Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chrome Holding Co.ME · Entity 76268 | Director | October 28, 2024 | October 31, 2024 |
| IonQ, Inc.IONQ · Entity 3350 | Director | June 17, 2026 | June 19, 2026 |
| Skillsoft Corp.SKIL · Entity 2275 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chrome Holding Co.
Report date October 28, 2024 · Filed October 31, 2024
This filing explicitly reported no securities owned.
IonQ, Inc.
Report date June 17, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,939 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 4,526 · Balance 8,939 F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
Skillsoft Corp.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 132,736 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 25,000 · Balance 132,736 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANSYS INC
Report date July 17, 2025 · Filed July 18, 2025
Section 16 reporting ended · disclosed 2025-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-17 transaction · row 1
1 source rowRow 1 · 2025-07-17 · Disposition to issuer · Disposed 4,884 · Balance 0 F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 0 |
Reported balance
After 2025-07-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-17 · Disposition to issuer · Disposed 600 · Balance 0 F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.
F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger.
CVENT HOLDING CORP.
Report date June 15, 2023 · Filed June 20, 2023
Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-15 transaction · row 1
1 source rowRow 1 · 2023-06-15 · Disposition to issuer · Disposed 46,605 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS | 0 |
Reported balance
After 2023-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-06-15 · Disposition to issuer · Disposed 77,800 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration").
F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.
Cloudera, Inc.
Report date October 08, 2021 · Filed October 14, 2021
Section 16 reporting ended · disclosed 2021-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-10-08 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-09-22 · Gift · Disposed 1,875 · Balance 1,047,674 Row 2 · 2021-10-04 · Gift · Disposed 190,000 · Balance 857,674 Row 3 · 2021-10-08 · Exercise / conversion · Acquired 422,710 · Balance 1,280,384 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 4 · 2021-10-08 · Exercise / conversion · Acquired 54,609 · Balance 1,334,993 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 5 · 2021-10-08 · Disposition to issuer · Disposed 1,334,993 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-08 · Exercise / conversion · Disposed 422,710 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-08 · Exercise / conversion · Disposed 54,609 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · kind: Vesting and release of RSUs granted to the reporting person on March 8, 2017. F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F9 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,625 Underlying: Common Stock · 7,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of RSUs granted to the reporting person on March 17, 2016. F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F8 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 26,326 | $8.92 | $234,827.92 |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,833 F7 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting and release of RSUs granted to the reporting person on March 8, 2017. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:48 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 7,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-018459 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of RSUs granted to the reporting person on March 17, 2016. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · balance_after: Includes 1,206 shares acquired under the Issuer's employee stock purchase plan on June 20, 2019. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 23:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 63,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015741 · doc1.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,753 Underlying: Common Stock · 63,753 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs become fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. F3 · derivative.expiration_date: The RSUs become fully vested on December 15, 2020, subject to reporting person's continued service through each vesting date. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 23:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 63,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015741 · doc1.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,752 Underlying: Common Stock · 63,752 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs become fully vested on December 15, 2019, subject to reporting person's continued service through each vesting date. F2 · derivative.expiration_date: The RSUs become fully vested on December 15, 2019, subject to reporting person's continued service through each vesting date. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,700 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F10 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F10 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,875 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. F9 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F9 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,750 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · kind: Vesting and release of RSUs granted to the reporting person on March 8, 2017. F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F8 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,938 Underlying: Common Stock · 7,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of RSUs granted to the reporting person on March 17, 2016. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F7 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 23,946 | $5.29 | $126,674.34 |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,858 F6 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting and release of RSUs granted to the reporting person on March 8, 2017. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 23:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 7,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013616 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of RSUs granted to the reporting person on March 17, 2016. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 70,056 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001567619-19-013159 · doc1.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,944 Underlying: Common Stock · 70,056 shares Expires 2023-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 52,083 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001567619-19-013159 · doc1.xml · derivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,083 shares Expires 2023-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001567619-19-013159 · doc1.xml · derivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,053 Underlying: Common Stock · 200,000 shares Expires 2022-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 70,056 | $3.64 | $255,003.84 |
DisclosureSEC source: 0001567619-19-013159 · doc1.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 52,083 | $3.64 | $189,582.12 |
DisclosureSEC source: 0001567619-19-013159 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,106,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 200,000 | $1.72 | $344,000.00 |
DisclosureSEC source: 0001567619-19-013159 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 121,152 | $11.04 | $1,337,518.08 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,032 F8 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2019 Filed Dec 19, 2019 01:56 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023387 · doc1.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting and release of RSUs granted to the reporting person on March 23, 2018. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 23,907 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,607 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. F11 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F11 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 10,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2018. F10 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F10 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2017. F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F9 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 7,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 Underlying: Common Stock · 7,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2016. F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F8 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 18,572 | $11.71 | $217,478.12 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,571 F6 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 23,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting and release of RSUs granted to the reporting person on February 1, 2019. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2018. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2017. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 01:45 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 7,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007324 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2016. F2 · balance_after: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2018. Read SEC document |
| February 01, 2019 Filed Feb 8, 2019 22:01 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 127,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002839 · doc1.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,505 Underlying: Common Stock · 127,505 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the shares will vest on December 15, 2019, subject to the continuing employment of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 100% of the shares will vest on December 15, 2019, subject to the continuing employment of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 01, 2019 Filed Feb 8, 2019 22:01 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 382,514 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002839 · doc1.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,514 Underlying: Common Stock · 382,514 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F2 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 10,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,125 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2018. F10 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F10 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2017. F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F9 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 7,312 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,563 Underlying: Common Stock · 7,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2016. F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F8 · derivative.expiration_date: The RSUs vested as to 1/16th of the total number of shares on June 15, 2016 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the reporting person on March 15, 2017. F7 · derivative.exercise_date: The RSUs vested as to 1/8th of the total number of shares on March 15, 2017 and thereafter vested or will continue to vest as to 1/8th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F7 · derivative.expiration_date: The RSUs vested as to 1/8th of the total number of shares on March 15, 2017 and thereafter vested or will continue to vest as to 1/8th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Tax withholdingCommon Stock | 20,360 | $12.34 | $251,242.40 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,225 F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2018. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2017. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 7,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting and release of RSUs granted to the reporting person on June 15, 2016. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:31 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008289 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the reporting person on March 15, 2017. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:12 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 47,917 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001567619-18-007900 · doc1.xml · derivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,083 Underlying: Common Stock · 47,917 shares Expires 2023-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:12 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 74,417 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001567619-18-007900 · doc1.xml · derivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,053 Underlying: Common Stock · 74,417 shares Expires 2022-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:12 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 47,917 | $3.64 | $174,417.88 |
DisclosureSEC source: 0001567619-18-007900 · doc1.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:12 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 74,417 | $1.72 | $127,997.24 |
DisclosureSEC source: 0001567619-18-007900 · doc1.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.