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person · Reporting owner

Liew Jeremy

Disclosed activity across 6 companies

Tapewire entity
32134
SEC CIK
0001700539

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Affirm Holdings, Inc.AFRM · Entity 1572DirectorJuly 01, 2026July 06, 2026
Forty Seven, Inc.FTSV · Entity 1603510% ownerMarch 11, 2020March 14, 2020
Honest Company, Inc.HNST · Entity 5346DirectorDecember 01, 2021December 04, 2021
MULESOFT, INCMULE · Entity 1229410% ownerNovember 27, 2017November 30, 2017
Personalis, Inc.PSNL · Entity 4572Affiliate of 10% OwnerAugust 14, 2020August 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Affirm Holdings, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect316,632 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 655 · Balance 316,632

F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners X, L.P.336,868 Reported balance After 2020-03-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-03-11 · Other · Disposed 2,450,000 · Balance 336,868

F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner X, L.P.0 Last balance in matching sequence After 2020-03-11 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2020-03-11 · Other · Acquired 395,374 · Balance 395,374

F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Row 3 · 2020-03-11 · Other · Disposed 395,374 · Balance 0

F3: Represents in-kind distribution by LGP X without consideration to its partners

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 266,165 Last balance in matching sequence After 2020-03-11 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Row 11 · 2020-03-11 · Other · Acquired 14,760 · Balance 66,165

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Common StockSEC Table I · non-derivativeIndirectBy Jeremy Liew51,405 Reported balance After 2020-03-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

Common StockSEC Table I · non-derivativeIndirectBy Jeremy Liew71,086 Reported balance After 2020-03-11 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086

F9: Represents in-kind distribution by Select II GP without consideration to its partners

Common StockSEC Table I · non-derivativeIndirectBy Mhatre Investments LP - Fund 371,086 Last balance in matching sequence After 2020-03-11 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

Row 13 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 351,405 Reported balance After 2020-03-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select II, L.P.496,769 Reported balance After 2020-03-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2020-03-11 · Other · Disposed 1,600,000 · Balance 496,769

F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select II, L.P.0 Last balance in matching sequence After 2020-03-11 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 9 · 2020-03-11 · Other · Acquired 171,750 · Balance 171,750

F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Row 10 · 2020-03-11 · Other · Disposed 171,750 · Balance 0

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 414,760 Reported balance After 2020-03-11 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2020-03-11 · Other · Acquired 14,760 · Balance 14,760

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Affiliates X, L.P.67,036 Reported balance Holding disclosure · report date 2020-03-11 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 67,036

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ravi Mhatre66,743 Reported balance Holding disclosure · report date 2020-03-11 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 66,743

Common StockSEC Table I · non-derivativeIndirectBy Mhatre Investments LP - Fund 166,743 Reported balance Holding disclosure · report date 2020-03-11 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 66,743

F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.

Common StockSEC Table I · non-derivativeIndirectBy Mhatre 2011 Irrevocable Children's Trust33,372 Reported balance Holding disclosure · report date 2020-03-11 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 33,372

F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.

Common StockSEC Table I · non-derivativeIndirectBy Peter Nieh67,500 Reported balance Holding disclosure · report date 2020-03-11 · row 19 Holding and transaction disclosures are not merged.
1 source row

Row 19 · Balance 67,500

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

F3: Represents in-kind distribution by LGP X without consideration to its partners

F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.

F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.

F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.

Honest Company, Inc.

Report date December 01, 2021 · Filed December 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2021-12-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-12-01 · Sale · Disposed 529,108 · Balance 0

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the general partner of LGP Select. The Reporting Person disclaims beneficial ownership of the shares held by Lightspeed Select, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect107,237 Reported balance Holding disclosure · report date 2021-12-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 107,237

F1: Reflects the receipt of 107,237 shares of Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners VIII, L.P. ("LSVP VIII") to its general and limited partners and the further pro rata distribution of such shares by LSVP VIII's general partner to its members, including the Reporting Person, in each case, for no additional consideration. The receipt of such shares by the Reporting Person was exempt from reporting pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the receipt of 107,237 shares of Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners VIII, L.P. ("LSVP VIII") to its general and limited partners and the further pro rata distribution of such shares by LSVP VIII's general partner to its members, including the Reporting Person, in each case, for no additional consideration. The receipt of such shares by the Reporting Person was exempt from reporting pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the general partner of LGP Select. The Reporting Person disclaims beneficial ownership of the shares held by Lightspeed Select, except to the extent of his pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Lightspeed Venture Partners VII, L.P.1,700,000 Reported balance After 2017-11-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-11-27 · Conversion · Acquired 1,700,000 · Balance 1,700,000

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners VII, L.P.0 Reported balance After 2017-11-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-11-27 · Other · Disposed 1,700,000 · Balance 0

F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner VII, L.P.0 Last balance in matching sequence After 2017-11-27 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2017-11-27 · Other · Acquired 395,670 · Balance 395,670

F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F5: The shares are held of record by LGP VII.

Row 4 · 2017-11-27 · Other · Disposed 395,670 · Balance 0

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F5: The shares are held of record by LGP VII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Barry Eggers Revocable Trust dtd 6/4/200857,839 Reported balance After 2017-11-27 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectBy Peter Y. Nieh57,839 Reported balance After 2017-11-27 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

Class A Common StockSEC Table I · non-derivativeIndirectBy the Schaepe-Chiu Living Trust dated 11/5/9757,839 Reported balance After 2017-11-27 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.0 Last balance in matching sequence After 2017-11-27 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 8 · 2017-11-27 · Conversion · Acquired 400,000 · Balance 400,000

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

Row 9 · 2017-11-27 · Other · Disposed 400,000 · Balance 0

F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select, L.P.0 Last balance in matching sequence After 2017-11-27 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2017-11-27 · Other · Acquired 6,033 · Balance 6,033

F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F12: The shares are held of record by LGP Select.

Row 11 · 2017-11-27 · Other · Disposed 6,033 · Balance 0

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F12: The shares are held of record by LGP Select.

Class A Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 2945 Reported balance After 2017-11-27 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Investments LP - Fund 3945 Reported balance After 2017-11-27 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy The Schaepe-Chiu Living Trust dated 11/5/97378 Reported balance After 2017-11-27 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2017-11-27 · Other · Acquired 378 · Balance 378

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Class A Common StockSEC Table I · non-derivativeIndirectBy Schaepe-Chiu Investments I LP - Fund 2567 Reported balance After 2017-11-27 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2017-11-27 · Other · Acquired 567 · Balance 567

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Jeremy Liew945 Reported balance After 2017-11-27 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 16 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

Class A Common StockSEC Table I · non-derivativeIndirectBy John Vrionis945 Reported balance After 2017-11-27 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture partners VII, L.P.14,047,715 Reported balance After 2017-11-27 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-11-27 · Conversion · Disposed 1,700,000 · Balance 14,047,715

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.3,171,808 Reported balance After 2017-11-27 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-11-27 · Conversion · Disposed 400,000 · Balance 3,171,808

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

Filing footnotes · ownership attribution and instrument terms

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F5: The shares are held of record by LGP VII.

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F12: The shares are held of record by LGP Select.

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.

F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote1,774,240 Reported balance After 2020-08-14 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2020-08-14 · Purchase · Acquired 1,315,789 · Balance 1,774,240

F1: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote4,117,768 Reported balance Holding disclosure · report date 2020-08-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,117,768

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,958,726 Reported balance Holding disclosure · report date 2020-08-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,958,726

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeIndirectBy Lightspeed Affiliates X, L.P.58,458 Reported balance After 2018-10-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-10-09 · Conversion · Acquired 58,458 · Balance 58,458

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

COMMON STOCKSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners X, L.P.1,169,163 Reported balance After 2018-10-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-10-09 · Conversion · Acquired 1,169,163 · Balance 1,169,163

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SERIES C PREFERRED STOCKSEC Table II · derivative / convertible securityIndirectBy Lightspeed Affiliates X, L.P.0 Reported balance After 2018-10-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-10-09 · Conversion · Disposed 58,458 · Balance 0

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SERIES C PREFERRED STOCKSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners X, L.P.0 Reported balance After 2018-10-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-10-09 · Conversion · Disposed 1,169,163 · Balance 0

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 6, 2026 20:09 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047254 · wk-form4_1783368569.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,632

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 3,579 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057631 · wk-form4_1766005680.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,977

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 15, 2026 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 13:27 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 670 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-034156 · wk-form4_1751549228.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,398

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2026.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:10 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 3,015 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051096 · wk-form4_1734045011.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,728

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 10, 2025 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 23:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-050265 · wk-form4_1733526474.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,713

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:03 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030954 · wk-form4_1719957801.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,713

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 23:01 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 5,186 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040941 · wk-form4_1701903658.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,205

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 4, 2024 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:03 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 2,791 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024331 · wk-form4_1688594619.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,019

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2024.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · balance_after: Reflects the receipt of 144,118 shares of Class A common stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners IX LP to its members, including the Reporting Person, for no additional consideration.

F4 · balance_after: Reflects the receipt of 63,653 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners Select LP to its members, including the Reporting Person, for no additional consideration.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:03 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 16,708 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-031619 · wf-form4_167054056606577.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,457

F1 · kind: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 6, 2022 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 23:09 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018665 · wf-form4_165714894380559.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,749

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2023.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:06 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 1,864 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-024655 · wf-form4_163891476556623.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,132

F1 · kind: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 3, 2022 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 00:10 UTC Honest Company, Inc. HNST · Entity 5346 SaleCommon Stock 529,108 $8.28 $4,381,014.24
Disclosure

SEC source: 0001209191-21-067998 · doc4.xml · nonDerivative · entry 2

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the general partner of LGP Select. The Reporting Person disclaims beneficial ownership of the shares held by Lightspeed Select, except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:12 UTC Affirm Holdings, Inc. AFRM · Entity 1572 Exercise / conversionRestricted Stock Units · Derivative 4,082 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023987 · wf-form4_163761912467735.xml · derivative · entry 2

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,082 shares

Expires 2028-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The number of RSUs owned has been increased by one due to a rounding error on the Reporting Person's Form 3 filed on January 13, 2021.

F3 · derivative.exercise_date: Restricted stock units vest in full upon the earlier of November 18, 2021 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:12 UTC Affirm Holdings, Inc. AFRM · Entity 1572 Exercise / conversionClass A Common Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023987 · wf-form4_163761912467735.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GiftClass A Common Stock 67,572 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 9

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,186

Read SEC document
November 15, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 1,250 $149.94 $187,419.50
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 8

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,758

Read SEC document
November 15, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 2,501 $147.93 $369,972.43
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 7

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,008

F11 · price: Represents the weighted average sale price of the shares sold from $147.66 to $148.25 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 16,154 $146.95 $2,373,862.61
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 6

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,509

F10 · price: Represents the weighted average sale price of the shares sold from $146.65 to $147.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 33,277 $146.10 $4,861,679.85
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 5

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,663

F9 · price: Represents the weighted average sale price of the shares sold from $145.65 to $146.64 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 15,568 $145.09 $2,258,821.84
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 4

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,940

F4 · price: Represents the weighted average sale price of the shares sold from $144.65 to $145.63 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Represents the receipt of 147,022 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners IX to its members, including the Reporting Person, for no additional consideration.

F6 · balance_after: Represents the receipt of 75,223 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners Select, L.P. to its members, including the Reporting Person, for no additional consideration.

F7 · balance_after: Represents the receipt of 22,917 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners Select II, L.P. to its members, including the Reporting Person, for no additional consideration.

F8 · balance_after: Represents the receipt of 7,346 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Opportunity Fund L.P. to its members, including the Reporting Person, for no additional consideration.

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November 12, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 OtherClass A Common Stock 1,254,623 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 3

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Opportunity Fund, L.P.

Disclosed balance after: 0

F3 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Lightspeed Opportunity Fund, L.P. to its members.

Read SEC document
November 12, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 OtherClass A Common Stock 2,459,558 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 2

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

F2 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Lightspeed Venture Partners Select, L.P. to its members.

Read SEC document
November 12, 2021 Filed Nov 18, 2021 02:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 OtherClass A Common Stock 934,988 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023766 · wf-form4_163720105347322.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Lightspeed Venture Partners Select II, L.P. to its members.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:50 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries E Preferred Stock · Derivative 64,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031909 · doc4.xml · derivative · entry 5

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 64,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Series E Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F3 · derivative.exercise_date: The shares of Series E Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F3 · derivative.expiration_date: The shares of Series E Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:50 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries C Preferred Stock · Derivative 517,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031909 · doc4.xml · derivative · entry 4

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 546,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Series C Preferred Stock converted into shares of Common Stock on a 1-for-1.056925 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The shares of Series C Preferred Stock converted into shares of Common Stock on a 1-for-1.056925 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The shares of Series C Preferred Stock converted into shares of Common Stock on a 1-for-1.056925 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:50 UTC Honest Company, Inc. HNST · Entity 5346 SaleCommon Stock 82,648 $16.00 $1,322,368.00
Disclosure

SEC source: 0001209191-21-031909 · doc4.xml · nonDerivative · entry 3

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 529,108

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:50 UTC Honest Company, Inc. HNST · Entity 5346 ConversionCommon Stock 64,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-031909 · doc4.xml · nonDerivative · entry 2

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 611,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The shares of Series E Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:50 UTC Honest Company, Inc. HNST · Entity 5346 ConversionCommon Stock 546,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-031909 · doc4.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 546,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Series C Preferred Stock converted into shares of Common Stock on a 1-for-1.056925 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 04, 2021 Filed May 7, 2021 01:15 UTC Honest Company, Inc. HNST · Entity 5346 GrantCommon Stock (RSUs) 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030770 · doc4.xml · nonDerivative · entry 1

Liew Jeremy · CIK 0001700539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,449

Read SEC document
August 14, 2020 Filed Aug 18, 2020 17:01 UTC Personalis, Inc. PSNL · Entity 4572 PurchaseCommon Stock 1,315,789 $19.00 $24,999,991.00
Disclosure

SEC source: 0001209191-20-047228 · doc4.xml · nonDerivative · entry 1

Lightspeed Venture Partners Select IV, L.P. · CIK 0001805207 · Affiliate of 10% Owner

Liew Jeremy · CIK 0001700539 · Affiliate of 10% Owner

Mhatre Ravi · CIK 0001366050 · Affiliate of 10% Owner

Lightspeed General Partner Select IV, L.P. · CIK 0001813995 · Affiliate of 10% Owner

Lightspeed Ultimate General Partner Select IV, L.L.C. · CIK 0001813999 · Affiliate of 10% Owner

Janmohamed Arif · CIK 0001813938 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,774,240

F1 · ownership.direct: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

F1 · ownership.nature: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 17:00 UTC Personalis, Inc. PSNL · Entity 4572 PurchaseCommon Stock 380,654 $13.98 $5,321,542.92
Disclosure

SEC source: 0001209191-20-034108 · doc4.xml · nonDerivative · entry 2

Lightspeed Venture Partners Select IV, L.P. · CIK 0001805207 · Affiliate of 10% Owner

Liew Jeremy · CIK 0001700539 · Affiliate of 10% Owner

Mhatre Ravi · CIK 0001366050 · Affiliate of 10% Owner

Lightspeed General Partner Select IV, L.P. · CIK 0001813995 · Affiliate of 10% Owner

Lightspeed Ultimate General Partner Select IV, L.L.C. · CIK 0001813999 · Affiliate of 10% Owner

Janmohamed Arif · CIK 0001813938 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 458,451

F3 · price: This transaction was executed in multiple trades at prices ranging from $13.500 to $14.105. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:00 UTC Personalis, Inc. PSNL · Entity 4572 PurchaseCommon Stock 77,797 $12.98 $1,009,805.06
Disclosure

SEC source: 0001209191-20-034108 · doc4.xml · nonDerivative · entry 1

Lightspeed Venture Partners Select IV, L.P. · CIK 0001805207 · Affiliate of 10% Owner

Liew Jeremy · CIK 0001700539 · Affiliate of 10% Owner

Mhatre Ravi · CIK 0001366050 · Affiliate of 10% Owner

Lightspeed General Partner Select IV, L.P. · CIK 0001813995 · Affiliate of 10% Owner

Lightspeed Ultimate General Partner Select IV, L.L.C. · CIK 0001813999 · Affiliate of 10% Owner

Janmohamed Arif · CIK 0001813938 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,797

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.62 to $13.43. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 14,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 14

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments LP - Fund 4

Disclosed balance after: 14,760

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F10 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 19,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 13

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mhatre Investments LP - Fund 3

Disclosed balance after: 71,086

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F5 · ownership.nature: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 19,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 12

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeremy Liew

Disclosed balance after: 71,086

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 14,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 11

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 66,165

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F4 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 171,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 10

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 0

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 171,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 9

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 171,750

F7 · kind: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F7 · price: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 1,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 8

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 496,769

F7 · kind: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F7 · price: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 51,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 7

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments LP - Fund 3

Disclosed balance after: 51,405

F3 · kind: Represents in-kind distribution by LGP X without consideration to its partners

F3 · price: Represents in-kind distribution by LGP X without consideration to its partners

F6 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 51,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 6

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mhatre Investments LP - Fund 3

Disclosed balance after: 51,405

F3 · kind: Represents in-kind distribution by LGP X without consideration to its partners

F3 · price: Represents in-kind distribution by LGP X without consideration to its partners

F5 · ownership.nature: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 51,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 5

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeremy Liew

Disclosed balance after: 51,405

F3 · kind: Represents in-kind distribution by LGP X without consideration to its partners

F3 · price: Represents in-kind distribution by LGP X without consideration to its partners

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 51,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 4

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 51,405

F3 · kind: Represents in-kind distribution by LGP X without consideration to its partners

F3 · price: Represents in-kind distribution by LGP X without consideration to its partners

F4 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 395,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 3

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner X, L.P.

Disclosed balance after: 0

F3 · kind: Represents in-kind distribution by LGP X without consideration to its partners

F3 · price: Represents in-kind distribution by LGP X without consideration to its partners

F2 · ownership.nature: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 395,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 2

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner X, L.P.

Disclosed balance after: 395,374

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2 · ownership.nature: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 2,450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 1

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners X, L.P.

Disclosed balance after: 336,868

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2 · ownership.nature: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:57 UTC Forty Seven, Inc. FTSV · Entity 16035 PurchaseCommon Stock 312,500 $8.00 $2,500,000.00
Disclosure

SEC source: 0001104659-19-041614 · a4.xml · nonDerivative · entry 2

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 2,096,769

F2 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:57 UTC Forty Seven, Inc. FTSV · Entity 16035 PurchaseCommon Stock 312,500 $8.00 $2,500,000.00
Disclosure

SEC source: 0001104659-19-041614 · a4.xml · nonDerivative · entry 1

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners X, L.P.

Disclosed balance after: 2,786,868

F1 · ownership.nature: Lightspeed General Partner X, L.P. ("Lightspeed GP X") is the general partner of Lightspeed Venture Partners X, L.P. ("Lightspeed X") and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("Lightspeed UGP X") is the general partner of Lightspeed GP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionSeries C Preferred Stock · Derivative 1,958,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · derivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,958,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3 · ownership.direct: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

F3 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionSeries C Preferred Stock · Derivative 822,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · derivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 822,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.