Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | SEVP, Chief Banking Officer | June 30, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date June 30, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,874 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Other · Acquired 453 · Balance 28,874 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
| Common StockSEC Table I · non-derivative | Indirect401(K) Plan | 3,282 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,282 F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 4,730 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,730 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 5,081 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,081 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 5,105 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,105 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 7,786 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,786 F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 4,100 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,100 F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,487 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,487 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,371 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,371 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,845 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,845 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 3,326 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 3,326 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).
F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.
F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.
F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
F10: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Feb 28, 2022 19:09 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006972 · form4.xml · derivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898 Underlying: Common Stock · 898 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. Read SEC document |
| February 16, 2022 Filed Feb 28, 2022 19:09 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GiftCommon Stock | 100 | $50.19 | $5,019.00 |
DisclosureSEC source: 0001127602-22-006972 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,695 Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002101 · form4.xml · derivative · entry 6 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 428 | $48.20 | $20,629.60 |
DisclosureSEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,795 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 182 | $48.20 | $8,772.40 |
DisclosureSEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,155 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002101 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 17:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 193 | $39.41 | $7,606.13 |
DisclosureSEC source: 0001127602-21-030180 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,884 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021. Read SEC document |
| May 31, 2021 Filed Jun 4, 2021 14:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 488 | $29.32 | $14,308.16 |
DisclosureSEC source: 0001127602-21-019155 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,691 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 14:55 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 4,730 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008186 · form4.xml · derivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730 Underlying: Common Stock · 4,730 shares Expires 2031-02-25 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 14:55 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008186 · form4.xml · derivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897 Underlying: Common Stock · 897 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · derivative · entry 6 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 610 | $36.64 | $22,350.40 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 135 | $36.64 | $4,946.40 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,291 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 14:19 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 287 | $24.72 | $7,094.64 |
DisclosureSEC source: 0001127602-20-030365 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,089 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2020 through November 30, 2020. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 1, 2020. Read SEC document |
| May 29, 2020 Filed Jun 4, 2020 18:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 516 | $24.96 | $12,879.36 |
DisclosureSEC source: 0001127602-20-018797 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:13 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008283 · form4.xml · derivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557 Underlying: Common Stock · 557 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:10 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 988 | $44.75 | $44,213.00 |
DisclosureSEC source: 0001127602-20-002819 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,286 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:10 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002819 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,274 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| November 29, 2019 Filed Dec 6, 2019 20:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 178 | $33.56 | $5,973.68 |
DisclosureSEC source: 0001127602-19-034437 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,808 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2019 through November 30, 2019. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2019. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 20:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GiftCommon Stock | 50 | $44.60 | $2,230.00 |
DisclosureSEC source: 0001127602-19-033550 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,630 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 19:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 650 | $45.61 | $29,646.50 |
DisclosureSEC source: 0001127602-19-032459 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Read SEC document |
| May 31, 2019 Filed Jun 6, 2019 16:00 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 305 | $33.31 | $10,159.55 |
DisclosureSEC source: 0001127602-19-020978 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,330 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2018 through May 31, 2019. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2019. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 19:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012128 · form4.xml · derivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 19:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 38 | $43.14 | $1,639.32 |
DisclosureSEC source: 0001127602-19-012128 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 19:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012128 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 15:12 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009079 · form4.xml · derivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453 Underlying: Common Stock · 453 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,059 | $45.91 | $48,618.69 |
DisclosureSEC source: 0001127602-19-002786 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,938 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002786 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,997 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 21:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 140 | $37.99 | $5,318.60 |
DisclosureSEC source: 0001127602-18-035377 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,901 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2018 through November 30, 2018. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2018. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 750 | $56.20 | $42,150.00 |
DisclosureSEC source: 0001127602-18-027010 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761 Read SEC document |
| May 04, 2018 Filed May 8, 2018 13:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 750 | $52.03 | $39,022.50 |
DisclosureSEC source: 0001127602-18-016555 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011927 · form4.xml · derivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 Underlying: Common Stock · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 38 | $49.15 | $1,867.70 |
DisclosureSEC source: 0001127602-18-011927 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011927 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018359 · form4.xml · derivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337 Underlying: Common Stock · 337 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,469 | $48.70 | $71,540.30 |
DisclosureSEC source: 0001127602-18-002921 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002921 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,643 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · derivative · entry 5 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 278 | $44.50 | $12,371.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · nonDerivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GiftCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589 F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 960 | $44.10 | $42,336.00 |
DisclosureSEC source: 0001127602-17-033501 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 13:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,200 | $38.11 | $45,732.00 |
DisclosureSEC source: 0001127602-17-026859 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639 Read SEC document |
| May 05, 2017 Filed May 9, 2017 14:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,200 | $42.50 | $51,000.00 |
DisclosureSEC source: 0001127602-17-017291 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,839 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012047 · form4.xml · derivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 43 | $43.65 | $1,876.95 |
DisclosureSEC source: 0001127602-17-012047 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,039 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012047 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.