Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chrome Holding Co.ME · Entity 76268 | Director | October 28, 2024 | October 31, 2024 |
| IonQ, Inc.IONQ · Entity 3350 | Director | June 17, 2026 | June 19, 2026 |
| Skillsoft Corp.SKIL · Entity 2275 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chrome Holding Co.
Report date October 28, 2024 · Filed October 31, 2024
This filing explicitly reported no securities owned.
IonQ, Inc.
Report date June 17, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,939 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 4,526 · Balance 8,939 F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
Skillsoft Corp.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 132,736 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 25,000 · Balance 132,736 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANSYS INC
Report date July 17, 2025 · Filed July 18, 2025
Section 16 reporting ended · disclosed 2025-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-17 transaction · row 1
1 source rowRow 1 · 2025-07-17 · Disposition to issuer · Disposed 4,884 · Balance 0 F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 0 |
Reported balance
After 2025-07-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-17 · Disposition to issuer · Disposed 600 · Balance 0 F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.
F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger.
CVENT HOLDING CORP.
Report date June 15, 2023 · Filed June 20, 2023
Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-15 transaction · row 1
1 source rowRow 1 · 2023-06-15 · Disposition to issuer · Disposed 46,605 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS | 0 |
Reported balance
After 2023-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-06-15 · Disposition to issuer · Disposed 77,800 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration").
F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.
Cloudera, Inc.
Report date October 08, 2021 · Filed October 14, 2021
Section 16 reporting ended · disclosed 2021-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-10-08 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-09-22 · Gift · Disposed 1,875 · Balance 1,047,674 Row 2 · 2021-10-04 · Gift · Disposed 190,000 · Balance 857,674 Row 3 · 2021-10-08 · Exercise / conversion · Acquired 422,710 · Balance 1,280,384 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 4 · 2021-10-08 · Exercise / conversion · Acquired 54,609 · Balance 1,334,993 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 5 · 2021-10-08 · Disposition to issuer · Disposed 1,334,993 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-08 · Exercise / conversion · Disposed 422,710 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-08 · Exercise / conversion · Disposed 54,609 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2021 Filed Sep 3, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantCommon Stock | 10,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054588 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,301 F1 · shares: Shares acquired based on performance achieved for the 1st half of FY2022 pursuant to the 2022-2024 performance program under the Company's 2017 Equity Incentive Plan. F2 · balance_after: Includes 967 shares shares of Common Stock acquired by the Reporting Person under the Issuer's employee stock purchase plan on June 18, 2021. Read SEC document |
| August 31, 2021 Filed Sep 17, 2021 00:14 UTC Amendment | Cloudera, Inc. CLDR · Entity 11702 | GrantCommon Stock | 6,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056502 · doc4a.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,661 F1 · shares: The number of shares originally reported as shares acquired on vesting of PSUs included shares withheld to cover taxes. This amendment is being filed to reflect the number of shares actually delivered on vesting of PSUs. F1 · balance_after: The number of shares originally reported as shares acquired on vesting of PSUs included shares withheld to cover taxes. This amendment is being filed to reflect the number of shares actually delivered on vesting of PSUs. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 5,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,610 Underlying: Common Stock · 5,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs will vest as to 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs will vest as to 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 46,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,330 Underlying: Common Stock · 46,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,443 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,875 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 41,120 | $15.79 | $649,284.80 |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,402 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 5,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 46,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041755 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| May 14, 2021 Filed Jun 8, 2021 17:01 UTC | ANSYS INC ANSS · Entity 77272 | GrantCommon Stock | 852 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006390 · marketforms-53083.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders which occurs after the Grant Date specified above. Each RSU is settled solely for one share of Common Stock, subject in each case to the Grantee's continued service as a member of the Board of Directors of the Company through such date. F2 · balance_after: Includes 852 Restricted Stock Units. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 5,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · derivative · entry 11 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,071 Underlying: Common Stock · 5,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · derivative.exercise_date: The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 46,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · derivative · entry 10 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,885 Underlying: Common Stock · 46,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,350 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 35,650 | $12.76 | $454,894.00 |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · nonDerivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,974 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 5,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 46,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:37 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-021607 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:59 UTC | ANSYS INC ANSS · Entity 77272 | GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-003212 · marketforms-51904.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full at the Company's 2021 Annual Meeting. Each RSU is settled solely for one share of Common Stock, subject in each case to the Grantee's continued services as a member of the Board of Directors of the Company through such date. F2 · balance_after: Includes 148 Restricted Stock Units. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 02:07 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 65,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016597 · doc4.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,531 Underlying: Common Stock · 65,531 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest as to 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 21:29 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 21,812 | $18.98 | $413,911.06 |
DisclosureSEC source: 0001209191-21-010743 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,827 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.95 to $19.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 11, 2021 Filed Feb 11, 2021 22:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 42,476 | $18.98 | $806,067.05 |
DisclosureSEC source: 0001209191-21-009821 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,639 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.95 to $19.065 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 46,042 | $17.99 | $828,074.58 |
DisclosureSEC source: 0001209191-21-009821 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,115 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $17.95 to $18.00 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:00 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 1,200 | $15.45 | $18,540.00 |
DisclosureSEC source: 0001209191-21-006072 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,299,167 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 01:06 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 73,800 | $15.33 | $1,131,272.82 |
DisclosureSEC source: 0001209191-20-065123 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,367 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.08 to $15.48 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 01:06 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 84,653 | $14.14 | $1,196,722.53 |
DisclosureSEC source: 0001209191-20-065123 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,167 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.80 to $14.55 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 988 shares shares of Common Stock acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 46,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · derivative · entry 11 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,440 Underlying: Common Stock · 46,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · derivative.exercise_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 63,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · derivative · entry 10 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs become fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. F6 · derivative.expiration_date: The RSUs become fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,257 Underlying: Common Stock · 23,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,125 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 77,391 | $12.54 | $970,483.14 |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · nonDerivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457,832 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 46,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 63,753 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,401,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:22 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064155 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:15 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 152,053 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001209191-20-062570 · doc4.xml · derivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 152,053 shares Expires 2022-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:15 UTC | Cloudera, Inc. CLDR · Entity 11702 | SaleCommon Stock | 4,363 | $12.30 | $53,652.68 |
DisclosureSEC source: 0001209191-20-062570 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,379,132 F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.27 to $12.3150 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:15 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 86,100 | $12.31 | $1,059,891.00 |
DisclosureSEC source: 0001209191-20-062570 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,495 Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:15 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 152,053 | $1.72 | $261,531.16 |
DisclosureSEC source: 0001209191-20-062570 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2020 Filed Dec 9, 2020 22:15 UTC | Cloudera, Inc. CLDR · Entity 11702 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062570 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317,542 F1 · balance_after: Includes 1,099 shares shares of Common Stock acquired by the Reporting Person under the Issuer's employee stock purchase plan on June 20, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 46,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,995 Underlying: Common Stock · 46,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,165 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:57 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050947 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.