Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director · CEO | June 30, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date June 30, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,158 |
Reported balance
After 2026-06-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-30 · Other · Acquired 462 · Balance 116,158 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 4,107 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,107 F4: These shares are held jointly with spouse. |
| Common StockSEC Table I · non-derivative | Indirect401 (K) Plan | 19,570 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,570 F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 17,637 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 17,637 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 20,325 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 20,325 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 20,438 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,438 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 30,661 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 30,661 F5: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 16,144 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 16,144 F6: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 5,857 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 5,857 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 5,398 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 5,398 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 6,344 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 6,344 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 7,982 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 7,982 F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).
F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.
F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.
F4: These shares are held jointly with spouse.
F5: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F6: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F8: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F10: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
F11: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 8, 2026 19:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 462 | $45.94 | $21,224.28 |
DisclosureSEC source: 0001025835-26-000128 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,158 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 15:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 6,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000060 · form4.xml · derivative · entry 12 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,344 Underlying: Common Stock · 6,344 shares Expires not disclosed F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 7,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000047 · form4.xml · derivative · entry 12 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,982 Underlying: Common Stock · 7,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F9 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 3,502 | $57.57 | $201,610.14 |
DisclosureSEC source: 0001025835-26-000047 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,696 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 7,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000047 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 4,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · derivative · entry 17 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. F11 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,208 | $59.22 | $130,757.76 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 6 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,216 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 5,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,424 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,776 | $59.22 | $164,394.72 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,911 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 6,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,687 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,673 | $59.22 | $99,075.06 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,838 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 4,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2025 Filed Jul 9, 2025 13:48 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 450 | $46.84 | $21,078.00 |
DisclosureSEC source: 0001025835-25-000102 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,335 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025. Read SEC document |
| June 26, 2025 Filed Jun 27, 2025 20:58 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,828 | $55.16 | $100,832.48 |
DisclosureSEC source: 0001127602-25-018172 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,885 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.80. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 20:16 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,655 | $55.04 | $91,091.20 |
DisclosureSEC source: 0001127602-25-018087 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,713 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2025 Filed May 16, 2025 16:23 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 400 | $55.01 | $22,004.00 |
DisclosureSEC source: 0001127602-25-014601 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,368 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.02. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 13, 2025 Filed May 14, 2025 20:18 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 2,206 | $55.04 | $121,418.24 |
DisclosureSEC source: 0001127602-25-014276 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,768 F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.09. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 12, 2025 Filed May 13, 2025 19:11 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 4,689 | $55.18 | $258,739.02 |
DisclosureSEC source: 0001127602-25-014052 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,974 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 16:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 16,144 | $0.00 Strike: $57.17 | $0.00 |
DisclosureSEC source: 0001127602-25-008489 · form4.xml · derivative · entry 12 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,144 Underlying: Common Stock · 16,144 shares Expires 2035-03-04 F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 16:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 5,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-008489 · form4.xml · derivative · entry 11 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,398 Underlying: Common Stock · 5,398 shares Expires not disclosed F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 3,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · derivative · entry 16 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F12 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. F12 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 5,022 | $58.87 | $295,645.14 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 6 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,663 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 11,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,685 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 5,815 | $58.87 | $342,329.05 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,046 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 14,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,861 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,583 | $58.87 | $93,191.21 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,493 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 3,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2024 Filed Jun 12, 2024 14:53 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 604 | $32.40 | $19,569.60 |
DisclosureSEC source: 0001127602-24-018440 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,484 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 30,661 | $0.00 Strike: $39.50 | $0.00 |
DisclosureSEC source: 0001127602-24-007712 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,661 Underlying: Common Stock · 30,661 shares Expires 2034-02-28 F5 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 5,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007712 · form4.xml · derivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,857 Underlying: Common Stock · 5,857 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 7,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007048 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,964 Underlying: Common Stock · 7,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 3,525 | $40.83 | $143,925.75 |
DisclosureSEC source: 0001127602-24-007048 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,880 F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 7,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007048 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 3,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · derivative · entry 9 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 3,430 | $39.52 | $135,553.60 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 8 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,422 F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 9,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 7 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,852 F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 5,017 | $39.52 | $198,271.84 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 6 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,620 F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 13,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,637 F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,325 | $39.52 | $52,364.00 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,257 F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 3,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 7, 2023 19:05 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 480 | $34.53 | $16,574.40 |
DisclosureSEC source: 0001127602-23-018112 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,237 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 20,438 | $0.00 Strike: $54.46 | $0.00 |
DisclosureSEC source: 0001127602-23-008200 · form4.xml · derivative · entry 10 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,438 Underlying: Common Stock · 20,438 shares Expires 2033-02-28 F10 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 4,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008200 · form4.xml · derivative · entry 9 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Underlying: Common Stock · 4,176 shares Expires not disclosed F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002952 · form4.xml · derivative · entry 12 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. F11 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 4,029 | $51.82 | $208,782.78 |
DisclosureSEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,757 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 10,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,786 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 749 | $51.82 | $38,813.18 |
DisclosureSEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,361 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2022 Filed Jun 7, 2022 20:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 533 | $39.36 | $20,978.88 |
DisclosureSEC source: 0001127602-22-016972 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,965 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2021 through May 31, 2022. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2022. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 23,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006984 · form4.xml · derivative · entry 6 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,947 Underlying: Common Stock · 23,947 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F6 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.