Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director · CEO | June 30, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date June 30, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,158 |
Reported balance
After 2026-06-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-30 · Other · Acquired 462 · Balance 116,158 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 4,107 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,107 F4: These shares are held jointly with spouse. |
| Common StockSEC Table I · non-derivative | Indirect401 (K) Plan | 19,570 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,570 F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 17,637 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 17,637 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 20,325 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 20,325 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 20,438 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,438 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 30,661 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 30,661 F5: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 16,144 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 16,144 F6: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 5,857 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 5,857 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 5,398 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 5,398 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 6,344 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 6,344 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 7,982 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 7,982 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).
F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.
F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.
F4: These shares are held jointly with spouse.
F5: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F6: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F8: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F10: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
F11: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Feb 28, 2022 19:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 20,325 | $0.00 Strike: $48.34 | $0.00 |
DisclosureSEC source: 0001127602-22-006984 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,325 Underlying: Common Stock · 20,325 shares Expires 2032-02-24 F5 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/24/25. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 3,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006984 · form4.xml · derivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,592 Underlying: Common Stock · 3,592 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002107 · form4.xml · derivative · entry 7 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,456 | $48.20 | $70,179.20 |
DisclosureSEC source: 0001127602-22-002107 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,432 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002107 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,888 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 578 | $48.20 | $27,859.60 |
DisclosureSEC source: 0001127602-22-002107 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,274 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002107 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2021 Filed Jun 4, 2021 14:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 725 | $29.32 | $21,257.00 |
DisclosureSEC source: 0001127602-21-019157 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,321 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 17,637 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008196 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,637 Underlying: Common Stock · 17,637 shares Expires 2031-02-25 F5 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 3,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008196 · form4.xml · derivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 Underlying: Common Stock · 3,345 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002676 · form4.xml · derivative · entry 7 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,915 | $36.64 | $70,165.60 |
DisclosureSEC source: 0001127602-21-002676 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,596 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002676 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,511 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 398 | $36.64 | $14,582.72 |
DisclosureSEC source: 0001127602-21-002676 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,762 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002676 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 4, 2020 19:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 557 | $24.96 | $13,902.72 |
DisclosureSEC source: 0001127602-20-018826 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,108 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 19:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionStock Settled Stock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-20-010756 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on August 2, of each year, commencing August 2, 2011. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 19:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 9,026 | $28.16 | $254,172.16 |
DisclosureSEC source: 0001127602-20-010756 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,551 F1 · shares: Withholding of stock to satisfy exercise price and tax withholding obligation in connection with the exercise of stock settled appreciation rights. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 19:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010756 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008276 · form4.xml · derivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 Underlying: Common Stock · 1,982 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:13 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,520 | $44.75 | $112,770.00 |
DisclosureSEC source: 0001127602-20-002823 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,577 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:13 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 6,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002823 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,097 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| May 31, 2019 Filed Jun 6, 2019 15:56 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 752 | $33.31 | $25,049.12 |
DisclosureSEC source: 0001127602-19-020972 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,692 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2018 through May 31, 2019. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 15:06 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009072 · form4.xml · derivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531 Underlying: Common Stock · 1,531 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,495 | $45.91 | $68,635.45 |
DisclosureSEC source: 0001127602-19-002792 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,940 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002792 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,435 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 21:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 306 | $37.99 | $11,624.94 |
DisclosureSEC source: 0001127602-18-035381 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,804 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2018 through November 30, 2018. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2018. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionStock Settled Stock Appreciation Rights · Derivative | 5,188 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001127602-18-016198 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,188 shares Expires 2018-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 3,500 | $50.85 | $177,975.00 |
DisclosureSEC source: 0001127602-18-016198 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,498 F1 · shares: Withholding of stock to satisfy exercise price and tax withholding obligation in connection with the exercise of stock settled appreciation rights. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 5,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016198 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:12 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018368 · form4.xml · derivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052 Underlying: Common Stock · 1,052 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:09 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,945 | $48.70 | $143,421.50 |
DisclosureSEC source: 0001127602-18-002930 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,810 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:09 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002930 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,755 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · derivative · entry 8 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F6 · derivative.expiration_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · derivative · entry 7 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 675 | $44.50 | $30,037.50 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,005 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 186 | $44.50 | $8,277.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,659 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 13:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionStock Settled Stock Appreciation Rights · Derivative | 4,245 | $0.00 Strike: $25.63 | $0.00 |
DisclosureSEC source: 0001127602-17-014250 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,245 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 13:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 3,132 | $42.28 | $132,420.96 |
DisclosureSEC source: 0001127602-17-014250 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,289 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 13:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 4,245 | $25.63 | $108,799.35 |
DisclosureSEC source: 0001127602-17-014250 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,535 | $45.30 | $114,835.50 |
DisclosureSEC source: 0001127602-17-006783 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,176 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 7,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006783 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,711 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:25 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070338 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Underlying: Common Stock · 555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:25 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 186 | $40.90 | $7,607.40 |
DisclosureSEC source: 0001127602-16-070338 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,621 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:25 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070338 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2016 Filed Jan 13, 2017 20:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001688 · form5.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,331 F1 · kind: When Mr. Lally filed a Form 3 upon becoming an executive officer, 1,710 shares were inadvertently excluded from his holdings at the time of that filing. F1 · shares: When Mr. Lally filed a Form 3 upon becoming an executive officer, 1,710 shares were inadvertently excluded from his holdings at the time of that filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.