Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Director | February 03, 2026 | February 04, 2026 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | Director · Chief Executive Officer | September 14, 2026 | September 16, 2026 |
| TWITTER, INC.TWTR · Entity 15435 | COO | February 11, 2018 | February 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN TEMPLETON INC
Report date February 03, 2026 · Filed February 04, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 47,152 |
Reported balance
After 2026-02-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-02-03 · Grant · Acquired 7,593 · Balance 47,152 F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.
SoFi Technologies, Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,276,337 |
Ending reported balance
After 2026-09-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 136,166 · Balance 12,255,208 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 2 · 2026-09-14 · Exercise / conversion · Acquired 154,197 · Balance 12,409,405 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 3 · 2026-09-14 · Exercise / conversion · Acquired 55,191 · Balance 12,464,596 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 4 · 2026-09-14 · Tax withholding · Disposed 188,259 · Balance 12,276,337 F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 816,992 |
Reported balance
After 2026-09-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-14 · Exercise / conversion · Disposed 136,166 · Balance 816,992 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 513,990 |
Reported balance
After 2026-09-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-14 · Exercise / conversion · Disposed 154,197 · Balance 513,990 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 772,668 |
Reported balance
After 2026-09-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-14 · Exercise / conversion · Disposed 55,191 · Balance 772,668 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.
TWITTER, INC.
Report date February 11, 2018 · Filed February 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,308,267 |
Last balance in matching sequence
After 2018-02-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-02-11 · Grant · Acquired 30,450 · Balance 2,340,718 F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee. F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse. Row 2 · 2018-02-12 · Tax withholding · Disposed 32,451 · Balance 2,308,267 F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person. F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.
F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.
F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Warner Bros. Discovery, Inc.
Report date October 06, 2026 · Filed October 07, 2026
Section 16 reporting ended · disclosed 2026-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Disposition to issuer · Disposed 45,306 · Balance 0 F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest. F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-10-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-06 · Disposition to issuer · Disposed 9,067 · Balance 0 F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting. F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger"). F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,067 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 9,067 F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities. F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.
F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.
F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities.
F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.
F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 561,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000039 · wf-form4_167900888111333.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,414,052 Underlying: Common Stock · 561,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and October 22, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and October 22, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 289,958 | $5.49 | $1,591,869.42 |
DisclosureSEC source: 0001818874-23-000039 · wf-form4_167900888111333.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,255,539 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 561,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000039 · wf-form4_167900888111333.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 19:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 180,000 | $5.53 | $995,094.00 |
DisclosureSEC source: 0001818874-23-000021 · wf-form4_167847647511181.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,984,110 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.5283 reported in Column 4 is the weighted average purchase price for the 180,000 shares acquired by the Reporting Person within a range of $5.495 to $5.560 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| February 26, 2023 Filed Mar 1, 2023 00:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000013 · wf-form4_167763081001621.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975,439 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| February 26, 2023 Filed Mar 1, 2023 00:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,509 | $6.38 | $335,007.42 |
DisclosureSEC source: 0001818874-23-000013 · wf-form4_167763081001621.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804,110 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| February 26, 2023 Filed Mar 1, 2023 00:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000013 · wf-form4_167763081001621.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:32 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 4,982 | $32.12 | $160,021.84 |
DisclosureSEC source: 0001127602-23-003949 · form4.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,865 Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 23:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000007 · wf-form4_167512056232190.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077,102 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 23:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 53,355 | $5.79 | $308,925.45 |
DisclosureSEC source: 0001818874-23-000007 · wf-form4_167512056232190.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,754,956 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 23:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000007 · wf-form4_167512056232190.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,808,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000272 · wf-form4_167235446558415.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,178,766 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 53,628 | $4.58 | $245,616.24 |
DisclosureSEC source: 0001818874-22-000272 · wf-form4_167235446558415.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,706,647 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000272 · wf-form4_167235446558415.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,760,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 23:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 300,000 | $4.59 | $1,378,020.00 |
DisclosureSEC source: 0001818874-22-000270 · wf-form4_167149337956382.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,658,612 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $4.5934 reported in Column 4 is the weighted average purchase price for the 300,000 shares acquired by the Reporting Person within a range of $4.500 to $4.630 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 225,000 | $4.59 | $1,033,222.50 |
DisclosureSEC source: 0001818874-22-000270 · wf-form4_167149337956382.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358,612 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $4.5921 reported in Column 4 is the weighted average purchase price for the 225,000 shares acquired by the Reporting Person within a range of $4.535 to $4.690 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 94,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000262 · wf-form4_167123333978121.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280,429 Underlying: Common Stock · 94,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 48,993 | $4.43 | $217,038.99 |
DisclosureSEC source: 0001818874-22-000262 · wf-form4_167123333978121.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133,612 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 94,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000262 · wf-form4_167123333978121.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,182,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 13, 2022 Filed Dec 13, 2022 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 318,965 | $4.58 | $1,461,912.28 |
DisclosureSEC source: 0001818874-22-000251 · wf-form4_167097367900265.xml · nonDerivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087,751 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $4.5833 reported in Column 4 is the weighted average purchase price for the 318,965 shares acquired by the Reporting Person within a range of $4.70 to $4.35 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 132,600 | $4.29 | $569,304.84 |
DisclosureSEC source: 0001818874-22-000251 · wf-form4_167097367900265.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,768,786 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $4.2934 reported in Column 4 is the weighted average purchase price for the 132,600 shares acquired by the Reporting Person within a range of $4.28 to $4.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 682,500 | $4.36 | $2,978,020.50 |
DisclosureSEC source: 0001818874-22-000251 · wf-form4_167097367900265.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,636,186 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $4.3634 reported in Column 4 is the weighted average purchase price for the 682,500 shares acquired by the Reporting Person within a range of $4.330 to $4.395 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:40 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000248 · wf-form4_166985164440710.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,375,283 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:40 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,509 | $4.60 | $241,541.40 |
DisclosureSEC source: 0001818874-22-000248 · wf-form4_166985164440710.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,953,686 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:40 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000248 · wf-form4_166985164440710.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,006,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 22:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000231 · wf-form4_166699444720259.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,476,946 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 22:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,510 | $5.66 | $297,206.60 |
DisclosureSEC source: 0001818874-22-000231 · wf-form4_166699444720259.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,904,532 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 22:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000231 · wf-form4_166699444720259.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,957,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:35 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000229 · wf-form4_166441533817040.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578,610 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:35 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,509 | $5.31 | $278,822.79 |
DisclosureSEC source: 0001818874-22-000229 · wf-form4_166441533817040.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,855,378 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:35 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000229 · wf-form4_166441533817040.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 94,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000217 · wf-form4_166337325312734.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,680,273 Underlying: Common Stock · 94,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 48,993 | $5.84 | $286,119.12 |
DisclosureSEC source: 0001818874-22-000217 · wf-form4_166337325312734.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,806,224 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 94,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000217 · wf-form4_166337325312734.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,855,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 12, 2022 Filed May 9, 2023 19:05 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 1,500 | $6.33 | $9,495.00 |
DisclosureSEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 9 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 13,425.6097 F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 23:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · derivative · entry 6 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,775,127 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 23:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,509 | $6.69 | $351,285.21 |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 4 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,760,363 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 23:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,812,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| July 27, 2022 Filed Aug 30, 2022 23:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · derivative · entry 5 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,876,790 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| July 27, 2022 Filed Aug 30, 2022 23:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,510 | $6.46 | $339,214.60 |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,711,209 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| July 27, 2022 Filed Aug 30, 2022 23:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,763,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 23:05 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000148 · wf-form4_165654391737600.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,978,454 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 23:05 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 52,509 | $6.13 | $321,880.17 |
DisclosureSEC source: 0001818874-22-000148 · wf-form4_165654391737600.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,055 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 23:05 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000148 · wf-form4_165654391737600.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,714,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2022 Filed Jun 16, 2022 20:58 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 53,540 | $5.58 | $298,972.71 |
DisclosureSEC source: 0001818874-22-000109 · wf-form4_165541311195721.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567,041 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.5841 reported in Column 4 is the weighted average purchase price for the 53,540 shares acquired by the Reporting Person within a range of $5.45 to $5.70 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 15, 2022 Filed May 9, 2023 19:05 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 3,000 | $5.94 | $17,820.00 |
DisclosureSEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 8 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 11,925.6097 F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 22:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 94,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000130 · wf-form4_165541730033505.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,080,117 Underlying: Common Stock · 94,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 22:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 48,992 | $5.88 | $288,072.96 |
DisclosureSEC source: 0001818874-22-000130 · wf-form4_165541730033505.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612,901 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 22:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 94,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000130 · wf-form4_165541730033505.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,661,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 13, 2022 Filed Jun 13, 2022 20:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 46,500 | $5.37 | $249,537.60 |
DisclosureSEC source: 0001818874-22-000104 · wf-form4_165515099104199.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513,501 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.3664 reported in Column 4 is the weighted average purchase price for the 46,500 shares acquired by the Reporting Person within a range of $5.36 to $5.39 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.