TapewireFind a company

organization · Reporting owner

Lightspeed General Partner Select, L.P.

Disclosed activity across 5 companies

Tapewire entity
31225
SEC CIK
0001700551

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MULESOFT, INCMULE · Entity 1229410% ownerNovember 27, 2017November 30, 2017
Netskope IncNTSK · Entity 382410% ownerSeptember 10, 2026September 15, 2026
Personalis, Inc.PSNL · Entity 457210% ownerJune 24, 2019June 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Lightspeed Venture Partners VII, L.P.1,700,000 Reported balance After 2017-11-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-11-27 · Conversion · Acquired 1,700,000 · Balance 1,700,000

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners VII, L.P.0 Reported balance After 2017-11-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-11-27 · Other · Disposed 1,700,000 · Balance 0

F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner VII, L.P.0 Last balance in matching sequence After 2017-11-27 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2017-11-27 · Other · Acquired 395,670 · Balance 395,670

F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F5: The shares are held of record by LGP VII.

Row 4 · 2017-11-27 · Other · Disposed 395,670 · Balance 0

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F5: The shares are held of record by LGP VII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Barry Eggers Revocable Trust dtd 6/4/200857,839 Reported balance After 2017-11-27 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectBy Peter Y. Nieh57,839 Reported balance After 2017-11-27 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

Class A Common StockSEC Table I · non-derivativeIndirectBy the Schaepe-Chiu Living Trust dated 11/5/9757,839 Reported balance After 2017-11-27 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-11-27 · Other · Acquired 57,839 · Balance 57,839

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.0 Last balance in matching sequence After 2017-11-27 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 8 · 2017-11-27 · Conversion · Acquired 400,000 · Balance 400,000

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

Row 9 · 2017-11-27 · Other · Disposed 400,000 · Balance 0

F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select, L.P.0 Last balance in matching sequence After 2017-11-27 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2017-11-27 · Other · Acquired 6,033 · Balance 6,033

F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F12: The shares are held of record by LGP Select.

Row 11 · 2017-11-27 · Other · Disposed 6,033 · Balance 0

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F12: The shares are held of record by LGP Select.

Class A Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 2945 Reported balance After 2017-11-27 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Investments LP - Fund 3945 Reported balance After 2017-11-27 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy The Schaepe-Chiu Living Trust dated 11/5/97378 Reported balance After 2017-11-27 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2017-11-27 · Other · Acquired 378 · Balance 378

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Class A Common StockSEC Table I · non-derivativeIndirectBy Schaepe-Chiu Investments I LP - Fund 2567 Reported balance After 2017-11-27 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2017-11-27 · Other · Acquired 567 · Balance 567

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Jeremy Liew945 Reported balance After 2017-11-27 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 16 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

Class A Common StockSEC Table I · non-derivativeIndirectBy John Vrionis945 Reported balance After 2017-11-27 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2017-11-27 · Other · Acquired 945 · Balance 945

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture partners VII, L.P.14,047,715 Reported balance After 2017-11-27 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-11-27 · Conversion · Disposed 1,700,000 · Balance 14,047,715

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.3,171,808 Reported balance After 2017-11-27 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-11-27 · Conversion · Disposed 400,000 · Balance 3,171,808

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

Filing footnotes · ownership attribution and instrument terms

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

F4: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F5: The shares are held of record by LGP VII.

F6: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F8: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F9: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10: The shares are held of record by Lightspeed Select.

F11: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F12: The shares are held of record by LGP Select.

F13: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F14: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.

F15: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

F16: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners IX, L.P.0 Last balance in matching sequence After 2026-09-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-10 · Conversion · Acquired 3,034,693 · Balance 3,034,693

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Row 2 · 2026-09-10 · Other · Disposed 3,034,693 · Balance 0

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed IX to its general partner and limited partners without additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner IX, L.P.0 Last balance in matching sequence After 2026-09-10 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2026-09-10 · Other · Acquired 792,813 · Balance 792,813

F4: Represents receipt of shares in the distribution in kind described in footnote (3).

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Row 4 · 2026-09-10 · Other · Disposed 792,813 · Balance 0

F6: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP IX to its limited partners without additional consideration.

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Management Company, L.L.C.0 Last balance in matching sequence After 2026-09-11 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2026-09-10 · Other · Acquired 10,621 · Balance 10,621

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by Lightspeed Management Company, L.L.C.

Row 6 · 2026-09-11 · Sale · Disposed 10,621 · Balance 0

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Shares are held by Lightspeed Management Company, L.L.C.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners IX, L.P.14,161,900 Reported balance After 2026-09-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-10 · Conversion · Disposed 3,034,693 · Balance 14,161,900

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV II, LLC15,608,645 Reported balance Holding disclosure · report date 2026-09-10 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 15,608,645

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F11: Shares are held by Lightspeed SPV II, LLC ("Lightspeed SPV II"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV II. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV II-B, LLC7,765,561 Reported balance Holding disclosure · report date 2026-09-10 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 7,765,561

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F12: Shares are held by Lightspeed SPV II-B, LLC ("Lightspeed SPV II-B"). LS SPV is the manager of Lightspeed SPV II-B. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.8,818,610 Reported balance Holding disclosure · report date 2026-09-10 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 8,818,610

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F13: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Each of LGP Select and LUGP Select disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select II, L.P.7,508,890 Reported balance Holding disclosure · report date 2026-09-10 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 7,508,890

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F14: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Opportunity Fund, L.P.2,690,640 Reported balance Holding disclosure · report date 2026-09-10 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 2,690,640

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F15: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LSS Fund II, LLC500 Reported balance Holding disclosure · report date 2026-09-10 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 500

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F16: Shares are held by LSS Fund II, LLC ("LSS Fund II"). Lightspeed Scout Management, LLC ("Scout Mgmt") is the manager of LSS Fund II. Each of the Reporting Persons disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed IX to its general partner and limited partners without additional consideration.

F4: Represents receipt of shares in the distribution in kind described in footnote (3).

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F6: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP IX to its limited partners without additional consideration.

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by Lightspeed Management Company, L.L.C.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F11: Shares are held by Lightspeed SPV II, LLC ("Lightspeed SPV II"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV II. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F12: Shares are held by Lightspeed SPV II-B, LLC ("Lightspeed SPV II-B"). LS SPV is the manager of Lightspeed SPV II-B. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F13: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Each of LGP Select and LUGP Select disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F14: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F15: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F16: Shares are held by LSS Fund II, LLC ("LSS Fund II"). Lightspeed Scout Management, LLC ("Scout Mgmt") is the manager of LSS Fund II. Each of the Reporting Persons disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote4,117,768 Reported balance After 2019-06-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-06-24 · Conversion · Acquired 4,117,768 · Balance 4,117,768

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,958,726 Reported balance After 2019-06-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-06-24 · Conversion · Acquired 1,958,726 · Balance 1,958,726

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-24 · Conversion · Disposed 2,317,073 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-24 · Conversion · Disposed 978,260 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-06-24 · Conversion · Disposed 822,435 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-06-24 · Conversion · Disposed 1,958,726 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.2,599,398 Last balance in matching sequence After 2018-10-09 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2018-10-09 · Conversion · Acquired 2,046,035 · Balance 2,046,035

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 2 · 2018-10-09 · Conversion · Acquired 508,497 · Balance 2,554,532

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 3 · 2018-10-09 · Conversion · Acquired 44,866 · Balance 2,599,398

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SERIES C PREFERRED STOCKSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2018-10-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-10-09 · Conversion · Disposed 2,046,035 · Balance 0

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SERIES D PREFERRED STOCKSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2018-10-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-10-09 · Conversion · Disposed 508,497 · Balance 0

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SERIES E PREFERRED STOCKSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2018-10-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-10-09 · Conversion · Disposed 44,866 · Balance 0

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2021-05-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,272,192 Last balance in matching sequence After 2021-05-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-05-07 · Conversion · Acquired 9,639,554 · Balance 9,639,554

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Row 2 · 2021-05-07 · Sale · Disposed 1,367,362 · Balance 8,272,192

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.529,108 Last balance in matching sequence After 2021-05-07 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2021-05-07 · Conversion · Acquired 611,756 · Balance 611,756

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Row 4 · 2021-05-07 · Sale · Disposed 82,648 · Balance 529,108

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.53Direct0 Reported balance After 2021-05-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-07 · Conversion · Disposed 7,522,038 · Balance 0

F3: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series A-1 Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.82Direct0 Reported balance After 2021-05-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-05-07 · Conversion · Disposed 825,288 · Balance 0

F4: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.49Direct0 Reported balance After 2021-05-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-05-07 · Conversion · Disposed 227,578 · Balance 0

F5: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.53Direct0 Reported balance After 2021-05-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-05-07 · Conversion · Disposed 103,484 · Balance 0

F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series E Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.80Direct0 Reported balance After 2021-05-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-05-07 · Conversion · Disposed 955,276 · Balance 0

F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.53IndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2021-05-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-05-07 · Conversion · Disposed 517,420 · Balance 0

F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Series E Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.80IndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2021-05-07 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-05-07 · Conversion · Disposed 64,882 · Balance 0

F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

F3: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F4: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F5: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2025 Filed Sep 23, 2025 00:20 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 15,608,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092241 · tm2526612-14_4seq1.xml · nonDerivative · entry 4

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Opportunity Fund, L.P. · CIK 0001780948 · 10% owner

Lightspeed General Partner Opportunity Fund, L.P. · CIK 0001980478 · 10% owner

Lightspeed Ultimate General Partner Opportunity Fund, Ltd. · CIK 0001980477 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,608,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F7 · price: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F10 · ownership.nature: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 00:20 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 7,508,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092241 · tm2526612-14_4seq1.xml · nonDerivative · entry 3

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Opportunity Fund, L.P. · CIK 0001780948 · 10% owner

Lightspeed General Partner Opportunity Fund, L.P. · CIK 0001980478 · 10% owner

Lightspeed Ultimate General Partner Opportunity Fund, Ltd. · CIK 0001980477 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,508,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F6 · price: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F7 · price: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 00:20 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 8,818,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092241 · tm2526612-14_4seq1.xml · nonDerivative · entry 2

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Opportunity Fund, L.P. · CIK 0001780948 · 10% owner

Lightspeed General Partner Opportunity Fund, L.P. · CIK 0001980478 · 10% owner

Lightspeed Ultimate General Partner Opportunity Fund, Ltd. · CIK 0001980477 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,818,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F5 · price: Each share of Series D Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F6 · price: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F7 · price: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F8 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 00:20 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 20,231,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092241 · tm2526612-14_4seq1.xml · nonDerivative · entry 1

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Opportunity Fund, L.P. · CIK 0001780948 · 10% owner

Lightspeed General Partner Opportunity Fund, L.P. · CIK 0001980478 · 10% owner

Lightspeed Ultimate General Partner Opportunity Fund, Ltd. · CIK 0001980477 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 20,231,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F2 · price: Each share of Series B Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries E Preferred Stock · Derivative 64,882 $0.00 Strike: $9.80 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 11

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 64,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F7 · derivative.exercise_date: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F7 · derivative.expiration_date: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries C Preferred Stock · Derivative 517,420 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 10

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 546,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F6 · derivative.exercise_date: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F6 · derivative.expiration_date: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries E Preferred Stock · Derivative 955,276 $0.00 Strike: $9.80 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 9

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 955,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F7 · derivative.exercise_date: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F7 · derivative.expiration_date: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries C Preferred Stock · Derivative 103,484 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 8

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F6 · derivative.exercise_date: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F6 · derivative.expiration_date: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries B Preferred Stock · Derivative 227,578 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 7

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F5 · derivative.exercise_date: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F5 · derivative.expiration_date: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries A-1 Preferred Stock · Derivative 825,288 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 825,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F4 · derivative.exercise_date: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F4 · derivative.expiration_date: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionSeries A Preferred Stock · Derivative 7,522,038 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · derivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,522,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F3 · derivative.exercise_date: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F3 · derivative.expiration_date: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 SaleCommon Stock 82,648 $16.00 $1,322,368.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · nonDerivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 529,108

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionCommon Stock 611,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · nonDerivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 611,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 SaleCommon Stock 1,367,362 $16.00 $21,877,792.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,272,192

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:07 UTC Honest Company, Inc. HNST · Entity 5346 ConversionCommon Stock 9,639,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031900 · doc4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,639,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionSeries C Preferred Stock · Derivative 1,958,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · derivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,958,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3 · ownership.direct: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

F3 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionSeries C Preferred Stock · Derivative 822,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · derivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 822,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionSeries B Preferred Stock · Derivative 978,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · derivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 978,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionSeries A Preferred Stock · Derivative 2,317,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · derivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,317,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionCommon Stock 1,958,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,958,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3 · ownership.direct: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

F3 · ownership.nature: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 20:01 UTC Personalis, Inc. PSNL · Entity 4572 ConversionCommon Stock 4,117,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-037645 · a4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,117,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC Guardant Health, Inc. GH · Entity 3238 ConversionSERIES E PREFERRED STOCK · Derivative 44,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · derivative · entry 6

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: COMMON STOCK · 44,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC Guardant Health, Inc. GH · Entity 3238 ConversionSERIES D PREFERRED STOCK · Derivative 508,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · derivative · entry 5

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: COMMON STOCK · 508,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC Guardant Health, Inc. GH · Entity 3238 ConversionSERIES C PREFERRED STOCK · Derivative 2,046,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · derivative · entry 4

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,046,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC Guardant Health, Inc. GH · Entity 3238 ConversionCOMMON STOCK 44,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · nonDerivative · entry 3

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 2,599,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC Guardant Health, Inc. GH · Entity 3238 ConversionCOMMON STOCK 508,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · nonDerivative · entry 2

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 2,554,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC Guardant Health, Inc. GH · Entity 3238 ConversionCOMMON STOCK 2,046,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · nonDerivative · entry 1

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 2,046,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 ConversionClass B Common Stock · Derivative 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 19

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 3,171,808

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by Lightspeed Select.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 ConversionClass B Common Stock · Derivative 1,700,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 18

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture partners VII, L.P.

Disclosed balance after: 14,047,715

Underlying: Class A Common Stock · 1,700,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VII.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 17

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Vrionis

Disclosed balance after: 945

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 16

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeremy Liew

Disclosed balance after: 945

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 15

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 2

Disclosed balance after: 567

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F16 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 378 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 14

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Schaepe-Chiu Living Trust dated 11/5/97

Disclosed balance after: 378

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 13

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Investments LP - Fund 3

Disclosed balance after: 945

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F15 · ownership.nature: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 12

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 945

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F14 · ownership.nature: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 6,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 11

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner Select, L.P.

Disclosed balance after: 0

F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).

F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F12 · ownership.nature: The shares are held of record by LGP Select.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 6,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 10

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner Select, L.P.

Disclosed balance after: 6,033

F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F12 · ownership.nature: The shares are held of record by LGP Select.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 9

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).

F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by Lightspeed Select.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 ConversionClass A Common Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 8

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by Lightspeed Select.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 57,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 7

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97

Disclosed balance after: 57,839

F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 57,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 6

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter Y. Nieh

Disclosed balance after: 57,839

F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 57,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 5

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008

Disclosed balance after: 57,839

F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 395,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 4

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 0

F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 395,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 3

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 395,670

F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 OtherClass A Common Stock 1,700,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 2

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 0

F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VII.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 02:24 UTC MULESOFT, INC MULE · Entity 12294 ConversionClass A Common Stock 1,700,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 1

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 1,700,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VII.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 00:35 UTC MULESOFT, INC MULE · Entity 12294 OtherClass B Common Stock · Derivative 3,571,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 12

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571,808

Underlying: Class A Common Stock · 3,571,808 shares

Expires not disclosed

F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 00:35 UTC MULESOFT, INC MULE · Entity 12294 OtherClass B Common Stock · Derivative 15,747,715 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 11

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,747,715

Underlying: Class A Common Stock · 15,747,715 shares

Expires not disclosed

F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 00:35 UTC MULESOFT, INC MULE · Entity 12294 ConversionSeries G Preferred Stock · Derivative 890,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 10

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 890,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F8 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F8 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F8 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 00:35 UTC MULESOFT, INC MULE · Entity 12294 ConversionSeries F Preferred Stock · Derivative 2,066,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022467 · doc4.xml · derivative · entry 9

Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner

Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner

Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Vrionis John · CIK 0001700541 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,066,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F9 · ownership.direct: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.