, 41,363 RSUs on September 14, 2023 and 41,362 RSUs on December 14, 2023, and will vest as to 165,454 RSUs quarterly in 2024 as follows: 41,364 RSUs on March 14, 2024, 41,364 RSUs on June 14, 2024, 41,363 RSUs on September 14, 2024 and 41,363 RSUs on December 14, 2024, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:33 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 101,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-120329 · tm2128712d1_4.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,830,818

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:33 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 50,405 $17.64 $889,144.20
Disclosure

SEC source: 0001104659-21-120329 · tm2128712d1_4.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,492

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:33 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 101,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-120329 · tm2128712d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
September 14, 2021 Filed Sep 17, 2021 00:02 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 94,852 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-116537 · tm2127834-5_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,932,481

Underlying: Common Stock · 94,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
September 14, 2021 Filed Sep 17, 2021 00:02 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 47,028 $15.01 $705,890.28
Disclosure

SEC source: 0001104659-21-116537 · tm2127834-5_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532,234

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 14, 2021 Filed Sep 17, 2021 00:02 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 94,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-116537 · tm2127834-5_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
September 02, 2021 Filed Sep 4, 2021 01:00 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 101,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,027,333

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
September 02, 2021 Filed Sep 4, 2021 01:00 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 50,405 $14.18 $714,742.90
Disclosure

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484,410

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 02, 2021 Filed Sep 4, 2021 01:00 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 101,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 01:00 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantPerformance Stock Unit · Derivative 6,428,578 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,428,578

Underlying: Common Stock · 6,428,578 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date.

F5 · derivative.expiration_date: Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 21:03 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 7,150 $14.31 $102,290.05
Disclosure

SEC source: 0001104659-21-110600 · tm2126060-2_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433,152

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $14.3063 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $14.29 to $14.32 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
August 23, 2021 Filed May 9, 2023 19:05 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 100 $14.23 $1,423.00
Disclosure

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 2,000

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 20, 2021 Filed Aug 25, 2021 01:10 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 399,844 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-109071 · tm2125822-1_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128,996

Underlying: Common Stock · 399,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
August 20, 2021 Filed Aug 25, 2021 01:10 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 198,244 $14.22 $2,819,029.68
Disclosure

SEC source: 0001104659-21-109071 · tm2125822-1_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426,002

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
August 20, 2021 Filed Aug 25, 2021 01:10 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 399,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-109071 · tm2125822-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2021 Filed May 9, 2023 19:05 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 1,000 $14.05 $14,050.00
Disclosure

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 1,900

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 19, 2021 Filed Aug 19, 2021 23:54 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 7,150 $13.93 $99,617.38
Disclosure

SEC source: 0001104659-21-107855 · tm2125562-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224,402

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $13.9325 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $13.90 to $13.96 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
August 19, 2021 Filed May 9, 2023 19:05 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 400 $13.99 $5,596.00
Disclosure

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 900

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 18, 2021 Filed Aug 18, 2021 23:45 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 7,150 $14.46 $103,421.89
Disclosure

SEC source: 0001104659-21-107436 · tm2125454d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217,252

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $14.4646 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $14.45 to $14.48 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
August 18, 2021 Filed May 9, 2023 19:05 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 500 $13.97 $6,985.00
Disclosure

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 500

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 17, 2021 Filed Aug 18, 2021 10:06 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 7,150 $13.78 $98,534.87
Disclosure

SEC source: 0001104659-21-107158 · tm2125386d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,102

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $13.7811 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $13.76 to $13.79 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantRestricted Stock Unit · Derivative 3,774,599 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · derivative · entry 7

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774,599

Underlying: Common Stock · 3,774,599 shares

Expires not disclosed

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F13 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will vest as to 425,172 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 518,478 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F13 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will vest as to 425,172 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 518,478 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantRestricted Stock Unit · Derivative 1,517,649 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · derivative · entry 6

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517,649

Underlying: Common Stock · 1,517,649 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F11 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 94,853 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each quarterly installment representing 1/20th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F11 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 94,853 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each quarterly installment representing 1/20th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantRestricted Stock Unit · Derivative 2,236,592 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,236,592

Underlying: Common Stock · 2,236,592 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 101,663 RSUs per month in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each monthly installment representing 1/60th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 101,663 RSUs per month in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each monthly installment representing 1/60th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantWarrant (right to buy) · Derivative 22,581 Not disclosed Strike: $8.86 Not disclosed
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,581

Underlying: Common Stock · 22,581 shares

Expires 2024-05-29

F7 · price: Received in connection with the Business Combination in exchange for warrants to acquire 12,957 shares of Series H Preferred Stock of Legacy SoFi for $15.4362 per share.

F6 · derivative.exercise_date: The warrant is immediately exercisable in full.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantStock Options (right to buy) · Derivative 6,448,360 Not disclosed Strike: $9.86 Not disclosed
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,448,360

Underlying: Common Stock · 6,448,360 shares

Expires 2028-03-13

F5 · price: Received in connection with the Business Combination in exchange for options to acquire 3,700,000 shares of common stock of Legacy SoFi for $17.18 per share.

F4 · derivative.exercise_date: 100% of the option is immediately exercisable. The option vested as to 20% of the total number of shares on March 13, 2019, and thereafter vested and shall continue to vest as to 1/60th of the total number of shares in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantStock Options (right to buy) · Derivative 5,228,400 Not disclosed Strike: $6.19 Not disclosed
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · derivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228,400

Underlying: Common Stock · 5,228,400 shares

Expires 2028-03-13

F3 · price: Received in connection with the Business Combination in exchange for options to acquire 3,000,000 shares of common stock of Legacy SoFi for $10.78 per share.

F2 · derivative.exercise_date: 100% of the option is immediately exercisable. The option vested as to 20% of the total number of shares on March 13, 2019, and thereafter vested and shall continue to vest as to 1/60th of the total number of shares in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantCommon Stock 2,202,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-075999 · tm2118244-17_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202,952

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.

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February 09, 2021 Filed Feb 10, 2021 22:34 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantCommon Stock, par value $.10 6,011 $26.62 $160,012.82
Disclosure

SEC source: 0001127602-21-005002 · form4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,371

F1 · shares: Shares represent a grant of common stock under Franklin Resources, Inc.'s Universal Stock Incentive Plan, as amended and restated.

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February 11, 2020 Filed Feb 13, 2020 23:28 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantCommon Stock, par value $.10 6,360 $25.16 $160,017.60
Disclosure

SEC source: 0001127602-20-005359 · form4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,360

Read SEC document
February 12, 2018 Filed Feb 14, 2018 20:30 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 32,451 $31.51 $1,022,531.01
Disclosure

SEC source: 0001437749-18-002624 · rdgdoc.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308,267

F3 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 20:30 UTC TWITTER, INC. TWTR · Entity 15435 GrantCommon Stock 30,450 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002624 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340,718

F1 · shares: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.

F2 · balance_after: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 20:00 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 30,834 $25.81 $795,825.54
Disclosure

SEC source: 0001437749-18-001740 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,268

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,449,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:17 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 41,788 $24.01 $1,003,329.88
Disclosure

SEC source: 0001437749-18-000283 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341,102

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,511,250 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:10 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 27,069 $20.62 $558,162.78
Disclosure

SEC source: 0001437749-17-018305 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382,890

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,605,000 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 20:12 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 48,919 $16.87 $825,263.53
Disclosure

SEC source: 0001437749-17-016738 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409,959

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,656,875 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 21:07 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 27,069 $16.09 $435,540.21
Disclosure

SEC source: 0001437749-17-013730 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,878

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,750,625 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:32 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 48,919 $17.87 $874,182.53
Disclosure

SEC source: 0001437749-17-012308 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485,947

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,802,500 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:01 UTC TWITTER, INC. TWTR · Entity 15435 GrantCommon Stock 1,773 $11.99 $21,258.27
Disclosure

SEC source: 0001437749-17-009512 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534,866

F1 · kind: Represents the acquisition of shares under the Twitter, Inc. 2013 Employee Stock Purchase Plan.

F2 · balance_after: Of the reported shares 1,896,250 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:03 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 27,069 $16.48 $446,097.12
Disclosure

SEC source: 0001437749-17-007887 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533,093

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,896,250 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:15 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 48,919 $14.95 $731,339.05
Disclosure

SEC source: 0001437749-17-006181 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560,162

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 1,948,125 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:02 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 8,570 $16.08 $137,805.60
Disclosure

SEC source: 0001437749-17-003267 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609,081

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of performance restricted stock units, or PRSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 2,041,875 shares are represented by RSUs. This total is adjusted to reflect the forfeiture of some of the previously reported performance restricted stock units, or PRSUs. 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:10 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 27,069 $17.62 $476,955.78
Disclosure

SEC source: 0001437749-17-001669 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,167

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 2,064,375 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:37 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 40,397 $16.30 $658,471.10
Disclosure

SEC source: 0001437749-17-000276 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651,236

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 2,116,250 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:23 UTC TWITTER, INC. TWTR · Entity 15435 GrantCommon Stock 325,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-042614 · rdgdoc.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691,633

F3 · shares: Of the reported shares, 325,000 shares are represented by performance RSUs granted on November 21, 2016, pursuant to which the Issuer's Board of Directors or the Compensation Committee will set the performance targets and the performance periods prior to the end of the first quarter of each year, as applicable, and will assess achievement against those performance targets in the first quarter after the end of the performance periods. Assuming the achievement of target-level performance, 35,000 performance RSUs, 90,000 performance RSUs and 200,000 performance RSUs may vest for performance in the fiscal years ending December 31, 2017, 2018 and 2019, respectively.

F4 · balance_after: Of the reported shares 2,210,000 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:23 UTC TWITTER, INC. TWTR · Entity 15435 GrantCommon Stock 940,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-042614 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366,633

F1 · shares: Of the reported shares, 940,000 shares are represented by restricted stock units ("RSUs") granted on November 21, 2016, pursuant to which, 50,000 RSUs will vest on each of February 1, May 1, August 1 and November 1, 2017; 53,750 RSUs will vest on each of February 1, May 1, August 1 and November 1, 2018; 50,000 RSUs will vest on each of February 1, May 1, August 1 and November 1, 2019; and 81,250 RSUs will vest on each of February 1, May 1, August 1 and November 1, 2020.

F2 · balance_after: Of the reported shares 1,885,000 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:29 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 6,849 $17.95 $122,939.55
Disclosure

SEC source: 0001437749-16-041053 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426,633

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 945,000 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document
October 01, 2016 Filed Oct 3, 2016 20:21 UTC TWITTER, INC. TWTR · Entity 15435 Tax withholdingCommon Stock 48,919 $23.05 $1,127,582.95
Disclosure

SEC source: 0001437749-16-039409 · rdgdoc.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,482

F1 · kind: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2 · balance_after: Of the reported shares 958,125 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.