person · Reporting owner

FRANKOLA JIM

Disclosed activity across 6 companies

Tapewire entity: 32758
SEC CIK: 0001183231

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Chrome Holding Co.ME · Entity 76268	Director	October 28, 2024	October 31, 2024
IonQ, Inc.IONQ · Entity 3350	Director	June 17, 2026	June 19, 2026
Skillsoft Corp.SKIL · Entity 2275	Director	September 15, 2026	September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chrome Holding Co.

Report date October 28, 2024 · Filed October 31, 2024

This filing explicitly reported no securities owned.

IonQ, Inc.

Report date June 17, 2026 · Filed June 19, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,939	Reported balance After 2026-06-17 transaction · row 1 1 source row Row 1 · 2026-06-17 · Grant · Acquired 4,526 · Balance 8,939 F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.

Skillsoft Corp.

Report date September 15, 2026 · Filed September 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	132,736	Reported balance After 2026-09-15 transaction · row 1 1 source row Row 1 · 2026-09-15 · Purchase · Acquired 25,000 · Balance 132,736 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANSYS INC

Report date July 17, 2025 · Filed July 18, 2025

Section 16 reporting ended · disclosed 2025-07-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-07-17 transaction · row 1 1 source row Row 1 · 2025-07-17 · Disposition to issuer · Disposed 4,884 · Balance 0 F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.
Common StockSEC Table I · non-derivative	IndirectHeld by Trust	0	Reported balance After 2025-07-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2025-07-17 · Disposition to issuer · Disposed 600 · Balance 0 F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.

Filing footnotes · ownership attribution and instrument terms

F1: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest.

F2: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger.

CVENT HOLDING CORP.

Report date June 15, 2023 · Filed June 20, 2023

Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2023-06-15 transaction · row 1 1 source row Row 1 · 2023-06-15 · Disposition to issuer · Disposed 46,605 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.
Common StockSEC Table I · non-derivative	IndirectBy Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS	0	Reported balance After 2023-06-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-06-15 · Disposition to issuer · Disposed 77,800 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration").

F2: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.

Cloudera, Inc.

Report date October 08, 2021 · Filed October 14, 2021

Section 16 reporting ended · disclosed 2021-10-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2021-10-08 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2021-09-22 · Gift · Disposed 1,875 · Balance 1,047,674 Row 2 · 2021-10-04 · Gift · Disposed 190,000 · Balance 857,674 Row 3 · 2021-10-08 · Exercise / conversion · Acquired 422,710 · Balance 1,280,384 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 4 · 2021-10-08 · Exercise / conversion · Acquired 54,609 · Balance 1,334,993 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Row 5 · 2021-10-08 · Disposition to issuer · Disposed 1,334,993 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-10-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-10-08 · Exercise / conversion · Disposed 422,710 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-10-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-10-08 · Exercise / conversion · Disposed 54,609 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.

F3: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 15, 2026 Filed Sep 17, 2026 20:57 UTC	Skillsoft Corp. SKIL · Entity 2275	PurchaseClass A Common Stock	25,000	$5.14	$128,595.00	Disclosure SEC source: 0001183231-26-000011 · form4-09172026_080939.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,736 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.90, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range Read SEC document
June 30, 2026 Filed Jul 2, 2026 23:18 UTC	Skillsoft Corp. SKIL · Entity 2275	GrantRestricted Stock Units · Derivative	17,500	$0.00	$0.00	Disclosure SEC source: 0001183231-26-000008 · form4-07022026_110711.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Class A Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document
June 25, 2026 Filed Jun 26, 2026 22:12 UTC	Skillsoft Corp. SKIL · Entity 2275	Exercise / conversionRestricted Stock Units · Derivative	12,430	$0.00	$0.00	Disclosure SEC source: 0001183231-26-000006 · form4-06262026_100654.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document
June 25, 2026 Filed Jun 26, 2026 22:12 UTC	Skillsoft Corp. SKIL · Entity 2275	Exercise / conversionClass A Common Stock	12,430	$0.00	$0.00	Disclosure SEC source: 0001183231-26-000006 · form4-06262026_100654.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 17, 2026 Filed Jun 19, 2026 01:55 UTC	IonQ, Inc. IONQ · Entity 3350	GrantCommon Stock	4,526	$0.00	$0.00	Disclosure SEC source: 0001193125-26-276343 · ownership.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,939 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the day before the date of the following year's Annual Meeting or (ii) June 17, 2027, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document
June 15, 2026 Filed Jun 16, 2026 22:35 UTC	Skillsoft Corp. SKIL · Entity 2275	PurchaseClass A Common Stock	27,000	$6.05	$163,350.00	Disclosure SEC source: 0001183231-26-000004 · form4-06162026_100608.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,306 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.89 to $6.31, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
June 12, 2026 Filed Jun 16, 2026 22:35 UTC	Skillsoft Corp. SKIL · Entity 2275	PurchaseClass A Common Stock	23,000	$6.06	$139,380.00	Disclosure SEC source: 0001183231-26-000004 · form4-06162026_100608.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,306 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $6.35, inclusive. The reporting person undertakes to provide to Skillsoft Corp., any security holder of Skillsoft Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
March 25, 2026 Filed Mar 28, 2026 00:48 UTC	Skillsoft Corp. SKIL · Entity 2275	GrantRestricted Stock Units · Derivative	16,875	$0.00	$0.00	Disclosure SEC source: 0001183231-26-000002 · form4-03282026_120325.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,875 Underlying: Class A Common Stock · 16,875 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest on April 1, 2027, subject to Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units will vest on April 1, 2027, subject to Reporting Person's continued service. Read SEC document
August 26, 2025 Filed Aug 29, 2025 01:03 UTC	IonQ, Inc. IONQ · Entity 3350	GrantCommon Stock	4,413	$0.00	$0.00	Disclosure SEC source: 0000950142-25-002312 · eh250672081_4-frankola.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,413 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2026 Annual Meeting (or the date immediately prior to the 2026 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 18, 2026, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document
July 17, 2025 Filed Jul 18, 2025 18:00 UTC	ANSYS INC ANSS · Entity 77272	Disposition to issuerCommon Stock	600	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-25-010642 · marketforms-70045.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Trust Disclosed balance after: 0 F1 · price: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. Read SEC document
July 17, 2025 Filed Jul 18, 2025 18:00 UTC	ANSYS INC ANSS · Entity 77272	Disposition to issuerCommon Stock	4,884	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-25-010642 · marketforms-70045.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Includes shares underlying restricted stock units of the Issuer that vested and settled in connection with and in advance of the consummation of the Merger. F1 · price: On July 17, 2025, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated January 15, 2024, by and among Synopsys, Inc., a Delaware corporation ("Parent"), ALTA Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent, and the Issuer, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement and subject to certain exceptions, each share of Issuer Common Stock outstanding immediately prior to the Effective Time was converted into the right to receive (i) 0.3399 of a share of Parent Common Stock and (ii) $199.91 in cash, without interest. Read SEC document
July 17, 2025 Filed Jul 18, 2025 22:33 UTC	Skillsoft Corp. SKIL · Entity 2275	GrantRestricted Stock Units · Derivative	12,430	$0.00	$0.00	Disclosure SEC source: 0001415889-25-020031 · form4-07182025_100727.xml · derivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,430 Underlying: Class A Common Stock · 12,430 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document
July 17, 2025 Filed Jul 18, 2025 22:33 UTC	Skillsoft Corp. SKIL · Entity 2275	Exercise / conversionRestricted Stock Units · Derivative	20,306	$0.00	$0.00	Disclosure SEC source: 0001415889-25-020031 · form4-07182025_100727.xml · derivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document
July 17, 2025 Filed Jul 18, 2025 22:33 UTC	Skillsoft Corp. SKIL · Entity 2275	Exercise / conversionClass A Common Stock	20,306	$0.00	$0.00	Disclosure SEC source: 0001415889-25-020031 · form4-07182025_100727.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 07, 2025 Filed Jun 9, 2025 18:01 UTC	ANSYS INC ANSS · Entity 77272	Tax withholdingCommon Stock	29	$339.27	$9,838.83	Disclosure SEC source: 0001214659-25-009024 · marketforms-69858.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,884 F1 · shares: Shares withheld for payment of taxes in connection with the vesting of time-based Restricted Stock Units ("RSUs"). F2 · balance_after: Includes 983 RSUs. Read SEC document
April 24, 2025 Filed Apr 25, 2025 17:00 UTC	ANSYS INC ANSS · Entity 77272	GrantCommon Stock	983	$0.00	$0.00	Disclosure SEC source: 0001214659-25-006415 · marketforms-69293.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,913 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders. Each RSU is settled solely for one share of Common Stock. F2 · balance_after: Includes 1,905 Restricted Stock Units. Read SEC document
August 29, 2024 Filed Sep 3, 2024 22:08 UTC	Skillsoft Corp. SKIL · Entity 2275	GrantRestricted Stock Units · Derivative	20,306	$0.00	$0.00	Disclosure SEC source: 0001415889-24-022715 · form4-09032024_100953.xml · derivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,306 Underlying: Class A Common Stock · 20,306 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:00 UTC	ANSYS INC ANSS · Entity 77272	GrantCommon Stock	922	$0.00	$0.00	Disclosure SEC source: 0001214659-24-010772 · marketforms-66311.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,930 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders. Each RSU is settled solely for one share of Common Stock. F2 · balance_after: Includes 922 Restricted Stock Units. Read SEC document
May 12, 2024 Filed May 13, 2024 17:00 UTC	ANSYS INC ANSS · Entity 77272	Tax withholdingCommon Stock	30	$328.25	$9,847.50	Disclosure SEC source: 0001214659-24-008930 · marketforms-65843.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,008 F1 · shares: Shares withheld for payment of taxes in connection with the vesting of time-based Restricted Stock Units. Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:26 UTC	CVENT HOLDING CORP. CVT · Entity 15332	Disposition to issuerCommon Stock	77,800	$8.50	$661,300.00	Disclosure SEC source: 0000899243-23-016037 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 0 F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2 · kind: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · shares: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · price: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:26 UTC	CVENT HOLDING CORP. CVT · Entity 15332	Disposition to issuerCommon Stock	46,605	$8.50	$396,142.50	Disclosure SEC source: 0000899243-23-016037 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration"). F2 · kind: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · shares: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. F2 · price: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time. Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:39 UTC	CVENT HOLDING CORP. CVT · Entity 15332	GrantCommon Stock	13,235	$0.00	$0.00	Disclosure SEC source: 0001209191-23-036428 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,605 F1 · shares: Consists of restricted stock units which were granted on June 8, 2023 and vest in full on June 8, 2024 subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date or earlier vesting upon a change of control of the Issuer. Read SEC document
May 12, 2023 Filed May 16, 2023 17:01 UTC	ANSYS INC ANSS · Entity 77272	Tax withholdingCommon Stock	34	$297.49	$10,114.66	Disclosure SEC source: 0001214659-23-007335 · marketforms-61521.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,038 F2 · balance_after: Includes 967 Restricted Stock Units. Read SEC document
May 12, 2023 Filed May 16, 2023 17:01 UTC	ANSYS INC ANSS · Entity 77272	GrantCommon Stock	967	$0.00	$0.00	Disclosure SEC source: 0001214659-23-007335 · marketforms-61521.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,072 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders which occurs after the Grant Date specified above. Each RSU is settled solely for one share of Common Stock, subject in each case to the Grantee's continued service as a member of the Board of Directors of the Company through such date. F2 · balance_after: Includes 967 Restricted Stock Units. Read SEC document
June 14, 2022 Filed Jun 15, 2022 22:45 UTC	CVENT HOLDING CORP. CVT · Entity 15332	PurchaseCommon Stock	9,800	$4.65	$45,570.00	Disclosure SEC source: 0001209191-22-037088 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 77,800 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.45 to $4.7474 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document
June 13, 2022 Filed Jun 15, 2022 22:45 UTC	CVENT HOLDING CORP. CVT · Entity 15332	PurchaseCommon Stock	13,000	$4.17	$54,210.00	Disclosure SEC source: 0001209191-22-037088 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 68,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.0949 to $4.20 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document
May 19, 2022 Filed May 23, 2022 12:50 UTC	CVENT HOLDING CORP. CVT · Entity 15332	GrantCommon Stock	33,370	$0.00	$0.00	Disclosure SEC source: 0001209191-22-031242 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,370 F1 · shares: Consists of restricted stock units which were granted on May 19, 2022 and vest in full on May 19, 2023, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date. Read SEC document
May 16, 2022 Filed May 17, 2022 21:59 UTC	CVENT HOLDING CORP. CVT · Entity 15332	PurchaseCommon Stock	13,000	$5.55	$72,150.00	Disclosure SEC source: 0001209191-22-029811 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 55,000 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.50 to $5.74 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document
May 13, 2022 Filed May 16, 2022 17:16 UTC	ANSYS INC ANSS · Entity 77272	GrantCommon Stock	1,105	$0.00	$0.00	Disclosure SEC source: 0001214659-22-007073 · marketforms-56204.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105 F1 · shares: Represents Restricted Stock Units ("RSUs"). The grant of RSUs shall become vested in full on the date that is the earlier of the one-year anniversary of the Grant Date specified above; or the date of the Company's next regular annual meeting of stockholders which occurs after the Grant Date specified above. Each RSU is settled solely for one share of Common Stock, subject in each case to the Grantee's continued service as a member of the Board of Directors of the Company through such date. F2 · balance_after: Includes 1,105 Restricted Stock Units. Read SEC document
May 13, 2022 Filed May 17, 2022 21:59 UTC	CVENT HOLDING CORP. CVT · Entity 15332	PurchaseCommon Stock	7,000	$5.47	$38,290.00	Disclosure SEC source: 0001209191-22-029811 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 42,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.39 to $5.54 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:15 UTC	CVENT HOLDING CORP. CVT · Entity 15332	PurchaseCommon Stock	20,000	$7.13	$142,600.00	Disclosure SEC source: 0000899243-22-011224 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 35,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.30 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document
March 08, 2022 Filed Mar 9, 2022 23:17 UTC	CVENT HOLDING CORP. CVT · Entity 15332	PurchaseCommon Stock	15,000	$7.28	$109,200.00	Disclosure SEC source: 0000899243-22-010256 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Frankola Revocable Trust UA September 12, 2011, Jim and Pam Frankola TRS Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.35 per share, inclusive. The reporting person undertakes to provide to Cvent Holding Corp., any security holder of Cvent Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document
October 08, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionPerformance Stock Units · Derivative	54,609	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · derivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.exercise_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.expiration_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document
October 08, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionRestricted Stock Units · Derivative	422,710	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · derivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 422,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.exercise_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · derivative.expiration_date: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document
October 08, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	Disposition to issuerCommon Stock	1,334,993	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. F3 · price: Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. Read SEC document
October 08, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionCommon Stock	54,609	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document
October 08, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionCommon Stock	422,710	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). F1 · price: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Read SEC document
October 04, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	GiftCommon Stock	190,000	$0.00	$0.00	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,674 Read SEC document
September 22, 2021 Filed Oct 14, 2021 00:44 UTC	Cloudera, Inc. CLDR · Entity 11702	GiftCommon Stock	1,875	$0.00	$0.00	Disclosure SEC source: 0000899243-21-040161 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,674 Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionRestricted Stock Unit · Derivative	5,461	$0.00	$0.00	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 11 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,149 Underlying: Common Stock · 5,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7 · derivative.exercise_date: The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionRestricted Stock Unit · Derivative	46,555	$0.00	$0.00	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 10 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,775 Underlying: Common Stock · 46,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · derivative.exercise_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionRestricted Stock Unit · Derivative	23,907	$0.00	$0.00	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 9 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,536 Underlying: Common Stock · 23,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F5 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionRestricted Stock Unit · Derivative	10,625	$0.00	$0.00	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · derivative · entry 8 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Tax withholdingCommon Stock	40,660	$15.93	$647,713.80	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 7 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,549 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionCommon Stock	5,461	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 6 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionCommon Stock	46,555	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 5 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionCommon Stock	23,907	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 4 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document
September 15, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	Exercise / conversionCommon Stock	10,625	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 3 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document
September 14, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	SaleCommon Stock	200,000	$15.93	$3,186,020.00	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 2 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,661 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.93 to $15.935 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
September 14, 2021 Filed Sep 17, 2021 00:16 UTC	Cloudera, Inc. CLDR · Entity 11702	SaleCommon Stock	100,000	$15.93	$1,593,010.00	Disclosure SEC source: 0001209191-21-056504 · doc4.xml · nonDerivative · entry 1 FRANKOLA JIM · CIK 0001183231 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,661 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.