Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Affirm Holdings, Inc.AFRM · Entity 1572 | Director | July 01, 2026 | July 06, 2026 |
| Forty Seven, Inc.FTSV · Entity 16035 | 10% owner | March 11, 2020 | March 14, 2020 |
| Honest Company, Inc.HNST · Entity 5346 | Director | December 01, 2021 | December 04, 2021 |
| MULESOFT, INCMULE · Entity 12294 | 10% owner | November 27, 2017 | November 30, 2017 |
| Personalis, Inc.PSNL · Entity 4572 | Affiliate of 10% Owner | August 14, 2020 | August 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Affirm Holdings, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 316,632 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 655 · Balance 316,632 F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027. F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Forty Seven, Inc.
Report date March 11, 2020 · Filed March 14, 2020
Jointly reported with Lightspeed Venture Partners X, L.P., Lightspeed General Partner X, L.P., Lightspeed Ultimate General Partner X, Ltd., Lightspeed Venture Partners Select II, L.P., Lightspeed General Partner Select II, L.P., Lightspeed Ultimate General Partner Select II, Ltd., Eggers Barry, Mhatre Ravi, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 336,868 |
Reported balance
After 2020-03-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-11 · Other · Disposed 2,450,000 · Balance 336,868 F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X). F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner X, L.P. | 0 |
Last balance in matching sequence
After 2020-03-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-03-11 · Other · Acquired 395,374 · Balance 395,374 F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X). F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. Row 3 · 2020-03-11 · Other · Disposed 395,374 · Balance 0 F3: Represents in-kind distribution by LGP X without consideration to its partners F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 66,165 |
Last balance in matching sequence
After 2020-03-11 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. Row 11 · 2020-03-11 · Other · Acquired 14,760 · Balance 66,165 F9: Represents in-kind distribution by Select II GP without consideration to its partners F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. |
| Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 51,405 |
Reported balance
After 2020-03-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners |
| Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 71,086 |
Reported balance
After 2020-03-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086 F9: Represents in-kind distribution by Select II GP without consideration to its partners |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 3 | 71,086 |
Last balance in matching sequence
After 2020-03-11 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. Row 13 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086 F9: Represents in-kind distribution by Select II GP without consideration to its partners F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. |
| Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 3 | 51,405 |
Reported balance
After 2020-03-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 496,769 |
Reported balance
After 2020-03-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-03-11 · Other · Disposed 1,600,000 · Balance 496,769 F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2020-03-11 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2020-03-11 · Other · Acquired 171,750 · Balance 171,750 F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. Row 10 · 2020-03-11 · Other · Disposed 171,750 · Balance 0 F9: Represents in-kind distribution by Select II GP without consideration to its partners F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 4 | 14,760 |
Reported balance
After 2020-03-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2020-03-11 · Other · Acquired 14,760 · Balance 14,760 F9: Represents in-kind distribution by Select II GP without consideration to its partners F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 67,036 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 67,036 F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ravi Mhatre | 66,743 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 66,743 |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 1 | 66,743 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 66,743 F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1. |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre 2011 Irrevocable Children's Trust | 33,372 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 33,372 F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Peter Nieh | 67,500 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 67,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).
F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.
F3: Represents in-kind distribution by LGP X without consideration to its partners
F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.
F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.
F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).
F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.
F9: Represents in-kind distribution by Select II GP without consideration to its partners
F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.
F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.
F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.
Honest Company, Inc.
Report date December 01, 2021 · Filed December 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Reported balance
After 2021-12-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-01 · Sale · Disposed 529,108 · Balance 0 F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the general partner of LGP Select. The Reporting Person disclaims beneficial ownership of the shares held by Lightspeed Select, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 107,237 |
Reported balance
Holding disclosure · report date 2021-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 107,237 F1: Reflects the receipt of 107,237 shares of Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners VIII, L.P. ("LSVP VIII") to its general and limited partners and the further pro rata distribution of such shares by LSVP VIII's general partner to its members, including the Reporting Person, in each case, for no additional consideration. The receipt of such shares by the Reporting Person was exempt from reporting pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the receipt of 107,237 shares of Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners VIII, L.P. ("LSVP VIII") to its general and limited partners and the further pro rata distribution of such shares by LSVP VIII's general partner to its members, including the Reporting Person, in each case, for no additional consideration. The receipt of such shares by the Reporting Person was exempt from reporting pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the general partner of LGP Select. The Reporting Person disclaims beneficial ownership of the shares held by Lightspeed Select, except to the extent of his pecuniary interest therein.
MULESOFT, INC
Report date November 27, 2017 · Filed November 30, 2017
Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., SCHAEPE CHRISTOPHER J, Eggers Barry, Nieh Peter, Vrionis John, Lightspeed Venture Partners Select, L.P., Lightspeed General Partner Select, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Lightspeed Venture Partners VII, L.P. | 1,700,000 |
Reported balance
After 2017-11-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-27 · Conversion · Acquired 1,700,000 · Balance 1,700,000 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Reported balance
After 2017-11-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-27 · Other · Disposed 1,700,000 · Balance 0 F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VII, L.P. | 0 |
Last balance in matching sequence
After 2017-11-27 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2017-11-27 · Other · Acquired 395,670 · Balance 395,670 F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5: The shares are held of record by LGP VII. Row 4 · 2017-11-27 · Other · Disposed 395,670 · Balance 0 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5: The shares are held of record by LGP VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 57,839 |
Reported balance
After 2017-11-27 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Peter Y. Nieh | 57,839 |
Reported balance
After 2017-11-27 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy the Schaepe-Chiu Living Trust dated 11/5/97 | 57,839 |
Reported balance
After 2017-11-27 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Last balance in matching sequence
After 2017-11-27 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 8 · 2017-11-27 · Conversion · Acquired 400,000 · Balance 400,000 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10: The shares are held of record by Lightspeed Select. Row 9 · 2017-11-27 · Other · Disposed 400,000 · Balance 0 F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10: The shares are held of record by Lightspeed Select. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select, L.P. | 0 |
Last balance in matching sequence
After 2017-11-27 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 10 · 2017-11-27 · Other · Acquired 6,033 · Balance 6,033 F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12: The shares are held of record by LGP Select. Row 11 · 2017-11-27 · Other · Disposed 6,033 · Balance 0 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12: The shares are held of record by LGP Select. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 945 |
Reported balance
After 2017-11-27 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Investments LP - Fund 3 | 945 |
Reported balance
After 2017-11-27 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust dated 11/5/97 | 378 |
Reported balance
After 2017-11-27 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2017-11-27 · Other · Acquired 378 · Balance 378 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 2 | 567 |
Reported balance
After 2017-11-27 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2017-11-27 · Other · Acquired 567 · Balance 567 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 945 |
Reported balance
After 2017-11-27 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy John Vrionis | 945 |
Reported balance
After 2017-11-27 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture partners VII, L.P. | 14,047,715 |
Reported balance
After 2017-11-27 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-11-27 · Conversion · Disposed 1,700,000 · Balance 14,047,715 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P. | 3,171,808 |
Reported balance
After 2017-11-27 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-11-27 · Conversion · Disposed 400,000 · Balance 3,171,808 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10: The shares are held of record by Lightspeed Select. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3: The shares are held of record by Lightspeed VII.
F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F5: The shares are held of record by LGP VII.
F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F10: The shares are held of record by Lightspeed Select.
F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).
F12: The shares are held of record by LGP Select.
F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).
F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.
F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
Personalis, Inc.
Report date August 14, 2020 · Filed August 18, 2020
Jointly reported with Lightspeed Venture Partners Select IV, L.P., Mhatre Ravi, Lightspeed General Partner Select IV, L.P., Lightspeed Ultimate General Partner Select IV, L.L.C., Janmohamed Arif
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,774,240 |
Reported balance
After 2020-08-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2020-08-14 · Purchase · Acquired 1,315,789 · Balance 1,774,240 F1: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,117,768 |
Reported balance
Holding disclosure · report date 2020-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,117,768 F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,958,726 |
Reported balance
Holding disclosure · report date 2020-08-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,958,726 F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.
F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.
F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018
Jointly reported with Lightspeed Ultimate General Partner X, Ltd., Lightspeed Affiliates X, L.P., Lightspeed Venture Partners X, L.P., Lightspeed General Partner X, L.P., Eggers Barry, Mhatre Ravi, Nieh Peter, SCHAEPE CHRISTOPHER J
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 58,458 |
Reported balance
After 2018-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 58,458 · Balance 58,458 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 1,169,163 |
Reported balance
After 2018-10-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-09 · Conversion · Acquired 1,169,163 · Balance 1,169,163 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Affiliates X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-09 · Conversion · Disposed 58,458 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-09 · Conversion · Disposed 1,169,163 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 3,571,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionCommon Stock | 2,956,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 15,747,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionCommon Stock | 15,747,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,747,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.