Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MULESOFT, INCMULE · Entity 12294 | 10% owner | November 27, 2017 | November 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MULESOFT, INC
Report date November 27, 2017 · Filed November 30, 2017
Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., SCHAEPE CHRISTOPHER J, Eggers Barry, Nieh Peter, Liew Jeremy, Lightspeed Venture Partners Select, L.P., Lightspeed General Partner Select, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Lightspeed Venture Partners VII, L.P. | 1,700,000 |
Reported balance
After 2017-11-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-27 · Conversion · Acquired 1,700,000 · Balance 1,700,000 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Reported balance
After 2017-11-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-27 · Other · Disposed 1,700,000 · Balance 0 F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VII, L.P. | 0 |
Last balance in matching sequence
After 2017-11-27 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2017-11-27 · Other · Acquired 395,670 · Balance 395,670 F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5: The shares are held of record by LGP VII. Row 4 · 2017-11-27 · Other · Disposed 395,670 · Balance 0 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5: The shares are held of record by LGP VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 57,839 |
Reported balance
After 2017-11-27 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Peter Y. Nieh | 57,839 |
Reported balance
After 2017-11-27 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy the Schaepe-Chiu Living Trust dated 11/5/97 | 57,839 |
Reported balance
After 2017-11-27 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839 F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Last balance in matching sequence
After 2017-11-27 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 8 · 2017-11-27 · Conversion · Acquired 400,000 · Balance 400,000 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10: The shares are held of record by Lightspeed Select. Row 9 · 2017-11-27 · Other · Disposed 400,000 · Balance 0 F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10: The shares are held of record by Lightspeed Select. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select, L.P. | 0 |
Last balance in matching sequence
After 2017-11-27 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 10 · 2017-11-27 · Other · Acquired 6,033 · Balance 6,033 F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12: The shares are held of record by LGP Select. Row 11 · 2017-11-27 · Other · Disposed 6,033 · Balance 0 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12: The shares are held of record by LGP Select. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 945 |
Reported balance
After 2017-11-27 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Investments LP - Fund 3 | 945 |
Reported balance
After 2017-11-27 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust dated 11/5/97 | 378 |
Reported balance
After 2017-11-27 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2017-11-27 · Other · Acquired 378 · Balance 378 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 2 | 567 |
Reported balance
After 2017-11-27 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2017-11-27 · Other · Acquired 567 · Balance 567 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 945 |
Reported balance
After 2017-11-27 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy John Vrionis | 945 |
Reported balance
After 2017-11-27 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2017-11-27 · Other · Acquired 945 · Balance 945 F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture partners VII, L.P. | 14,047,715 |
Reported balance
After 2017-11-27 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-11-27 · Conversion · Disposed 1,700,000 · Balance 14,047,715 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P. | 3,171,808 |
Reported balance
After 2017-11-27 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-11-27 · Conversion · Disposed 400,000 · Balance 3,171,808 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10: The shares are held of record by Lightspeed Select. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3: The shares are held of record by Lightspeed VII.
F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F5: The shares are held of record by LGP VII.
F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F10: The shares are held of record by Lightspeed Select.
F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).
F12: The shares are held of record by LGP Select.
F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).
F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.
F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 19 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 3,171,808 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 18 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 14,047,715 Underlying: Class A Common Stock · 1,700,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 17 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By John Vrionis Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 16 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeremy Liew Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 15 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 2 Disclosed balance after: 567 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F16 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 14 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 378 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 13 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Investments LP - Fund 3 Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F15 · ownership.nature: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 12 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments LP - Fund 2 Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F14 · ownership.nature: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 6,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 11 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select, L.P. Disclosed balance after: 0 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: The shares are held of record by LGP Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 6,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select, L.P. Disclosed balance after: 6,033 F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: The shares are held of record by LGP Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 9 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 8 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 395,670 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 3,571,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 12 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571,808 Underlying: Class A Common Stock · 3,571,808 shares Expires not disclosed F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 15,747,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 11 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,747,715 Underlying: Class A Common Stock · 15,747,715 shares Expires not disclosed F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries G Preferred Stock · Derivative | 890,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 10 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 890,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries F Preferred Stock · Derivative | 2,066,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 9 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,066,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries E Preferred Stock · Derivative | 1,474,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 8 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,474,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries D Preferred Stock · Derivative | 1,580,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 7 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,580,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries C Preferred Stock · Derivative | 2,742,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 6 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,742,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries B Preferred Stock · Derivative | 9,950,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 5 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,950,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 3,571,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionCommon Stock | 2,956,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 15,747,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 00:35 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionCommon Stock | 15,747,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-022467 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,747,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.