Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chrome Holding Co.ME · Entity 76268 | Director | October 28, 2024 | October 31, 2024 |
| IonQ, Inc.IONQ · Entity 3350 | Director | June 17, 2026 | June 19, 2026 |
| Skillsoft Corp.SKIL · Entity 2275 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chrome Holding Co.
Report date October 28, 2024 · Filed October 31, 2024
This filing explicitly reported no securities owned.
IonQ, Inc.
Report date June 17, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,939 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 4,526 · Balance 8,939 F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
Skillsoft Corp.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 132,736 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 25,000 · Balance 132,736 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANSYS INC
Report date July 17, 2025 · Filed July 18, 2025
Section 16 reporting ended · disclosed 2025-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-17 transaction · row 1
1 source rowRow 1 · 2025-07-17 · Disposition to issuer · Disposed 4,884 · Balance 0 F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 0 |
Reported balance
After 2025-07-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-17 · Disposition to issuer · Disposed 600 · Balance 0 F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.
F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger.
CVENT HOLDING CORP.
Report date June 15, 2023 · Filed June 20, 2023
Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-15 transaction · row 1
1 source rowRow 1 · 2023-06-15 · Disposition to issuer · Disposed 46,605 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS | 0 |
Reported balance
After 2023-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-06-15 · Disposition to issuer · Disposed 77,800 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration").
F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.
Cloudera, Inc.
Report date October 08, 2021 · Filed October 14, 2021
Section 16 reporting ended · disclosed 2021-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-10-08 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-09-22 · Gift · Disposed 1,875 · Balance 1,047,674 Row 2 · 2021-10-04 · Gift · Disposed 190,000 · Balance 857,674 Row 3 · 2021-10-08 · Exercise / conversion · Acquired 422,710 · Balance 1,280,384 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 4 · 2021-10-08 · Exercise / conversion · Acquired 54,609 · Balance 1,334,993 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 5 · 2021-10-08 · Disposition to issuer · Disposed 1,334,993 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-08 · Exercise / conversion · Disposed 422,710 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-08 · Exercise / conversion · Disposed 54,609 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 45,782 | $11.08 | $507,264.56 |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317,642 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 46,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · derivative · entry 11 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2020. F7 · derivative.expiration_date: The RSUs vested as to 100% of the total shares on June 15, 2020. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 93,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · derivative · entry 10 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,550 Underlying: Common Stock · 93,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,072 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,375 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 70,497 | $11.60 | $817,765.20 |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · nonDerivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,269,988 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 93,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037450 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 22:01 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 100,000 | $12.00 | $1,199,820.00 |
DisclosureSEC source: 0001209191-20-034769 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191,183 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.60 to $12.36 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 21:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 100,145 | $10.77 | $1,078,721.88 |
DisclosureSEC source: 0001209191-20-033243 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,291,183 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.50 to $11.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 21:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 6,998 | $10.30 | $72,079.40 |
DisclosureSEC source: 0001209191-20-033243 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,328 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 25,000 | $10.05 | $251,280.00 |
DisclosureSEC source: 0001209191-20-033243 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398,326 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.05 to $10.08 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:05 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 10,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024221 · doc4.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,411 Underlying: Common Stock · 10,411 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs become fully vested on June 15, 2020, subject to the Reporting Holder's continued service on the vesting date. F3 · derivative.expiration_date: The RSUs become fully vested on June 15, 2020, subject to the Reporting Holder's continued service on the vesting date. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:05 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 558,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024221 · doc4.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,659 Underlying: Common Stock · 558,659 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,979 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 18,717 | $7.47 | $139,815.99 |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,423,326 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,442,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:10 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 7,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019818 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · balance_after: Includes 2,172 shares shares of Common Stock acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2019. Read SEC document |
| March 09, 2020 Filed Mar 13, 2020 21:19 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,944 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001209191-20-018971 · doc4.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,944 shares Expires 2023-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| March 09, 2020 Filed Mar 13, 2020 21:19 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 29,944 | $3.64 | $108,996.16 |
DisclosureSEC source: 0001209191-20-018971 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,172 shares shares of Common Stock acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2019. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 63,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · derivative · entry 14 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · kind: Vesting and release of RSUs granted to the reporting person on July 31, 2019. F13 · derivative.exercise_date: The RSUs became fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. F13 · derivative.expiration_date: The RSUs became fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 127,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · derivative · entry 13 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F13 · derivative.exercise_date: The RSUs became fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. F13 · derivative.expiration_date: The RSUs became fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · derivative · entry 12 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,886 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F12 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F12 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · derivative · entry 11 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,625 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. F11 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F11 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · derivative · entry 10 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · kind: Vesting and release of RSUs granted to the reporting person on March 8, 2017. F10 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F10 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,313 Underlying: Common Stock · 7,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of RSUs granted to the reporting person on March 17, 2016. F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F9 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 63,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Vesting and release of RSUs granted to the reporting person on July 31, 2019. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 127,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting and release of RSUs granted to the reporting person on March 8, 2017. Read SEC document |
| December 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 7,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of RSUs granted to the reporting person on March 17, 2016. Read SEC document |
| December 15, 2019 Filed Jun 1, 2020 20:59 UTC Amendment | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 121,152 | $11.04 | $1,337,518.08 |
DisclosureSEC source: 0001209191-20-033240 · doc4a.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,032 F1 · date: This amended Form 4 is being filed solely to correct a clerical error in connection with the transaction date. All other information reported in the Form 4 filed on December 18, 2019 remain the same. F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| December 15, 2019 Filed Jun 1, 2020 20:59 UTC Amendment | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033240 · doc4a.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This amended Form 4 is being filed solely to correct a clerical error in connection with the transaction date. All other information reported in the Form 4 filed on December 18, 2019 remain the same. F2 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. Read SEC document |
| September 23, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,356,832 Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,793 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F6 · shares: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F11 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F11 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,250 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. F10 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F10 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.