Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chrome Holding Co.ME · Entity 76268 | Director | October 28, 2024 | October 31, 2024 |
| IonQ, Inc.IONQ · Entity 3350 | Director | June 17, 2026 | June 19, 2026 |
| Skillsoft Corp.SKIL · Entity 2275 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chrome Holding Co.
Report date October 28, 2024 · Filed October 31, 2024
This filing explicitly reported no securities owned.
IonQ, Inc.
Report date June 17, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,939 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 4,526 · Balance 8,939 F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
Skillsoft Corp.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 132,736 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 25,000 · Balance 132,736 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANSYS INC
Report date July 17, 2025 · Filed July 18, 2025
Section 16 reporting ended · disclosed 2025-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-17 transaction · row 1
1 source rowRow 1 · 2025-07-17 · Disposition to issuer · Disposed 4,884 · Balance 0 F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 0 |
Reported balance
After 2025-07-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-17 · Disposition to issuer · Disposed 600 · Balance 0 F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.
F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger.
CVENT HOLDING CORP.
Report date June 15, 2023 · Filed June 20, 2023
Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-15 transaction · row 1
1 source rowRow 1 · 2023-06-15 · Disposition to issuer · Disposed 46,605 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS | 0 |
Reported balance
After 2023-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-06-15 · Disposition to issuer · Disposed 77,800 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration").
F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.
Cloudera, Inc.
Report date October 08, 2021 · Filed October 14, 2021
Section 16 reporting ended · disclosed 2021-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-10-08 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-09-22 · Gift · Disposed 1,875 · Balance 1,047,674 Row 2 · 2021-10-04 · Gift · Disposed 190,000 · Balance 857,674 Row 3 · 2021-10-08 · Exercise / conversion · Acquired 422,710 · Balance 1,280,384 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 4 · 2021-10-08 · Exercise / conversion · Acquired 54,609 · Balance 1,334,993 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 5 · 2021-10-08 · Disposition to issuer · Disposed 1,334,993 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-08 · Exercise / conversion · Disposed 422,710 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-08 · Exercise / conversion · Disposed 54,609 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 20:57 UTC | Skillsoft Corp. SKIL · Entity 2275 | PurchaseClass A Common Stock | 25,000 | $5.14 | $128,595.00 |
DisclosureSEC source: 0001183231-26-000011 · form4-09172026_080939.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,736 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:18 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001183231-26-000008 · form4-07022026_110711.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Class A Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 25, 2026 Filed Jun 26, 2026 22:12 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001183231-26-000006 · form4-06262026_100654.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 25, 2026 Filed Jun 26, 2026 22:12 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001183231-26-000006 · form4-06262026_100654.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2026 Filed Jun 19, 2026 01:55 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantCommon Stock | 4,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-276343 · ownership.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,939 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 22:35 UTC | Skillsoft Corp. SKIL · Entity 2275 | PurchaseClass A Common Stock | 27,000 | $6.05 | $163,350.00 |
DisclosureSEC source: 0001183231-26-000004 · form4-06162026_100608.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,306 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.89 to $6.31, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 12, 2026 Filed Jun 16, 2026 22:35 UTC | Skillsoft Corp. SKIL · Entity 2275 | PurchaseClass A Common Stock | 23,000 | $6.06 | $139,380.00 |
DisclosureSEC source: 0001183231-26-000004 · form4-06162026_100608.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,306 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $6.35, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| March 25, 2026 Filed Mar 28, 2026 00:48 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001183231-26-000002 · form4-03282026_120325.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,875 Underlying: Class A Common Stock · 16,875 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest on April 1, 2027, subject to Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units will vest on April 1, 2027, subject to Reporting Person's continued service. Read SEC document |
| August 26, 2025 Filed Aug 29, 2025 01:03 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantCommon Stock | 4,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-002312 · eh250672081_4-frankola.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,413 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2026 Annual Meeting (or the date immediately prior to the 2026 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 18, 2026, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 18:00 UTC | ANSYS INC ANSS · Entity 77272 | Disposition to issuerCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-25-010642 · marketforms-70045.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Trust Disclosed balance after: 0 F1 · price: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 18:00 UTC | ANSYS INC ANSS · Entity 77272 | Disposition to issuerCommon Stock | 4,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-25-010642 · marketforms-70045.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1 · price: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 22:33 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020031 · form4-07182025_100727.xml · derivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,430 Underlying: Class A Common Stock · 12,430 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 22:33 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020031 · form4-07182025_100727.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 22:33 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020031 · form4-07182025_100727.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2025 Filed Jun 9, 2025 18:01 UTC | ANSYS INC ANSS · Entity 77272 | Tax withholdingCommon Stock | 29 | $339.27 | $9,838.83 |
DisclosureSEC source: 0001214659-25-009024 · marketforms-69858.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,884 F1 · shares: Shares withheld for payment of taxes in connection with the vesting of time-based Restricted Stock Units ("RSUs"). F2 · balance_after: Includes 983 RSUs. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 17:00 UTC | ANSYS INC ANSS · Entity 77272 | GrantCommon Stock | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-006415 · marketforms-69293.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,913 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders. Each RSU is settled solely for one share of Common Stock. F2 · balance_after: Includes 1,905 Restricted Stock Units. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 22:08 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022715 · form4-09032024_100953.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,306 Underlying: Class A Common Stock · 20,306 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 18:00 UTC | ANSYS INC ANSS · Entity 77272 | GrantCommon Stock | 922 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-010772 · marketforms-66311.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,930 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders. Each RSU is settled solely for one share of Common Stock. F2 · balance_after: Includes 922 Restricted Stock Units. Read SEC document |
| May 12, 2024 Filed May 13, 2024 17:00 UTC | ANSYS INC ANSS · Entity 77272 | Tax withholdingCommon Stock | 30 | $328.25 | $9,847.50 |
DisclosureSEC source: 0001214659-24-008930 · marketforms-65843.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,008 F1 · shares: Shares withheld for payment of taxes in connection with the vesting of time-based Restricted Stock Units. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 22:26 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | Disposition to issuerCommon Stock | 77,800 | $8.50 | $661,300.00 |
DisclosureSEC source: 0000899243-23-016037 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 0 F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2 · kind: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · shares: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · price: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 22:26 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | Disposition to issuerCommon Stock | 46,605 | $8.50 | $396,142.50 |
DisclosureSEC source: 0000899243-23-016037 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2 · kind: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · shares: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · price: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:39 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | GrantCommon Stock | 13,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036428 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,605 F1 · shares: Consists of restricted stock units which were granted on June 8, 2023 and vest in full on June 8, 2024 subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date or earlier vesting upon a change of control of the Issuer. Read SEC document |
| May 12, 2023 Filed May 16, 2023 17:01 UTC | ANSYS INC ANSS · Entity 77272 | Tax withholdingCommon Stock | 34 | $297.49 | $10,114.66 |
DisclosureSEC source: 0001214659-23-007335 · marketforms-61521.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,038 F2 · balance_after: Includes 967 Restricted Stock Units. Read SEC document |
| May 12, 2023 Filed May 16, 2023 17:01 UTC | ANSYS INC ANSS · Entity 77272 | GrantCommon Stock | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-007335 · marketforms-61521.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,072 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders which occurs after the Grant Date specified above. Each RSU is settled solely for one share of Common Stock, subject in each case to the Grantee's continued service as a member of the Board of Directors of the Company through such date. F2 · balance_after: Includes 967 Restricted Stock Units. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 22:45 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | PurchaseCommon Stock | 9,800 | $4.65 | $45,570.00 |
DisclosureSEC source: 0001209191-22-037088 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 77,800 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.45 to $4.7474 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 22:45 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | PurchaseCommon Stock | 13,000 | $4.17 | $54,210.00 |
DisclosureSEC source: 0001209191-22-037088 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 68,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.0949 to $4.20 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| May 19, 2022 Filed May 23, 2022 12:50 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | GrantCommon Stock | 33,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031242 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,370 F1 · shares: Consists of restricted stock units which were granted on May 19, 2022 and vest in full on May 19, 2023, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date. Read SEC document |
| May 16, 2022 Filed May 17, 2022 21:59 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | PurchaseCommon Stock | 13,000 | $5.55 | $72,150.00 |
DisclosureSEC source: 0001209191-22-029811 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 55,000 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.50 to $5.74 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| May 13, 2022 Filed May 16, 2022 17:16 UTC | ANSYS INC ANSS · Entity 77272 | GrantCommon Stock | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007073 · marketforms-56204.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders which occurs after the Grant Date specified above. Each RSU is settled solely for one share of Common Stock, subject in each case to the Grantee's continued service as a member of the Board of Directors of the Company through such date. F2 · balance_after: Includes 1,105 Restricted Stock Units. Read SEC document |
| May 13, 2022 Filed May 17, 2022 21:59 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | PurchaseCommon Stock | 7,000 | $5.47 | $38,290.00 |
DisclosureSEC source: 0001209191-22-029811 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 42,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.39 to $5.54 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:15 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | PurchaseCommon Stock | 20,000 | $7.13 | $142,600.00 |
DisclosureSEC source: 0000899243-22-011224 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 35,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.30 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 23:17 UTC | CVENT HOLDING CORP. CVT · Entity 15332 | PurchaseCommon Stock | 15,000 | $7.28 | $109,200.00 |
DisclosureSEC source: 0000899243-22-010256 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.35 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| October 08, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionPerformance Stock Units · Derivative | 54,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.exercise_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.expiration_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document |
| October 08, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 422,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 422,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.exercise_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.expiration_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document |
| October 08, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | Disposition to issuerCommon Stock | 1,334,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3 · price: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. Read SEC document |
| October 08, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 54,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document |
| October 08, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 422,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document |
| October 04, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | GiftCommon Stock | 190,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,674 Read SEC document |
| September 22, 2021 Filed Oct 14, 2021 00:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | GiftCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,674 Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 5,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 11 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,149 Underlying: Common Stock · 5,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · derivative.exercise_date: The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 46,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 10 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,775 Underlying: Common Stock · 46,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,536 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 40,660 | $15.93 | $647,713.80 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,549 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 5,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 46,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 200,000 | $15.93 | $3,186,020.00 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,661 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.93 to $15.935 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 00:16 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 100,000 | $15.93 | $1,593,010.00 |
DisclosureSEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,661 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.